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Investment firms and management companies

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Date received

  • IGM FOREX LTD
  • Cyprus
  • 23.05.2017
  • Company headquarters: 1 Agias Zonis, Nikolaou Pentadromos Center Building, Block B _ 5th Floor _ No. 504
  • Authorisation to provide services: A1, A2, B1, B2, B4, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission (CySEC)
  • Wigmore Associates Wealth Management Ltd
  • United Kingdom
  • 16.03.2016
  • Company headquarters: 20 Seymour Mews
  • Authorisation to provide services: A1, A5, C1, C2, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority (FCA)
  • Two Sigma International Limited
  • United Kingdom
  • 30.10.2014
  • Company headquarters: 73 Watling Street
  • Authorisation to provide services: A5, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority (FCA)
  • Poten Capital Services (UK) Ltd
  • United Kingdom
  • 05.11.2012
  • Company headquarters: 101 Wigmore St
  • Authorisation to provide services: A1, A5, B3, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Frogmore Real Estate Partners Fund Managers Ltd
  • United Kingdom
  • 01.02.2010
  • Company headquarters: 11/15 Wigmore Street
  • Authorisation to provide services: A1, A2, A4, A5, C1, C3, C4, C9
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority (FCA)
  • Sigma Fund Management LLP
  • United Kingdom
  • 12.05.2009
  • Company headquarters: 4 Broadgate
  • Authorisation to provide services: A1, A2, A4, A5, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 12.04.2010
  • Regulatory institution of member-state: Financial Conduct Authority (FCA)
  • Intrust Corporate Finance Limited
  • United Kingdom
  • 10.02.2009
  • Company headquarters: 38 Wigmore Street
  • Authorisation to provide services: Investicijske storitvexInvesticijske storitve in posli so naslednje storitve in posli: 1. sprejemanje in posredovanje naročil v zvezi z enim ali več finančnimi instrumenti, 2. izvrševanje naročil za račun strank, 3. poslovanje za svoj račun, 4. gospodarjenje s finančnimi instrumenti, 5. investicijsko svetovanje, 6. izvedba prve ali nadaljnje prodaje finančnih instrumentov z obveznostjo odkupa, 7. izvedba prve ali nadaljnje prodaje finančnih instrumentov brez obveznosti odkupa, 8. upravljanje MTF in 9. upravljanje OTF. in dejavnosti: A1, A5Pomožne storitve: /Finančni instrumenti: C1
  • Cessation of provision of services: 02.01.2018
  • Regulatory institution of member-state: Financial Conduct Authority (FCA)
  • Global Prime Partners Limited
  • United Kingdom
  • 07.10.2008
  • Company headquarters: 101 Wigmore Street
  • Authorisation to provide services: A1, A2, A3, C1, C4, C5, C6, C7, C9
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority (FCA)
  • SIGMA BROKING LIMITED
  • United Kingdom
  • 21.08.2008
  • Company headquarters: 2nd Floor, 4 Broadgate
  • Authorisation to provide services: Investicijske storitvexInvesticijske storitve in posli so naslednje storitve in posli: 1. sprejemanje in posredovanje naročil v zvezi z enim ali več finančnimi instrumenti, 2. izvrševanje naročil za račun strank, 3. poslovanje za svoj račun, 4. gospodarjenje s finančnimi instrumenti, 5. investicijsko svetovanje, 6. izvedba prve ali nadaljnje prodaje finančnih instrumentov z obveznostjo odkupa, 7. izvedba prve ali nadaljnje prodaje finančnih instrumentov brez obveznosti odkupa, 8. upravljanje MTF in 9. upravljanje OTF. in dejavnosti: A1, A5Pomožne storitve: /Finančni instrumenti: C2, C4
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority (FCA)
  • PIMCO EUROPE LTD
  • United Kingdom
  • 29.02.2008
  • Company headquarters: 103 Wigmore Street
  • Authorisation to provide services: Investicijske storitvexInvesticijske storitve in posli so naslednje storitve in posli: 1. sprejemanje in posredovanje naročil v zvezi z enim ali več finančnimi instrumenti, 2. izvrševanje naročil za račun strank, 3. poslovanje za svoj račun, 4. gospodarjenje s finančnimi instrumenti, 5. investicijsko svetovanje, 6. izvedba prve ali nadaljnje prodaje finančnih instrumentov z obveznostjo odkupa, 7. izvedba prve ali nadaljnje prodaje finančnih instrumentov brez obveznosti odkupa, 8. upravljanje MTF in 9. upravljanje OTF. in dejavnosti: A1, A2, A4, A5Pomožne storitve: B5Finančni instrumenti: C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority (FCA)
  • PARADIGM NORTON FINANCIAL PLANNING LTD
  • United Kingdom
  • 30.10.2007
  • Company headquarters: Macrae Road, Ham Green, Bristol,
  • Authorisation to provide services: Investicijske storitvexInvesticijske storitve in posli so naslednje storitve in posli: 1. sprejemanje in posredovanje naročil v zvezi z enim ali več finančnimi instrumenti, 2. izvrševanje naročil za račun strank, 3. poslovanje za svoj račun, 4. gospodarjenje s finančnimi instrumenti, 5. investicijsko svetovanje, 6. izvedba prve ali nadaljnje prodaje finančnih instrumentov z obveznostjo odkupa, 7. izvedba prve ali nadaljnje prodaje finančnih instrumentov brez obveznosti odkupa, 8. upravljanje MTF in 9. upravljanje OTF. in dejavnosti: A1, A5Pomožne storitve: B5Finančni instrumenti: C1, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority (FCA)
  • Sigma Financial Management Limited
  • United Kingdom
  • 13.09.2006
  • Company headquarters: 46 - 48 East Smithfield
  • Authorisation to provide services: Storitve: A1(a), A1(b) Instrumenti: B1(a), B2, B3, B6 Stranske storitve: C6
  • Cessation of provision of services: 08.06.2009
  • Regulatory institution of member-state: Financial Conduct Authority (FCA)
  • Saphire Finance LLP
  • United Kingdom
  • 17.01.2005
  • Company headquarters: 122 Wigmore Street
  • Authorisation to provide services: Storitve: A1(a)Instrumenti: B1(a), B6Stranske storitve: C4
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority (FCA)
  • Poljanski nasip 6, 1000 Ljubljana, SI-Slovenija
  • Telephone: +386 (0)1 280 04 00
    Fax: +386 (0)1 280 04 30
  1. E-mail: info@atvp.si
  2. Media contacts: pr@atvp.si