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Lists and registers
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Lists of issued licences
- List of issued licences
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Notifications from other Member States
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Investment firms and management companies
Authorisation to provide services
- 2004/39/ES (MIFID) in 2014/65/ES (MiFID II)
- 93/22/EEC (ISD)
- 2009/65/ES (UCITS)
Active/inactive notification
- Active notification
- Inactive notification
Company
Country
Date received
- IGM FOREX LTD
- Cyprus
- 23.05.2017
- Company headquarters: 1 Agias Zonis, Nikolaou Pentadromos Center Building, Block B _ 5th Floor _ No. 504
- Authorisation to provide services: A1, A2, B1, B2, B4, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission (CySEC)
- Wigmore Associates Wealth Management Ltd
- United Kingdom
- 16.03.2016
- Company headquarters: 20 Seymour Mews
- Authorisation to provide services: A1, A5, C1, C2, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority (FCA)
- Two Sigma International Limited
- United Kingdom
- 30.10.2014
- Company headquarters: 73 Watling Street
- Authorisation to provide services: A5, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority (FCA)
- Poten Capital Services (UK) Ltd
- United Kingdom
- 05.11.2012
- Company headquarters: 101 Wigmore St
- Authorisation to provide services: A1, A5, B3, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Frogmore Real Estate Partners Fund Managers Ltd
- United Kingdom
- 01.02.2010
- Company headquarters: 11/15 Wigmore Street
- Authorisation to provide services: A1, A2, A4, A5, C1, C3, C4, C9
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority (FCA)
- Sigma Fund Management LLP
- United Kingdom
- 12.05.2009
- Company headquarters: 4 Broadgate
- Authorisation to provide services: A1, A2, A4, A5, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 12.04.2010
- Regulatory institution of member-state: Financial Conduct Authority (FCA)
- Intrust Corporate Finance Limited
- United Kingdom
- 10.02.2009
- Company headquarters: 38 Wigmore Street
- Authorisation to provide services: Investicijske storitve in dejavnosti: A1, A5Pomožne storitve: /Finančni instrumenti: C1
- Cessation of provision of services: 02.01.2018
- Regulatory institution of member-state: Financial Conduct Authority (FCA)
- Global Prime Partners Limited
- United Kingdom
- 07.10.2008
- Company headquarters: 101 Wigmore Street
- Authorisation to provide services: A1, A2, A3, C1, C4, C5, C6, C7, C9
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority (FCA)
- SIGMA BROKING LIMITED
- United Kingdom
- 21.08.2008
- Company headquarters: 2nd Floor, 4 Broadgate
- Authorisation to provide services: Investicijske storitve in dejavnosti: A1, A5Pomožne storitve: /Finančni instrumenti: C2, C4
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority (FCA)
- PIMCO EUROPE LTD
- United Kingdom
- 29.02.2008
- Company headquarters: 103 Wigmore Street
- Authorisation to provide services: Investicijske storitve in dejavnosti: A1, A2, A4, A5Pomožne storitve: B5Finančni instrumenti: C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority (FCA)
- PARADIGM NORTON FINANCIAL PLANNING LTD
- United Kingdom
- 30.10.2007
- Company headquarters: Macrae Road, Ham Green, Bristol,
- Authorisation to provide services: Investicijske storitve in dejavnosti: A1, A5Pomožne storitve: B5Finančni instrumenti: C1, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority (FCA)
- Sigma Financial Management Limited
- United Kingdom
- 13.09.2006
- Company headquarters: 46 - 48 East Smithfield
- Authorisation to provide services: Storitve: A1(a), A1(b) Instrumenti: B1(a), B2, B3, B6 Stranske storitve: C6
- Cessation of provision of services: 08.06.2009
- Regulatory institution of member-state: Financial Conduct Authority (FCA)
- Saphire Finance LLP
- United Kingdom
- 17.01.2005
- Company headquarters: 122 Wigmore Street
- Authorisation to provide services: Storitve: A1(a)Instrumenti: B1(a), B6Stranske storitve: C4
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority (FCA)