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Supervisory Disclosure on prudential supervision of investment firms

As the competent supervisory authority for investment firms, the the Securities Market Agency publishes relevant information, legislation and guidance related to supervisory activities. Supervisory disclosures allow for quick and easy comparisons between national supervisory practices and thereby contribute to the convergence of supervisory practices in the EU.


Rules and guidance regarding prudential supervision of investment firms

Link (.docx)

Options and national discretions

Link (.docx)

Supervisory review and evaluation process (SREP)

Link (.docx)

Agregate statistical data

Link (.docx)

  • Poljanski nasip 6, 1000 Ljubljana, SI-Slovenija
  • Telephone: +386 (0)1 280 04 00
    Fax: +386 (0)1 280 04 30
  1. E-mail: info@atvp.si
  2. Media contacts: pr@atvp.si