The Investment Funds and Management Companies Act (ZISDU-3)

The Investment Funds and Management Companies Act (ZISDU-3)

DECISION ADOPTED PURSUANT TO ZISDU-3

I. MANAGEMENT COMPANY'S BUSINESS OPERATIONS

  1. Decision on management companies’ operations (available only in Slovene)
  2. Decision on the capital of an asset management company (available only in Slovene)
  3. Decision on the delegation of management services or transactions (available only in Slovene)
  4. Decision on the holders of qualifying holdings in asset management companies (available only in Slovene)
  5. Decision on documentation for granting authorisation or consent to a management company and an EU management company (available only in Slovene)
  6. Decision on the diligence of members of the management and supervisory boards of management company (available only in Slovene)
  7. Decision on management companies’ annual accounts and analytical chart of accounts (available only in Slovene)
  8. Decision on the audit of a management company’s annual report (available only in Slovene)

 

II. INVESTMENT FUNDS INVESTMENTS

  1. Decision on types and categories and key elements of investment funds (available only in Slovene)
  2. Decision on the criteria for determining a significant impact on the management of an issuing body (available only in Slovene)
  3. Decision on the investments of an investment fund (available only in Slovene)
  4. Decision on the risk management of investment funds (available only in Slovene)
  5. Decision on the risk management of investment funds (available only in Slovene)

 

III. PUBLIC ANNOUNCEMENTS AND REPORTING TO THE AGENCY ON INVESTMENT FUND'S OPERATIONS

  1. Decision on announcements and direct information for unit holders
  2. Decision on reporting by management companies and EU management companies (available only in Slovene)
- Annex (available only in Slovene)

 


IV. INVESTMENT FUND'S DOCUMENTS

  1. Decision on investment funds’ financial statements and an annual and semi-annual report (available only in Slovene)
  2. Decision on open-end investment fund rules and prospectus (available only in Slovene)
  3. Decision on investment companies’ articles of association (available only in Slovene)
  4. Decision on the detailed content of an invitation for the subscription to and payment for an investment company’s shares (available only in Slovene)
  5. Decision on exceptions to the authorisation publishing the prospectus of an open-end investment fund (available only in Slovene)
  6. Decision on audit of investment fund's annual report (available only in Slovene)

 

V. OTHER DECISIONS ON MUTUAL FUNDS

  1. Decision on the temporary suspension of redemption or the introduction of partial redemption of mutual funds’ investment coupons (available only in Slovene)
  2. Decision on total operating costs of a mutual fund (available only in Slovene)
  3. Decision on paying-in and paying-out investment coupons with transferable securities (available only in Slovene)
  4. Decision on the method of exchanging the investment coupons of a merging mutual fund for the investment coupons of a receiving mutual fund (available only in Slovene)
  5. Decision on rules for distributing or retaining the net profit or revenues from a mutual fund (available only in Slovene)
  6. Decision on the calculation of a mutual fund's net asset value and the value of a unit (available only in Slovene)
  7. Decision on trading in mutual fund investment coupons on the organised market (available only in Slovene)
  8. Decision on master and feeder funds (available only in Slovene)
  9. decision on legal transactions, which are the basis for transfer of investment coupons (available only in Slovene)

 

VI. MARKETING OF INVESTMENT FUNDS' UNITS

  1. Decision on the professional examination concerning the marketing of units of investment funds (available only in Slovene)
  2. Decision on the method of and conditions for marketing units of investment funds (available only in Slovene)

 

VII. DEPOSITARY SERVICES

  1. Decision on reporting by depositaries (available only in Slovene)
  2. Decision on the criteria for selecting an emergency depositary (available only in Slovene)

 

The following acts are adopted pursuant to ZISDU-2 and can be used as reference only. Current acts are available in Slovene.

  1. Decision on the terms and conditions for marketing of investment fund units
Instructions for notifications of units of UCITS
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