Skoči do osrednje vsebine

Prevention of Money Laundering and Terrorist Financing Act (ZPPDFT-2)


  • AGENCY'S SUPERVISION IN THE AREA OF PREVENTION OF MONEY LAUNDERING AND TERRORISM FINANSING


In the field of prevention of money laundering and terrorist financing, the Agency supervises the following entities:

-    Management companies,

-    AIFs,

-    Brokerage companies,

-    Banks that provide investment services and activities.

The Agency carries out supervision on the basis of annual supervision plans based on a preliminary risk assessment of money laundering and terrorist financing at the level of the entire securities segment or individual supervised entities, based on the findings stemming from the monitoring and verification of reports and notifications, based on complaints from parties and proposals from other participants or institutions.

In the case of identified violations, the Agency may impose supervisory measures or conduct offence proceedings. If inconsistencies and deficiencies are identified, the Agency may with the purpose of promoting good practices and improving the operations of supervised entities, inform the management board of the supervised entity of its findings via a letter and present its recommendations on how to improve operations. On the other hand, the Agency may instead inform the Prevention of Money Laundering and Terrorist Financing commissioner of its findings.

The Agency actively collaborates with the Office for Money Laundering Prevention of the Republic of Slovenia both in the supplementation of the report on the National Risk Assessment, namely by updating the risk assessment for the securities sector as well as in the preparation of amendments to the Prevention of Money Laundering and Terrorist Financing Act and in the preparation of various answers for the European Commission in the field of prevention of money laundering and terrorist financing in the form of various questionnaires.

Because EBA, the European Banking Supervisor, has acquired competences pertaining to the coordination and formulation of a common policy in the field of money laundering and terrorist financing at the EU level, the Agency became the member of AMLSC with EBA, where two employees are members of this committee. The Agency actively participates in all activities of the indicated committee.


*Act on the Prevention of Money Laundering and Terrorist Financing  (.docx)
(Unofficial English translation)

*Translated text is not up to date


Guidelines for the prevention of money laundering and terrorist financing (.docx)
(Note: this is not the last updated version of translated Guidelines)


  • Poljanski nasip 6, 1000 Ljubljana, SI-Slovenija
  • Telephone: +386 (0)1 280 04 00
    Fax: +386 (0)1 280 04 30
  1. E-mail: info@atvp.si
  2. Media contacts: pr@atvp.si