Skoči do osrednje vsebine

Investment firms and management companies

Excel

Authorisation to provide services

Active/inactive notification

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  • Inactive notification

Company

Country

Date received

  • Vivid Money B.V.
  • Netherlands
  • 23.11.2023
  • Company headquarters: Strawinskylaan 4117
  • Authorisation to provide services: A1, B1, B2, B4, B5, C1, C2, C3, C4
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Dutch Authority for the Financial Markets
  • BESTINVER SOCIEDAD DE VALORES, S.A.
  • Spain
  • 14.11.2023
  • Company headquarters: CALLE VELÁZQUEZ, 140, 2º
  • Authorisation to provide services: A1, A2, A3, A4, A6, A7, B1, B3, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: CNMV
  • Capital Strategies Partners, A.V., Sociedad Anónima
  • Spain
  • 13.11.2023
  • Company headquarters: Paseo de la Castellana 178, 3º D
  • Authorisation to provide services: A1, A5, C1, C2, C3, C4, C5
  • Cessation of provision of services: /
  • Regulatory institution of member-state: CNMV
  • INSTITUTIONAL CN (EUROPE) - EMPRESA DE INVESTIMENTO, S.A.
  • Portugal
  • 13.11.2023
  • Company headquarters: Avenida da Liberdade, n.º 131 a 143, 3º andar
  • Authorisation to provide services: A1, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Comissão do Mercado de Valores Mobiliários
  • Solaris EMEA Ltd
  • Cyprus
  • 31.10.2023
  • Company headquarters: SOHO Office, Anexartisias 187, Level 2
  • Authorisation to provide services: A1, A2, A3, B1, B2, B4, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Easybroker BV
  • Netherlands
  • 19.10.2023
  • Company headquarters: Gasfabriek 10
  • Authorisation to provide services: A1, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Dutch Authority for the Financial Markets
  • Ownership Capital B.V.
  • Netherlands
  • 09.10.2023
  • Company headquarters: Herengracht 107, 1015 BE Amsterdam
  • Authorisation to provide services: A1
  • Cessation of provision of services: /
  • Regulatory institution of member-state: AFM
  • The Spectrum IFA Group Limited
  • Malta
  • 28.09.2023
  • Company headquarters: JUNCTION BUSINESS CENTRE, 1ST FLOOR, SQAQ LOURDES
  • Authorisation to provide services: A1, A5, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Malta Financial Services Authority
  • AS Mintos Marketplace
  • Latvia
  • 27.09.2023
  • Company headquarters: Skanstes iela 50
  • Authorisation to provide services: A2, A3, A4, A5, A7, B1, B4, B5, C1
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Latvijas Banka
  • FundRock Distribution S.A.
  • Luxembourg
  • 26.09.2023
  • HOXTON CAPITAL MANAGEMENT (EUROPE) LTD
  • Cyprus
  • 20.09.2023
  • Company headquarters: Μesogiou 15, Οroklini
  • Authorisation to provide services: A1, A5, C1, C2, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • CT CAPITALLTRADERS LTD
  • Cyprus
  • 11.09.2023
  • Company headquarters: 256 Archiepiskopou Makariou III Avenue, Eftapaton Court, 4.5 floor
  • Authorisation to provide services: A1, A2, A3, A4, A5, B1, B2. B4, B5, C1, C3, C4, C6, C7
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • MEX EUROPE LTD
  • Cyprus
  • 06.09.2023
  • Company headquarters: 163 Leontiou Street, Clerimos Building, 1st Floor
  • Authorisation to provide services: A1, A2, B1, B2, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • UAB DeRISK Business Solutions
  • Lithuania
  • 21.08.2023
  • Company headquarters: Kestucio str. 32-401
  • Authorisation to provide services: A1, A4, A5, B5, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Bank of Lithuania
  • Shares Financial Assets
  • France
  • 07.08.2023
  • Company headquarters: 32 Rue des Jeûneurs
  • Authorisation to provide services: A1, B1, B4, C1, C2, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: ACPR
  • STOCKSTECH INVESTMENTS LTD
  • Cyprus
  • 31.07.2023
  • Company headquarters: 38 Andrea Kariolou, Ayios Athanasios
  • Authorisation to provide services: A1, A2, A3, B1, B2, B4, C1, C3, C4
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Global X Management Company (Europe) Limited
  • Irska
  • 27.07.2023
  • Company headquarters: 10 Earlsfort Terrace, Dublin, Dublin 2, D02 T380
  • Authorisation to provide services: A1, B1, C1
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • Capital Markets S.à r.l.
  • Luxembourg
  • 07.07.2023
  • Company headquarters: 33, Boulevard Prince Henri
  • Authorisation to provide services: A1, A2, A6, A7, B3, B6, C1
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Commission de Surveillance du Secteur Financier
  • Redburn (France) SA
  • France
  • 29.06.2023
  • Company headquarters: 11 rue de Téhéran
  • Authorisation to provide services: A1, A7, B5, C1, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: ACPR
  • GMG Europe B.V.
  • Netherlands
  • 09.06.2023
  • Company headquarters: Newtonlaan 115
  • Authorisation to provide services: A1, A2, C1, C2, C4, C5, C6, C7, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Dutch Authority for the Financial Markets
  • Captin B.V.
  • Netherlands
  • 08.06.2023
  • Company headquarters: Keizersgracht 534-5
  • Authorisation to provide services: A1, A2, A8, B1, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Dutch Authority for the Financial Markets
  • Investium Limited
  • Cyprus
  • 06.06.2023
  • Company headquarters: 6 Nikou Georgiou Street, Office 302
  • Authorisation to provide services: A1, A2, A3, B1, B2, B4, C1, C2, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • BP ENERGY SOLUTIONS, SOCIEDAD DE VALORES, S.A.
  • Spain
  • 02.06.2023
  • Company headquarters: Calle Quintanadueñas, 6, Edificio Arqbórea
  • Authorisation to provide services: A2, A3, A5, C4, C5, C7, C8, C9, C10, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: CNMV
  • Fisher Investments Ireland Limited
  • Irska
  • 30.05.2023
  • Company headquarters: 2 George's Dock, 1st Floor, IFSC
  • Authorisation to provide services: A4, A5, B4, B5, B7, C1, C2, C3, C4, C5, C6, C7, C8, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • BC PARTNERS MANAGEMENT S.À R.L.
  • Luxembourg
  • 30.05.2023
  • Dodge & Cox (Europe) GmbH
  • Nemčija
  • 26.05.2023
  • Company headquarters: Maximilianstraße 13 ﴾3. Stock﴿
  • Authorisation to provide services: A1, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • Tradeview Europe Limited
  • Malta
  • 25.05.2023
  • Company headquarters: Floor 6, Suite 3, Airways House, High Street
  • Authorisation to provide services: A1, C1, C4, C6, C7, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Malta Financial Services Authority
  • FNZ (Europe) DAC
  • Irska
  • 25.05.2023
  • Company headquarters: Block C, Irish Life Centre, Lower Abbey Street
  • Authorisation to provide services: A1, B4, C1, C2, C3, C4, C5, C6, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • Square Global
  • France
  • 17.05.2023
  • Company headquarters: 23 Rue de Berri
  • Authorisation to provide services: A1, C1, C4
  • Cessation of provision of services: /
  • Regulatory institution of member-state: ACPR
  • Hidden Road Partners CIV NL B.V.
  • Netherlands
  • 12.05.2023
  • Company headquarters: Fosbury & Sons - Prinsengracht 769
  • Authorisation to provide services: A2, A3, C1, C4, C5, C8, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Dutch Authority for the Financial Markets
  • ACTIVMARKETS – EMPRESA DE INVESTIMENTO, S.A.
  • Portugal
  • 12.05.2023
  • Company headquarters: RUA DUQUE DE PALMELA, N. 37, 1 A
  • Authorisation to provide services: A1, A2, A3, B1, B4, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: CMVM
  • OEXN LIMITED
  • Cyprus
  • 11.05.2023
  • Company headquarters: 1 Kalimnou Street, Office 602
  • Authorisation to provide services: A1, A2, A3, B1, B2, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • AHP Capital Management GmbH
  • Nemčija
  • 11.05.2023
  • Company headquarters: Weißfrauenstraße 12 – 16
  • Authorisation to provide services: A1, A5, B3, B6, C1, C2, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • OBPZ:

    Arqore GmbH

    Address: Adalbertstraße 66, 10179 Berlin
    Dovoljenje za opravljanje storitev: A1, C1, C2, C3
    Datum začetka: 11.05.2023
    Datum prenehanja: /

  • Convera Europe Financial S.A.
  • Luxembourg
  • 03.05.2023
  • Makor Securities Paris SAS
  • France
  • 28.03.2023
  • Company headquarters: 336 rue saint-honoré
  • Authorisation to provide services: A1, C1, C4
  • Cessation of provision of services: /
  • Regulatory institution of member-state: ACPR
  • Saranac Partners Europe, Agencia de Valores, S.A.
  • Spain
  • 21.03.2023
  • Company headquarters: c/ Hermosilla 11, planta 2ª
  • Authorisation to provide services: A1, A4, A5, C1, C2, C3, C4, C5
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Comisión Nacional del Mercado de Valores
  • BDT & MSD Partners Europe GmbH
  • Nemčija
  • 15.03.2023
  • Company headquarters: Opernplatz 14
  • Authorisation to provide services: A1, A2, A5, B3, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • Enmacc Financial Services GmbH
  • Nemčija
  • 13.03.2023
  • Company headquarters: Ridlerstr. 57
  • Authorisation to provide services: A1, A2, C4, C5, C6, C7, C10, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • SWEN CAPITAL PARTNERS
  • France
  • 22.02.2023
  • Company headquarters: 20-22 rue Vernier, 75017 Paris
  • Authorisation to provide services: 2A
  • Cessation of provision of services: /
  • Regulatory institution of member-state: AMF
  • IXI Fund Managers Ltd
  • Cyprus
  • 20.02.2023
  • Company headquarters: 13 Eirinis street, Araouzos Castle Court, 3042 Limassol
  • Authorisation to provide services: 1, 2A
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission (CySEC)
  • Apollo Capital Solutions Europe B.V.
  • Netherlands
  • 10.02.2023
  • Company headquarters: Gustav Mahlerplein 109
  • Authorisation to provide services: A1, A4, A5, A6, A7, B3, B4, B5, B6, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Dutch Authority for the Financial Markets
  • SAPIENS MARKETS EU SOCIEDAD DE VALORES, S.A.
  • Spain
  • 10.02.2023
  • Company headquarters: Paseo de Recoletos, 19, Planta Baja
  • Authorisation to provide services: A1, A2, A3, A4, B1, C1, C3, C4, C5, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Comisión Nacional del Mercado de Valores (CNMV)
  • Fundvest UAB
  • Lithuania
  • 30.01.2023
  • Company headquarters: Konstitucijos av. 15-93
  • Authorisation to provide services: A1, B1, B4, C1
  • Cessation of provision of services: /
  • Regulatory institution of member-state: THE BANK OF LITHUANIA
  • TINV Europe AS
  • Estonia
  • 24.01.2023
  • Company headquarters: Veerenni tn 24 Kesklinna district
  • Authorisation to provide services: A1, A2, B1, B4, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Finantsinspektsioon
  • Asante Capital Group Germany GmbH
  • Nemčija
  • 10.01.2023
  • Company headquarters: Maximilianstasse 13, 3rd floor
  • Authorisation to provide services: A1, C1, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BAFIN
  • Monument Group Netherlands B.V.
  • Netherlands
  • 04.01.2023
  • Company headquarters: Westermarkt 2
  • Authorisation to provide services: A1, A5, B3, C1, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Dutch Authority for the Financial Markets
  • SWISSQUOTE CAPITAL MARKETS LIMITED
  • Cyprus
  • 04.01.2023
  • Company headquarters: Spyrou Kyprianou 42, 1st floor Emerald House
  • Authorisation to provide services: A1, A2, A3, B1, B2, B4, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Rede Partners (Netherlands) B.V.
  • Netherlands
  • 29.12.2022
  • Waystone Investment Management (IE) Limited
  • Irska
  • 08.12.2022
  • Company headquarters: 35 Shelbourne Road
  • Authorisation to provide services: A1, A4, A5, C2, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • OANDA TMS Brokers Spółka Akcyjna
  • Poland
  • 02.12.2022
  • Company headquarters: ul. Złota 59
  • Authorisation to provide services: A1, A2, A3, A5, B1, B2, B4, B5, B7, C1, C3, C5, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Polish Financial Supervision Authority
  • Quantessence Financial NV/SA
  • Belgium
  • 01.12.2022
  • Company headquarters: 1 Boulevard du Roi Albert II
  • Authorisation to provide services: A1, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: FSMA
  • Alaric Securities OOD
  • Bulgaria
  • 01.12.2022
  • Company headquarters: Alaric Tower, 20 “Todor Aleksandrov” Blvd
  • Authorisation to provide services: A1, A2, A3, A4, A5, A6, A7, B1, B2, B3, B4, B5, B6, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Financial Supervision Commission
  • Edmond de Rotschild Asset Management (France)
  • France
  • 24.11.2022
  • Company headquarters: 47, rude du Faubourg Saint-Honoré
  • Authorisation to provide services: A1, B1
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Autorité des Marchés Financiers (AMF)
  • Sera Global Securities Germany GmbH
  • Nemčija
  • 22.11.2022
  • Company headquarters: Neue Mainzer Straße 6 - 10 (WINX-Tower)
  • Authorisation to provide services: A1, C1, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • Vertis Environmental Finance Ltd
  • Hungary
  • 16.11.2022
  • Company headquarters: Csörsz utca 45
  • Authorisation to provide services: A1, A3, A5, B4, B5, C4, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Hungary
  • MeDirect Bank (Malta) PLC
  • Malta
  • 11.11.2022
  • Company headquarters: THE CENTRE, TIGNE' POINT
  • Authorisation to provide services: A1, A2, A4, A5, A7, B1, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Malta Financial Services Authority
  • Macquarie Asset management Europe S.á r.l.
  • Luxembourg
  • 18.10.2022
  • GMO Netherlands BV
  • Netherlands
  • 12.10.2022
  • Ares Management Luxembourg
  • Luxembourg
  • 12.09.2022
  • PLUM Money CY Ltd
  • Cyprus
  • 08.09.2022
  • Company headquarters: Tyrtaiou 5, City Home 71, Flat 401
  • Authorisation to provide services: A1, A2, B1, C1, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • GVD KORIMCY LTD
  • Cyprus
  • 31.08.2022
  • Company headquarters: 20 Omirou street, Thomaides Group, 1st Floor M2
  • Authorisation to provide services: A1, A2, B1, B2, B4, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Société Générale - Forge
  • France
  • 08.08.2022
  • Company headquarters: 17 cours Valmy
  • Authorisation to provide services: A1, A2, B1, C1, C2, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: ACPR
  • Trade Republic Bank GmbH
  • Nemčija
  • 29.07.2022
  • Company headquarters: Köpenicker Straße 40c
  • Authorisation to provide services: A1, A2, A3, B1, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
  • Cessation of provision of services: 05.12.2023
  • Regulatory institution of member-state: BaFin
  • KfW Capital GmbH & Co. KG
  • Nemčija
  • 28.07.2022
  • Company headquarters: Bockenheimer Landstr. 98-100
  • Authorisation to provide services: A1, C1, C3
  • Cessation of provision of services: 25.08.2023
  • Regulatory institution of member-state: BaFin
  • TITANEDGE SECURITIES LTD
  • Cyprus
  • 15.07.2022
  • Company headquarters: 4 Spyrou Kyprianou, Papavasiliou Court, 3rd Floor, Office 301
  • Authorisation to provide services: A1, A2, A4, B1, B2, B4, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • William Blair B.V.
  • Netherlands
  • 07.07.2022
  • Company headquarters: Noma House – Gustav Mahlerlaan 1212
  • Authorisation to provide services: A1, A2, A4, A5, A7, B3, B4, C1, C2, C3, C4, C5, C8, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Dutch Authority for the Financial Markets (AFM)
  • Numis Europe Limited
  • Irska
  • 01.07.2022
  • Company headquarters: Riverview House, 21 - 23 City Quay
  • Authorisation to provide services: A1, A2, A4, A5, A6, A7, B3, B4, B5, B6, C1
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • RoboMarkets Deutschland GmbH
  • Nemčija
  • 24.06.2022
  • Company headquarters: Schillerstrasse 5
  • Authorisation to provide services: A1, A2, A4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • ARRACO Ireland Limited
  • Irska
  • 09.06.2022
  • Company headquarters: Ground Floor, Two Haddington Buildings, Haddington Road
  • Authorisation to provide services: A1, A2, A9, C5, C6
  • Cessation of provision of services: 13.04.2023
  • Regulatory institution of member-state: Central Bank of Ireland
  • Raymond James Corporate Finance GmbH
  • Nemčija
  • 25.05.2022
  • Company headquarters: Theresienstrasse 1
  • Authorisation to provide services: A1, A5, B3, C1
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • Tradeweb Execution Services B.V.
  • Netherlands
  • 24.05.2022
  • Company headquarters: Strawinskylaan 4117
  • Authorisation to provide services: A1, A2, A3, C1, C2, C3, C4, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Dutch Authority for the Financial Markets
  • TriOptima AB
  • Sweden
  • 18.05.2022
  • Company headquarters: Mäster Samuelsgatan 17
  • Authorisation to provide services: A1, A2, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Finansinspektionen
  • Lightyear Europe AS
  • Estonia
  • 10.05.2022
  • Company headquarters: Niine 11
  • Authorisation to provide services: A1, A2, B1, B4, C1, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Finantsinspektsioon
  • Plus500EE AS
  • Estonia
  • 10.05.2022
  • Company headquarters: Pärnu mnt 31-58
  • Authorisation to provide services: A1, A2, A3, B1, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Finantsinspektsioon
  • Evli Oyj
  • Finland
  • 04.05.2022
  • Company headquarters: Aleksanterinkatu 19
  • Authorisation to provide services: A1, A2, A3, A4, A5, A6, A7, B1, B2, B3, B4, B5, B6, C1, C3, C4, C5, C8, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Financial Supervisory Authority (FIN-FSA)
  • Cavendish Markets B.V.
  • Netherlands
  • 21.04.2022
  • Company headquarters: Herengracht 420
  • Authorisation to provide services: A1, C4, C5, C6, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Dutch Authority for the Financial Markets
  • VSTAR & SOHO MARKETS LTD
  • Cyprus
  • 18.04.2022
  • Company headquarters: Spyrou Kyprianou 41 Avenue, Stertzias Court 2, 1st Floor, Flat 101
  • Authorisation to provide services: A1, A2, B1, B2, B4, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Freetrade Europa AB
  • Sweden
  • 05.04.2022
  • Company headquarters: COVENDUM, PO BOX 4011, KATARINAVÄGEN 15
  • Authorisation to provide services: A1, A2, B1, B4, C1, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Finansinspektionen
  • JB Drax Honoré SAS
  • France
  • 01.04.2022
  • Baillie Gifford Investment Management (Europe) Limited
  • Irska
  • 01.04.2022
  • Company headquarters: 4/5 School House Lane East    
  • Authorisation to provide services: 1
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • OQTIMA EU LTD
  • Cyprus
  • 22.03.2022
  • Company headquarters: Franklin Roosevelt 247, Block C _ 1st Floor _ Office 101
  • Authorisation to provide services: A1, A2, B1, B2, B4, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Fondee s.r.o.
  • Czech Republic
  • 21.03.2022
  • Company headquarters: Rumunska 22/28, Vinohrady
  • Authorisation to provide services: A1, A4, A5, B3, B4
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Czech National bank
  • TRADITION FINANCIAL SERVICES ESPAÑA, SOCIEDAD DE VALORES, S.A.U.
  • Spain
  • 09.03.2022
  • Company headquarters: PASEO DE LA CASTELLANA 31
  • Authorisation to provide services: A1, A2, A3, A9, B5, C1, C2, C4, C5, C6, C7, C8, C10, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Comisión Nacional del Mercado de Valores
  • Athlos Capital Investment Services Ltd
  • Cyprus
  • 22.02.2022
  • Company headquarters: 17 Stasinou Avenue, Bedizia Tower _ 6th & 7th Floor
  • Authorisation to provide services: A1, A2, A3, A4, A5, B1, B2, B3, B4, B5, C1, C2, C3, C4, C5, C6, C7, C8, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Golding Capital Partners GmbH
  • Nemčija
  • 21.02.2022
  • Company headquarters: Einsteinstr. 172
  • Authorisation to provide services: A1, A5, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • Grünfin AS
  • Estonia
  • 31.01.2022
  • Company headquarters: Harju maakond, Tallinn, Kesklinna linnaosa, Võistluse tn 1-6
  • Authorisation to provide services: A4, B1, C1, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Finantsinspektsioon
  • Revolut Securities Europe UAB
  • Lithuania
  • 21.01.2022
  • Company headquarters: Quadrum South, Konstitucijos ave. 21B
  • Authorisation to provide services: A1, A2, A4, A5, B1, B4, B5, C1, C2, C3, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Bank of Lithuania
  • YIELCO Investments AG
  • Nemčija
  • 19.01.2022
  • Company headquarters: Promenadeplatz 12
  • Authorisation to provide services: A1, A5, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • MIT SIM S.p.A
  • Italija
  • 18.01.2022
  • Company headquarters: C.SO VENEZIA 16
  • Authorisation to provide services: A2, C1, C23, C3, C4
  • Cessation of provision of services: /
  • Regulatory institution of member-state: CONSOB
  • Tifosy Italia Società di Intermediazione Mobiliare S.p.A.
  • Italija
  • 12.01.2022
  • Company headquarters: Corso Montevecchio 35
  • Authorisation to provide services: A1, A7, B3, B5, C1
  • Cessation of provision of services: /
  • Regulatory institution of member-state: CONSOB
  • Justmarkets Ltd
  • Cyprus
  • 05.01.2022
  • Company headquarters: Grigori Afxentiou, 13&15, IDE IOANNOU COURT, Office 102, Mesa Geitonia
  • Authorisation to provide services: A1, A2, A4, A5, B1, B2, B4, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • IKS - Impakt Kapital Services Limited
  • Irska
  • 23.12.2021
  • Company headquarters: 44 Leeson Street Lower
  • Authorisation to provide services: A7, C1, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • Credeva Securities AS
  • Norway
  • 17.12.2021
  • Company headquarters: Olav Vs gate 6
  • Authorisation to provide services: A1, A7, B3, B6, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: FINANSTILSYNET
  • FINAD GmbH
  • Avstrija
  • 15.12.2021
  • Company headquarters: Dorotheergasse 6-8/L/021
  • Authorisation to provide services: A1, A4, A5, C1, C2, C3, C4, C8, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Austrian Financial Market Authority
  • TCW Italy Società di Intermediazione Mobiliare S.p.A.
  • Italija
  • 01.12.2021
  • Company headquarters: Via Monte di Pietà, 21
  • Authorisation to provide services: A1, A7, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: CONSOB
  • Cohen & Company (Europe) S.A.
  • France
  • 22.11.2021
  • Emporium Capital K.A Ltd
  • Cyprus
  • 26.10.2021
  • Company headquarters: 41, Archiepiskopou Makariou III Avenue, Toumazi Makariou Tower, 1st Floor, Flat/Office 11
  • Authorisation to provide services: A1, A4, B1, B4, C1, C2, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Birdee
  • Luxembourg
  • 05.10.2021
  • Company headquarters: 77-79 Parc d’Activités de Capellen
  • Authorisation to provide services: A1, A2, A4, A5, B1, B4, C1, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: CSSF
  • STAK FX LTD
  • Cyprus
  • 24.09.2021
  • Company headquarters: 70, Ifigeneias Street, 1st Floor _ Office 101
  • Authorisation to provide services: A1, A2, A4, B1, B4, C1, C2, C3, C4, C5, C6, C7, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • SMSG LIMITED
  • Cyprus
  • 24.09.2021
  • Company headquarters: 17 Artemidos Avenue, SONIC HOUSE, 2nd Floor, Skala
  • Authorisation to provide services: A1, A2, A3, B1, B2, B4, C1, C2, C3, C4, C5, C6, C7, C8, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Moelis & Company Europe B.V.
  • Netherlands
  • 23.09.2021
  • Company headquarters: Zuidplein 158
  • Authorisation to provide services: A1, A5, B3, C1, C2, C3, C4, C5, C6, C7, C8
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Dutch Authority for the Financial Markets
  • Doto Europe Ltd
  • Cyprus
  • 21.09.2021
  • Company headquarters: Agias Fylaxeos 1, KPMG CENTER, GROUND FLOOR
  • Authorisation to provide services: A1, A2, A5, B1, B2, B4, C1, C4, C5, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Red Mars Capital Ltd.
  • Cyprus
  • 10.09.2021
  • Company headquarters: Marikas Kotopouli, Visionhire Building 1st Floor
  • Authorisation to provide services: A1, A2, A4, B1, B2, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • AYOMI FINANCIAL SERVICES LIMITED
  • Cyprus
  • 03.09.2021
  • Company headquarters: 171, Arch. Makariou 3, Vanezis Business Center, 4th Floor, Office 401C
  • Authorisation to provide services: A1, A2, A5, A7, C1
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Redpine Capital Ltd
  • Cyprus
  • 06.08.2021
  • Company headquarters: Vasili Michaelidi 21 - 23, Areti Tower, 2nd Floor
  • Authorisation to provide services: A1, A2, B1, B2, B4, B5, C1, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • MMC Securities (Ireland) Limited
  • Irska
  • 06.08.2021
  • Company headquarters: Charlotte House, Charlemont Street
  • Authorisation to provide services: A7, B3, C1, C4, C8, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • ABRIS-CEE HOLDINGS LIMITED
  • Cyprus
  • 22.07.2021
  • Company headquarters: Prodromou & Dimitrakopoulou 2, 5th Floor
  • Authorisation to provide services: A5, C1, C2, C3, C4, C5, C6, C7, C8, C10
  • Cessation of provision of services: 30.11.2022
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • STONEX EUROPE LTD
  • Cyprus
  • 16.07.2021
  • Company headquarters: Nikokreontos 2, 5th Floor
  • Authorisation to provide services: A1, A2, A3, B1, B2, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Manentia Wealth Consulting Group Limited
  • Malta
  • 07.07.2021
  • Company headquarters: 229, FLAT 11/12, TOWER ROAD
  • Authorisation to provide services: A1, A4, A5, B4, B5, C1, C2, C3, C4
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Malta FSA
  • MIT SIM SPA
  • Italija
  • 06.07.2021
  • Company headquarters: C.SO VENEZIA 16
  • Authorisation to provide services: A1, A3, A7, B3, B5, C1, C2, C3, C4
  • Cessation of provision of services: /
  • Regulatory institution of member-state: CONSOB
  • Twelve Capital (DE) GmbH
  • Nemčija
  • 25.06.2021
  • Company headquarters: Theatinerstr. 11
  • Authorisation to provide services: A1, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
  • Cessation of provision of services: 09.12.2021
  • Regulatory institution of member-state: BaFin
  • CAPITAL SECURITIES S. A.
  • Greece
  • 22.06.2021
  • Company headquarters: 38 MITROPOLEOS STR.
  • Authorisation to provide services: A1, A2, B1, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Hellenic Capital Market Commission
  • NFS Netfonds Financial Service GmbH
  • Nemčija
  • 31.05.2021
  • Company headquarters: Heidenkampsweg 73
  • Authorisation to provide services: A5, B3, B4, C1, C2, C3, C4
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • OBPZ:

    Werner Fasching

    Address: Tal 14, 80331 Munchen
    Dovoljenje za opravljanje storitev:
    Datum začetka: 31.05.2021
    Datum prenehanja: 15.03.2023

    A&Q Asset Management GmbH

    Address: Ahornweg 17 38271 Baddeckenstedt Ortsteil Oelber a.w. Wege
    Dovoljenje za opravljanje storitev: A5, C1, C2, C3, C4
    Datum začetka: 06.01.2023
    Datum prenehanja: /

    M+W FINANCIAL PARTNERS GmbH & Co. KG

    Address: Tal 14 80331 München
    Dovoljenje za opravljanje storitev: A5, C1, C2, C3, C4
    Datum začetka: 21.02.2023
    Datum prenehanja: /

  • KBA Investments Limited
  • Malta
  • 19.05.2021
  • Company headquarters: Orange Point Building, Second floor, Dun Karm Street,
  • Authorisation to provide services: A1, A5, C1, C2, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Malta FSA
  • Sheer Markets (Cyprus) Ltd
  • Cyprus
  • 14.05.2021
  • Company headquarters: 331, 28th October Avenue, Lido House _ Block 2 _ Unit 365
  • Authorisation to provide services: A1, A2, A3, A4, A5, B1, B4, B5, C4, C5, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • TRADING 212 MARKETS LTD
  • Cyprus
  • 10.05.2021
  • Company headquarters: Agias Fylaxeos 1, Floor 2 _ Flat/Office 1
  • Authorisation to provide services: A1, A2, A3, B1, B2, B4, C1, C3, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commision
  • Bankhaus Scheich Wertpapierspezialist AG
  • Nemčija
  • 21.04.2021
  • Company headquarters: Rossmarkt 21
  • Authorisation to provide services: A1, A2, A3, A4, A5, A7, C1, C2, C3, C4, C5, C6, C7, C8
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • MIO-Partners (EU) GmbH
  • Nemčija
  • 16.04.2021
  • Company headquarters: Ludwigstrasse 8
  • Authorisation to provide services: A1, A4, A5, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • Alpha FX Europe Limited
  • Malta
  • 06.04.2021
  • Company headquarters: 171, Old Bakery Street
  • Authorisation to provide services: A2, A3, A5, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: MFSA
  • Enmacc GmbH
  • Nemčija
  • 17.03.2021
  • Company headquarters: Ridlerstr. 57
  • Authorisation to provide services: A1, C4, C5, C6, C7, C10, C11
  • Cessation of provision of services: 01.01.2023
  • Regulatory institution of member-state: BaFin
  • CMC Markets Germany GmbH
  • Nemčija
  • 11.03.2021
  • Company headquarters: Garden Tower, Neue Mainzer Str. 46-50
  • Authorisation to provide services: A2, A3, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • Bitpanda Financial Services GmbH
  • Avstrija
  • 01.03.2021
  • Company headquarters: Campus 2, Jakov-Lind-Straße 2
  • Authorisation to provide services: A1, C1, C3, C4, C5, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Austrian Financial Market Authority (FMA)
  • AK JENSEN NORWAY AS
  • Norway
  • 01.03.2021
  • Company headquarters: Bolette brygge 1
  • Authorisation to provide services: A1, A2, A4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Finanstilsynet
  • GENERAL CAPITAL BROKERS (GCB) LTD
  • Cyprus
  • 18.02.2021
  • Company headquarters: Romanou 2 Street, Office 401
  • Authorisation to provide services: A1, A2, B1, B2, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • MTG LIQUIDITY LTD
  • Cyprus
  • 08.02.2021
  • Company headquarters: 1st Floor, Office 101, 64, Leoforos Aglantzias
  • Authorisation to provide services: A1, A2, A3, B1, B2, B4, C1, C4, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • EUI Private Wealth Limited
  • Irska
  • 05.02.2021
  • Company headquarters: Fitzwilliam Business Centre 26/27 Upper Pembroke Street
  • Authorisation to provide services: A1, A5, C1, C2, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • ABN AMRO – ODDO BHF B.V.
  • Netherlands
  • 01.02.2021
  • Company headquarters: Gustav Mahlerlaan 10
  • Authorisation to provide services: A1, B5, C1
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Dutch Authority for the Financial Markets
  • Beit Capital Advisors GmbH
  • Nemčija
  • 29.01.2021
  • Company headquarters: Gustav-Mahler-Platz 1
  • Authorisation to provide services: A1, C1, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • HOLBORN ASSETS WEALTH MANAGEMENT (CY) LTD
  • Cyprus
  • 29.01.2021
  • Company headquarters: Corner of Griva Digheni and Anastasi Shoukri 2, Pamelva Court _ Ground Floor _ Office 14
  • Authorisation to provide services: A1, A5, B5, C1, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Interactive Brokers Central Europe Zártkörűen Működő Részvénytársaság
  • Hungary
  • 27.01.2021
  • Company headquarters: Madách Imre út 13-14. A. ép. V. em.
  • Authorisation to provide services: A1, A2, A3, B1, B2, B4, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Hungary, MNB
  • Perella Weinberg Partners France S.A.S.
  • France
  • 27.01.2021
  • Company headquarters: 9 avenue Percier
  • Authorisation to provide services: A1, A5, A7, B3, C1, C2, C3, C4
  • Cessation of provision of services: /
  • Regulatory institution of member-state: ACPR Banque de France
  • Evercore GmbH
  • Nemčija
  • 19.01.2021
  • Company headquarters: Große Gallusstraße 18
  • Authorisation to provide services: A1, A5, B3, B5, C1, C2, C3, C4, C5, C6, C7, C8
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • Brewin Dolphin Wealth Management Limited
  • Irska
  • 13.01.2021
  • Company headquarters: 3 Richview Office Park, Clonskeagh
  • Authorisation to provide services: A1, A4, A5, A7, B1, B5, C1, C2, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • Funderbeam Markets AS
  • Estonia
  • 12.01.2021
  • Company headquarters: Harju maakond, Tallinn, Kesklinna linnaosa, Rotermanni tn 12,
  • Authorisation to provide services: A1, A2, A7, B1, B4, C1, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Estonian Financial Supervision and Resolution Authority
  • OANDA Europe Markets Ltd
  • Malta
  • 05.01.2021
  • Company headquarters: 171, Old Bakery Street
  • Authorisation to provide services: A2, A3, C4, C5, C8, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Malta Financial Services Authority (MFSA)
  • Global Reach Markets B.V.
  • Netherlands
  • 04.01.2021
  • Company headquarters: Strawinskylaan 4117
  • Authorisation to provide services: A1, A2, A3, A5, B4, C4, C9
  • Cessation of provision of services: 16.02.2023
  • Regulatory institution of member-state: Dutch Authority for the Financial Markets
  • Interactive Brokers Ireland Limited
  • Irska
  • 23.12.2020
  • Company headquarters: North Dock One, 91/92 North Wall Quay
  • Authorisation to provide services: A1, A2, A3, B1, B2, B4, B7, C1, C2, C3, C4, C5, C6, C7, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • Adams Street (Europe) GmbH
  • Nemčija
  • 22.12.2020
  • Company headquarters: Maximilianstrasse 13
  • Authorisation to provide services: A1, A5, C1, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • ActivTrades Europe S.A.
  • Luxembourg
  • 21.12.2020
  • Stratos Europe Limited
  • Cyprus
  • 16.12.2020
  • Company headquarters: Doms Assets Business Centre, Neas Engomis 33
  • Authorisation to provide services: A1, A2, A3, B1, B2, B4, C1, C4, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • SF Financial Ltd
  • United Kingdom
  • 08.12.2020
  • Company headquarters: Tweed Horizons Newtown St. Boswells Melrose
  • Authorisation to provide services: A1, A5, B4, B5, C1, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Macquarie Capital France
  • France
  • 07.12.2020
  • Company headquarters: 12-14 Rond-Point des Champs-Elysées
  • Authorisation to provide services: A1, A5, A6, A7, B3, B6, C1, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: ACPR - BANQUE DE FRANCE
  • OTP Bank Plc
  • Hungary
  • 25.11.2020
  • Company headquarters: Nádor u. 16
  • Authorisation to provide services: A1, A2, A3, A4, A5, A6, A7, B1, B2, B3, B4, B5, B6, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Hungary
  • Afterprime Europe Limited
  • Cyprus
  • 20.11.2020
  • Company headquarters: Archbishop Makarios Avenue 205, Victory House
  • Authorisation to provide services: A1, A2, B1, B2, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • European Brokerage House OOD
  • Bulgaria
  • 19.11.2020
  • Company headquarters: Vazrazhdane District, 33 Shar Planina Str., fl. 2, office 8
  • Authorisation to provide services: A1, A2, A3, B1, B4, B7, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Financial Supervisoin Commission
  • Houlihan Lokey (Europe) GmbH
  • Nemčija
  • 17.11.2020
  • Company headquarters: Taunusanlage 9 - 10 (Marienturm)
  • Authorisation to provide services: A1, A5, B3, B5, C1, C2, C3, C4, C8, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • VM VITA MARKETS LTD
  • Cyprus
  • 12.11.2020
  • Company headquarters: Pindarou 14
  • Authorisation to provide services: A1, A2, A4, A5, B1, B2, B4, B5, B7, C1, C3, C4, C5, C6
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Pepperstone EU Limited
  • Cyprus
  • 10.11.2020
  • Company headquarters: 142 Franklin Roosevelt Avenue
  • Authorisation to provide services: A1, A2, A3, B1, B4, B5, C1, C4, C5, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commision
  • PJT Partners Park Hill (Spain) A.V., S.A.U.
  • Spain
  • 22.10.2020
  • Company headquarters: Paseo de la Castellana, 41
  • Authorisation to provide services: A1, A5, B3, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Comisión Nacional del Mercado de Valores
  • Alfa Capital Markets Ltd
  • Cyprus
  • 14.10.2020
  • Company headquarters: 3, Themistocles Dervis Street, Julia House, 4th Floor
  • Authorisation to provide services: A1, A2, A3, A6, A7, B1,B2, B3, B4, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Cowen Execution Services Limited
  • United Kingdom
  • 14.10.2020
  • Company headquarters: 11th Floor 1 Snowden Street
  • Authorisation to provide services: A1, A2, A3, A5, A7, B3, B4, B5, B6, C1, C2, C3, C4, C9
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • BLACKTOWER FINANCIAL MANAGEMENT (CYPRUS) LTD
  • Cyprus
  • 06.10.2020
  • Company headquarters: 102 Michael Zavou, 1st Floor, Ayios Athanasios
  • Authorisation to provide services: A1, A5, C1, C2, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • GRANDIS SECURITIES LTD
  • Cyprus
  • 05.10.2020
  • Company headquarters: 18 Kyriakou Matsi, Victory Tower, Office 301, Ayioi Omologites
  • Authorisation to provide services: A1, A2, B1, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Archax Ltd
  • United Kingdom
  • 13.09.2020
  • Company headquarters: 125 Old Broad Street
  • Authorisation to provide services: A1, A2, A8, B1, C1, C2, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Madara Capital Management Ltd
  • United Kingdom
  • 10.09.2020
  • Company headquarters: One Canada Square 39th Floor
  • Authorisation to provide services: A1, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Lionheart Capital Markets Limited
  • United Kingdom
  • 10.09.2020
  • Company headquarters: 1 Fore Street Avenue
  • Authorisation to provide services: A1, A2, A3, B2, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Ardent Financial Limited
  • United Kingdom
  • 09.09.2020
  • Company headquarters: 16 Berkeley Street
  • Authorisation to provide services: A1, A2, A3, C1, C3, C4, C8, C9
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • FXCM Europe GmbH
  • Nemčija
  • 03.09.2020
  • Company headquarters: Nürnberger Straße 13
  • Authorisation to provide services: A1, A2, A3, B4, B5, C9
  • Cessation of provision of services: 25.05.2021
  • Regulatory institution of member-state: BaFin
  • TRIANGLEVIEW INVESTMENTS LTD
  • Cyprus
  • 06.08.2020
  • Company headquarters: Kristelina Tower, 12 Arch. Makarios III Avenue, Office 401, Mesa Geitonia
  • Authorisation to provide services: A1, A2, B1, B2, B4, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Polen Capital UK LLP
  • United Kingdom
  • 03.08.2020
  • Company headquarters: Ground Floor 45 Pall Mall
  • Authorisation to provide services: A1, A5, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Hoyl Independent Advisers Ltd
  • United Kingdom
  • 23.07.2020
  • Company headquarters: Upton House St Margarets Road Cromer
  • Authorisation to provide services: A1, A5, B5, C1, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • CIGP (UK) Limited
  • United Kingdom
  • 17.07.2020
  • Company headquarters: 4th Floor, 139 Piccadilly
  • Authorisation to provide services: A1, A2, A4, A5, B3, B4, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • MERCORIX LIMITED
  • Cyprus
  • 15.07.2020
  • Company headquarters: 4, Dorieon Street
  • Authorisation to provide services: A1, A5, B3, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • MTS Prime Solutions Limited
  • United Kingdom
  • 13.07.2020
  • Company headquarters: 2-8 Scrutton Street
  • Authorisation to provide services: A1, A2, C4, C5, C6, C7, C9
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Market Securities France SA
  • France
  • 01.07.2020
  • Quercus Real Assets Limited
  • United Kingdom
  • 30.06.2020
  • Company headquarters: 11 Albemarle Street
  • Authorisation to provide services: A1, A5, B3, B5, C1, C2, C3, C4, C5, C9
  • Cessation of provision of services: 12.11.2020
  • Regulatory institution of member-state: Financial Conduct Authority
  • Moneycorp Technologies Limited
  • Irska
  • 25.06.2020
  • Company headquarters: 24 Windsor Place
  • Authorisation to provide services: A1, A2, A3, B4, C4
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • Mitsui Bussan Commodities France S.A
  • France
  • 25.06.2020
  • Black Manta Capital Partners
  • Nemčija
  • 24.06.2020
  • Company headquarters: Rheinsberger Strasse 76/77
  • Authorisation to provide services: A1, C1
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • FORTRADE CYPRUS LTD
  • Cyprus
  • 23.06.2020
  • Company headquarters: 34 Kosta Partasides Street, Abbey Tower, Block A, Office 302
  • Authorisation to provide services: A1, A2, A3, B1, B2, B4, C1, C6, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Cerberus European Capital Advisors, LLP
  • United Kingdom
  • 19.06.2020
  • Company headquarters: 5 Savile Row
  • Authorisation to provide services: A1, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • CEX MARKETS LTD
  • Cyprus
  • 17.06.2020
  • Company headquarters: 13, KYPRANOROS STR., EVI BUILDING 1ST FLOOR, OFFICE 104
  • Authorisation to provide services: A1, A2, A3, B1, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • IDAD Limited
  • United Kingdom
  • 10.06.2020
  • Company headquarters: Unit 2 Rotherbrook Court Bedford Road Petersfield
  • Authorisation to provide services: A1, A2, B7, C1, C2, C3, C4
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Eurex Securities Transactions Services GmbH
  • Nemčija
  • 08.06.2020
  • Company headquarters: Mergenthalerallee 61
  • Authorisation to provide services: A2, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • GK Wealth Ltd
  • United Kingdom
  • 05.06.2020
  • Company headquarters: 12 Hay Hill
  • Authorisation to provide services: A1, A5, B2, B3, B4, B5, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • ELIDI Securities Ltd
  • Cyprus
  • 03.06.2020
  • Company headquarters: Spyrou Kyprianou 20, Flat/Office 102, Agioi Omologites
  • Authorisation to provide services: A1, A2, A5, B1, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • VTC Europe B.V.
  • Netherlands
  • 03.06.2020
  • Company headquarters: Beursplein 5
  • Authorisation to provide services: A1, A2, A3, C1, C4, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Dutch Authority for the Financial Markets
  • Novum Securities Limited
  • United Kingdom
  • 18.05.2020
  • Company headquarters: 8-10 Grosvenor Gardens
  • Authorisation to provide services: A1, A2, A4, A5, B4, C1, C2, C3, C4, C5, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Autonomous Research LLP
  • United Kingdom
  • 07.05.2020
  • Company headquarters: 50 Berkeley Street
  • Authorisation to provide services: A1, A2, A3, A5, B4, B5, C1, C3, C4
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • EQT Credit UK Limited
  • United Kingdom
  • 05.05.2020
  • Company headquarters: 30 Broadwick Street
  • Authorisation to provide services: A1, A2, A4, A5, B3, B4, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • N2 ASSET MANAGEMENT LIMITED
  • United Kingdom
  • 21.04.2020
  • Company headquarters: Windway Ropers Lane Poole
  • Authorisation to provide services: A1, A5, B5, C1, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • GP Bullhound Asset Management Limited
  • United Kingdom
  • 15.04.2020
  • Company headquarters: 52 Jermyn Street
  • Authorisation to provide services: A1, C1, C2, C3, C4
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Eastdil Secured International Ltd
  • United Kingdom
  • 06.04.2020
  • Company headquarters: Berkeley Square House 4-16 Berkeley Square
  • Authorisation to provide services: A1, A5, B3, C1, C3, C4
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Perella Weinberg UK Limited
  • United Kingdom
  • 02.04.2020
  • Company headquarters: 20 Grafton Street
  • Authorisation to provide services: A1, A5, A7, B3, B5, C1, C2, C3, C4
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • TINV Ltd
  • United Kingdom
  • 31.03.2020
  • Company headquarters: The Tea Building 56 Shoreditch High Street
  • Authorisation to provide services: A1, A2, B1, C1, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • LIQUID Asset Management GmbH
  • Nemčija
  • 19.03.2020
  • Company headquarters: Kurfurstendamm 177
  • Authorisation to provide services: A1, A2, A4, A5, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • Cambridge Associates (Germany) GmbH
  • Nemčija
  • 16.03.2020
  • Company headquarters: Suite 419, Leopoldstraße 23
  • Authorisation to provide services: A1, A2, A4, A5, B5, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • Regency Capital Group Ltd
  • United Kingdom
  • 11.03.2020
  • Company headquarters: 35 Berkeley Square Mayfair
  • Authorisation to provide services: A1, C1, C2, C3, C4, C5, C6, C7, C8, C9
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • AFEX Markets Europe Limited
  • Irska
  • 26.02.2020
  • Company headquarters: Third Floor Latin Hall Golden Lane
  • Authorisation to provide services: A1, A2, A3, A5, B4, C4
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • B2B Prime Services EU Ltd
  • Cyprus
  • 25.02.2020
  • Company headquarters: Georgiou Kaningos 1, Pamelva Court, Office 104
  • Authorisation to provide services: A1, A2, B1, B2, B4, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Atlantic Equities Deutschland GmbH
  • Nemčija
  • 20.02.2020
  • Company headquarters: Bockenheimer Landstraße 17-19
  • Authorisation to provide services: A1, A2, A5, B5, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • Lyxor International Asset Management
  • France
  • 18.02.2020
  • Company headquarters: 17 cours Valmy, Tours Société Générale
  • Authorisation to provide services: A1, B1, B2
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Autorité des Marchés Financiers (AMF)
  • AXIA Ventures Group Ltd
  • Cyprus
  • 13.02.2020
  • Company headquarters: 10 G. Kranidioti Str., Nice day House, Office 102
  • Authorisation to provide services: A6, A7, B1, B3, B5, B6, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Capital Solutions Advisory GmbH
  • Avstrija
  • 11.02.2020
  • Company headquarters: Ballhausgass3e/7
  • Authorisation to provide services: A1, A5, C1, C2, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Austrian Financial Market Authority
  • Jellyfish Investments Ltd
  • United Kingdom
  • 09.02.2020
  • Company headquarters: 64 New Cavendish Street
  • Authorisation to provide services: A1, A2, A3, C1, C2, C3, C4, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Seccl Custody Limited
  • United Kingdom
  • 05.02.2020
  • Company headquarters: 5-7 Pulteney Mews Bath
  • Authorisation to provide services: A1, A2, B1, C1, C2, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Saveable Limited
  • United Kingdom
  • 27.01.2020
  • Company headquarters: Moorgate House, 5-8 Dysart Street
  • Authorisation to provide services: A1, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • DOO Clearing Limited
  • United Kingdom
  • 21.01.2020
  • Company headquarters: Suite G11 Birchin Court 20 Birchin Lane
  • Authorisation to provide services: A1, A2, C1, C4, C9
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Crosslend GmbH
  • Nemčija
  • 19.01.2020
  • Company headquarters: Kemperplatz 1
  • Authorisation to provide services: A1, C1, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • AnaCap Financial Partners Limited
  • United Kingdom
  • 13.01.2020
  • Company headquarters: 1 Stephen Street
  • Authorisation to provide services: A1, A5, B3, C1, C3, C4
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • CHARLGATE LIMITED
  • Cyprus
  • 08.01.2020
  • Company headquarters: 319, 28th October Street, Kanika Business Center, Office 201B
  • Authorisation to provide services: A1, A2, B1, B2, B4, C6, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • MARIANA UFP SAS
  • France
  • 08.01.2020
  • Company headquarters: 33 rue francois 1er
  • Authorisation to provide services: A1, A2, A5, B5, C1, C4
  • Cessation of provision of services: /
  • Regulatory institution of member-state: ACPR
  • JP Morgan Asset Management (Europe) S.à r.l.
  • Luxembourg
  • 02.01.2020
  • Hidden Road Partners CIV UK Ltd
  • United Kingdom
  • 20.12.2019
  • Company headquarters: Berkeley Square House 2nd Floor
  • Authorisation to provide services: A1, A2, A3, B1, B4, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Smith & Williamson Investment Services Limited
  • United Kingdom
  • 19.12.2019
  • Company headquarters: 25 Moorgate
  • Authorisation to provide services: A1, A2, A3, A4, A5, B1, B2, B4, C1, C2, C3, C4, C5, C6, C7, C9
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Trinova Limited
  • United Kingdom
  • 17.12.2019
  • Company headquarters: 24 Lime Street
  • Authorisation to provide services: A1, A5, B5, C1, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • First Capital Management Group GmbH
  • Nemčija
  • 17.12.2019
  • Company headquarters: Herzogstraße 60
  • Authorisation to provide services: A1, A2, A4, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • I.W.G INTERNATIONAL WEALTH GROUP LTD
  • Cyprus
  • 13.12.2019
  • Company headquarters: 34 Andrea Zakou, Limassol Center - Block C, Agios Nikolaos
  • Authorisation to provide services: A1, A4, A5, C1, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • RAYMOND JAMES France SAS
  • France
  • 11.12.2019
  • Company headquarters: 45 avenue George V
  • Authorisation to provide services: A1, A5, C1
  • Cessation of provision of services: /
  • Regulatory institution of member-state: ACPR
  • Arjan Capital Ltd
  • United Kingdom
  • 09.12.2019
  • Company headquarters: 96 Great Titchfield Street
  • Authorisation to provide services: A1, A5, B5, C1, C3, C4, C9
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Luna Wealth Asset Management Ltd
  • Cyprus
  • 09.12.2019
  • Company headquarters: 20 Ionos Street, Floor 1, Flat 101
  • Authorisation to provide services: A1, A2, A3, A4, A5, B1, C1, C2, C3, C4, C5, C6, C7, C8
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Capital Fund Management S.A.
  • France
  • 06.12.2019
  • Company headquarters: 23 rue de l'Université
  • Authorisation to provide services: A1, B1
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Autorité des Marchés Financiers (AMF)
  • Coactorii Finance AD
  • Bulgaria
  • 05.12.2019
  • Company headquarters: 1 Kozloduy Street, office 5, Central Region
  • Authorisation to provide services: A1, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
  • Cessation of provision of services: 26.08.2021
  • Regulatory institution of member-state: Financial Supervision Commission
  • Aon Solutions Ireland Limited
  • Irska
  • 03.12.2019
  • Company headquarters: 5th Floor, Block D, Iveagh Court, 6 Harcourt Road
  • Authorisation to provide services: A1, A2, A5, A7, B3, B5, B6, C1, C2, C3, C4, C8, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • Interactive Brokers Luxembourg SARL
  • Luxembourg
  • 22.11.2019
  • Company headquarters: 4 Rue Robert Stümper
  • Authorisation to provide services: A2, A3, B1, B2, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
  • Cessation of provision of services: 14.03.2022
  • Regulatory institution of member-state: CSSF
  • AA Advisors Europe Limited
  • United Kingdom
  • 21.11.2019
  • Company headquarters: 82 Eaton Place
  • Authorisation to provide services: A1, C1, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Black Swan Capital B.V.
  • Netherlands
  • 14.11.2019
  • Company headquarters: Oude Molstraat 5F
  • Authorisation to provide services: A1, A5, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Dutch Authority for the Financial Markets
  • Partner Bank AG
  • Avstrija
  • 12.11.2019
  • Company headquarters: Goethestrasse 1A
  • Authorisation to provide services: A1, A5, C1, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: FMA
  • Hoxton Capital Management (UK) Ltd
  • United Kingdom
  • 11.11.2019
  • Company headquarters: Old Free School George Street
  • Authorisation to provide services: A1, A5, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Northern Trust Fund Managers (Ireland) Limited
  • Irska
  • 07.11.2019
  • Company headquarters: George's Court, 54-62 Townsend Street, Dublin 2
  • Authorisation to provide services: A1, B1
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • MF-Capital GmbH
  • Nemčija
  • 06.11.2019
  • Company headquarters: Tölzer Straße 37
  • Authorisation to provide services: A1, A5, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • Mirabella Malta Advisers Limited
  • Malta
  • 05.11.2019
  • Company headquarters: 12 Tigne Place, Suite 1/3, Tigne Street
  • Authorisation to provide services: A1, A5, A7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 26.05.2021
  • Regulatory institution of member-state: Malta FSA
  • FIS Global Execution Services Limited
  • United Kingdom
  • 05.11.2019
  • Company headquarters: 25 Canada Square
  • Authorisation to provide services: A1, C1, C2, C3
  • Cessation of provision of services: 24.10.2020
  • Regulatory institution of member-state: Financial Conduct Authority
  • Apera Asset Management GmbH
  • Nemčija
  • 23.10.2019
  • Company headquarters: Ainmillerstrasse 11
  • Authorisation to provide services: A1, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • Manulife Investment Management (Ireland) Limited
  • Irska
  • 21.10.2019
  • Company headquarters: Second Floor, 5 Earlsfort Terrace
  • Authorisation to provide services: A1, B1
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • Bux Europe Ltd
  • Cyprus
  • 18.10.2019
  • Company headquarters: 67, Franklin Roosvelt Avenue, Lima Carna Building, Office 101
  • Authorisation to provide services: A1, A2, B1, B2, B4, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • ELITE SIM S.p.A.
  • Italija
  • 16.10.2019
  • Company headquarters: 6, Piazza degli Affari
  • Authorisation to provide services: A1, C1, C2, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: CONSOB
  • R.J. O’Brien France S.A.S.
  • France
  • 11.10.2019
  • Company headquarters: 121 Avenue de Malakoff
  • Authorisation to provide services: A1, A2, C1, C4, C5, C6, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: ACPR
  • Streams Financial Services Ltd
  • Cyprus
  • 09.10.2019
  • Company headquarters: 16th June 1943, Gladstonos Court No16, Office 101
  • Authorisation to provide services: A1, A2, B1, B2, B4, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Zenfinex Limited
  • United Kingdom
  • 08.10.2019
  • Company headquarters: Peel House 32-44 London Road
  • Authorisation to provide services: A1, A2, A3, B4, B7, C1, C4, C5, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • LBC Energy Advisory Limited
  • United Kingdom
  • 01.10.2019
  • Company headquarters: 40 Bank Street Canary Wharf
  • Authorisation to provide services: A1, A5, B2, B3, B4, B5, B6, C1, C2, C3, C4, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • BDT & Company Europe GmbH
  • Nemčija
  • 30.09.2019
  • Company headquarters: Goethe strasse 34
  • Authorisation to provide services: A1, A2, A5, A7, B3, B4, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • Trading 212 UK Limited
  • United Kingdom
  • 30.09.2019
  • Company headquarters: 107 Cheapside
  • Authorisation to provide services: A1, A2, A3, B1, B4, B7, C1, C4, C5, C9
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Savills Investment Management LLP
  • United Kingdom
  • 30.09.2019
  • Company headquarters: 33 Margaret Street
  • Authorisation to provide services: A1, A2, A4, A5, B7, C1, C2, C3, C4
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Infinity International Limited
  • United Kingdom
  • 26.09.2019
  • Company headquarters: 25 Canada Square
  • Authorisation to provide services: A1, A2, A3, A5, B4, C4, C9
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Intermediate Capital Group Benelux B.V.
  • Netherlands
  • 26.09.2019
  • Company headquarters: Paulus Potterstraat 20 2hg
  • Authorisation to provide services: A1, A2, A5, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: www.afm.nl
  • Silverpeak LLP
  • United Kingdom
  • 26.09.2019
  • Company headquarters: 17 Hanover Square
  • Authorisation to provide services: A1, A5, B3, B5, C1, C2, C4
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Fisher Investments Luxembourg, Sàrl
  • Luxembourg
  • 18.09.2019
  • Company headquarters: K2 Building, Forte 1, 2a rue Albert Borschette, Third Floor
  • Authorisation to provide services: A1, A2, A4, A5, B5, B7, C1, C2, C3, C4
  • Cessation of provision of services: /
  • Regulatory institution of member-state: CSSF
  • ED & F MAN CAPITAL MARKETS CEEMA LIMITED
  • Cyprus
  • 16.09.2019
  • Company headquarters: 3rd Floor Victory House, Office 307, 205 Archbishop Makarios Avenue
  • Authorisation to provide services: A1, A2, A3, C4, C5, C6, C7, C10
  • Cessation of provision of services: 18.04.2022
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Wells Fargo Securities Europe
  • France
  • 16.09.2019
  • Company headquarters: 42 rue Washington
  • Authorisation to provide services: A1, A2, A3, A5, A6, A7, B2, B3, B4, B5, B6, C1, C2, C3, C4, C5, C6, C7, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: ACPR
  • CubicStone Capital Management Limited
  • United Kingdom
  • 12.09.2019
  • Company headquarters: Rignall House 5 The Garth Great Missenden
  • Authorisation to provide services: A1, A4, A5, A7, B2, B3, B4, B5, B6, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Hellostake Limited
  • United Kingdom
  • 12.09.2019
  • Company headquarters: 43a Cottenham Road Histon Cambridge
  • Authorisation to provide services: A1, C1, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • ONE Asset Management AG
  • Liechtenstein
  • 29.08.2019
  • Company headquarters: Austrasse 14, P.O. Box 422
  • Authorisation to provide services: A1, A2, A4, A5, B3, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: FMA – Financial Market Authority Liechtenstein
  • VIE FINANCE A.E.P.E.Y. S.A.
  • Greece
  • 28.08.2019
  • Company headquarters: 28th October str. 4, 151 24 Marousi
  • Authorisation to provide services: A1, A2, B1, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Hellenic Capital Market Commission (HCMC)
  • FCT Europe Ltd
  • United Kingdom
  • 28.08.2019
  • Company headquarters: 4 Endsleigh Street
  • Authorisation to provide services: A3, C4, C5, C6, C7, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Carne Global Financial Services (Europe), Unipessoal Lda
  • Portugal
  • 26.08.2019
  • Company headquarters: Rua Ivens, 42
  • Authorisation to provide services: A5, B3, C1, C2, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: CMVM (Comissão do Mercado de Valores Mobiliários)
  • OBPZ:

    Bercerus, Serviços de investimento, Unipessoal Lda

    Address: Avenida da Liberdade, 110, 1269-046 Lisboa
    Dovoljenje za opravljanje storitev: A5, B3, C1, C2, C3
    Datum začetka: 04.03.2021
    Datum prenehanja: /

    Milborne Capital, Unipessoal Lda.

    Address: Rua Tierno Galvan, n.º 10, Torre 3 das Amoreiras, Piso 6, Sala 602, 1070-274 Lisboa
    Dovoljenje za opravljanje storitev: A5, B3, C1, C2, C3
    Datum začetka: 04.03.2021
    Datum prenehanja: /

    Actis Portugal Unipessoal, Lda.

    Address: Avenida Gomes Pereira, 1º B/C, 1500-328 Lisboa Portugal
    Dovoljenje za opravljanje storitev: A5, B3, C1, C2, C3
    Datum začetka: 26.01.2022
    Datum prenehanja: /

    Champlain Advisors, Unipessoal, Lda

    Address: Rua Tierno Galvan, nº 10 - Torre 3 das AmoreirasPiso 6-sala 602 1070 -274 Lisboa Portugal
    Dovoljenje za opravljanje storitev: A1, A5, B3, C1, C2, C3
    Datum začetka: 18.01.2023
    Datum prenehanja: /

  • Integra Capital Limited
  • United Kingdom
  • 21.08.2019
  • Company headquarters: 10 Margaret Street
  • Authorisation to provide services: A1, A2, A4, A5, A6, A7, B3, B5, B6, B7, C1, C2, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Schroder Investment Management (Europe) S.A.
  • Luxembourg
  • 20.08.2019
  • Company headquarters: 5, Hoehenhof
  • Authorisation to provide services: A1, B1
  • Cessation of provision of services: /
  • Regulatory institution of member-state: CSSF
  • Boston Direct Management (UK) Ltd
  • United Kingdom
  • 19.08.2019
  • Company headquarters: Yew Tree Farm Eagle Barnsdale Lincoln
  • Authorisation to provide services: A1, A5, B3, B4, B5, C1, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Fortem Capital Limited
  • United Kingdom
  • 15.08.2019
  • Company headquarters: 121 Gloucester Place
  • Authorisation to provide services: A1, A5, B5, B7, C1, C2, C3, C4, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Invest4Growth Asset Management Limited
  • Malta
  • 13.08.2019
  • Company headquarters: Dragonara Business Centre, 5th Floor, Dragonara Road
  • Authorisation to provide services: A4, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: The Malta Financial Services Authority (MFSA)
  • PRIVREDNA BANKA ZAGREB P.L.C.
  • Hrvaška
  • 01.08.2019
  • Company headquarters: Radnička cesta 50
  • Authorisation to provide services: A6, A7, B3, C1, C2
  • Cessation of provision of services: /
  • Regulatory institution of member-state: HANFA
  • BTG PACTUAL (UK) LIMITED
  • United Kingdom
  • 30.07.2019
  • Company headquarters: Berkeley Square House 4-19 Berkeley Square
  • Authorisation to provide services: A1, A2, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Access Corporate Finance Partners Limited
  • United Kingdom
  • 30.07.2019
  • Company headquarters: 1 Red Place
  • Authorisation to provide services: A1, A5, B3, B5, C1, C2, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • GLOBAL FUNDS EXCHANGE EAD
  • Bulgaria
  • 30.07.2019
  • Company headquarters: 84 Alexander Stamboliyski Blvd., fl. 3, office 12
  • Authorisation to provide services: A1, A2, A4, A5, A7, B1, B2, B3, B4, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: FSC - BULGARIA
  • Price Markets UK Ltd
  • United Kingdom
  • 26.07.2019
  • Company headquarters: 60 Gresham Street
  • Authorisation to provide services: A1, A2, B2, B4, C1, C9
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Belight Capital Group Limited
  • Cyprus
  • 22.07.2019
  • Company headquarters: Larnacos Avenue 1046, Flat 101
  • Authorisation to provide services: A1, A2, B1, B2, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 08.04.2020
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • TF Global Markets (Europe) Ltd
  • Cyprus
  • 21.07.2019
  • Company headquarters: At the corner of Griva Digheni 1 and Anastasi Shoukri 2 Streets, Pamelva Court _ 3rd Floor, Office 301
  • Authorisation to provide services: A1, A2, A4, B1, B4, C1, C2, C3, C4, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Forth Capital Advisers Limited
  • United Kingdom
  • 18.07.2019
  • Company headquarters: Berkeley Suite 35 Berkeley Square Mayfair
  • Authorisation to provide services: A5, C2, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Street Analysts Limited
  • United Kingdom
  • 17.07.2019
  • Company headquarters: Suite 1 53 Harley Street
  • Authorisation to provide services: A5, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 10.09.2020
  • Regulatory institution of member-state: Financial Conduct Authority
  • Globacap Limited
  • United Kingdom
  • 28.06.2019
  • Company headquarters: Octagon Point 5 Cheapside
  • Authorisation to provide services: A1, B1, C1
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Partners Group (EU) GmbH
  • Nemčija
  • 27.06.2019
  • Company headquarters: Erika-Mann- Strasse 7, Skygarde  im Arnulfpark
  • Authorisation to provide services: A1, A5, C1, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • Wellington Management Europe GmbH
  • Nemčija
  • 24.06.2019
  • Company headquarters: Bockenheimer Landstr. 43-47
  • Authorisation to provide services: A1, A4, A5, B4, B5, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • Starwood Capital Europe Advisers LLP
  • United Kingdom
  • 20.06.2019
  • Company headquarters: One Eagle Place 2nd Floor
  • Authorisation to provide services: A1, A5, C1, C2 C3, C4, C5, C6,C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Magus Energy Limited
  • United Kingdom
  • 20.06.2019
  • Company headquarters: WeWork South Bank Central Suite 03-166 (Magus Energy Ltd) 30 Stamford Street
  • Authorisation to provide services: A1, A2, C1, C4, C5, C6, C7, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • LYKKE CYPRUS LTD
  • Cyprus
  • 11.06.2019
  • Company headquarters: 13 & 15 Gregory Afxentiou Street, Office 103, Mesa Getonia P.C.
  • Authorisation to provide services: A1, A2, A4, A5, B1, B2, B4, B5, C1, C4, C5, C6, C7, C9
  • Cessation of provision of services: 25.11.2019
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Trading 212 Ltd
  • Bulgaria
  • 06.06.2019
  • Company headquarters: 3 Lachezar stanchev Str., fl. 10, Litex Tower
  • Authorisation to provide services: A1, A2, A3, A4, A5, B1, B2, B4, B5, B7,C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Financial Supervision Commission
  • Tradition Luxembourg SA
  • Luxembourg
  • 04.06.2019
  • Company headquarters: 9, rue Gabriel Lippmann
  • Authorisation to provide services: A1, C1, C2, C4
  • Cessation of provision of services: /
  • Regulatory institution of member-state: CSSF
  • TP ICAP (Europe) SA
  • France
  • 03.06.2019
  • Company headquarters: Washington Plaza, 42, rue Washington
  • Authorisation to provide services: A1, A2, A3, A7, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: ACPR - Banque de France
  • GC Exchange Limited
  • United Kingdom
  • 31.05.2019
  • Company headquarters: 68 King William Street
  • Authorisation to provide services: A1, A2, A3, C4, C5, C9
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Wise Wolves Finance Ltd
  • Cyprus
  • 30.05.2019
  • Company headquarters: 30B Gladstonos Street
  • Authorisation to provide services: A1, A2, A3, B1, B2, B3, B4, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Com
  • Squared Limited
  • United Kingdom
  • 29.05.2019
  • Company headquarters: 1 Connaught Place
  • Authorisation to provide services: A5, C1, C2, C3, C4
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • AWM Wealth Advisers Limited
  • Irska
  • 29.05.2019
  • Company headquarters: 3 Clanwilliam Terrace, Grand Canal Quay
  • Authorisation to provide services: A1, A5, B5, C1, C3, C4
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • FIRST PRUDENTIAL MARKETS LTD
  • Cyprus
  • 28.05.2019
  • Company headquarters: 135 Omonoias, UAD Court, 7th Floor
  • Authorisation to provide services: A1, A2, B1, B4, B5, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Rubicon Infrastructure Advisors Unlimited Company
  • Irska
  • 23.05.2019
  • Company headquarters: 10 Pembroke Place, Ballsbridge
  • Authorisation to provide services: A1, A5, A7, B3, B5, C1, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • KBC Securities NV
  • Belgium
  • 22.05.2019
  • Company headquarters: Havenlaan 2
  • Authorisation to provide services: A1, A2, A3, A6, A7, B1, B2, B3, B4, B5, B6, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 05.10.2023
  • Regulatory institution of member-state: National Bank of Belgium
  • EquiLend Ltd
  • Irska
  • 29.04.2019
  • Company headquarters: South Point, Harmony Row
  • Authorisation to provide services: A8, C1, C2, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • Binary Capital Investment Management Ltd
  • United Kingdom
  • 25.04.2019
  • Company headquarters: 3 Hill Street
  • Authorisation to provide services: A1, A4, A5, C1, C2, C4
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Gala Investments Ltd
  • Malta
  • 25.04.2019
  • Company headquarters: 259 St. Paul Street
  • Authorisation to provide services: A1, A2, A4, A5, A7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 27.08.2019
  • Regulatory institution of member-state: Malta Financial Services Authority
  • HTFX Limited
  • United Kingdom
  • 24.04.2019
  • Company headquarters: 1 Fore Street Avenue
  • Authorisation to provide services: A1, A2, C1, C4, C9
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Investec Europe Limited
  • Irska
  • 23.04.2019
  • Company headquarters: The Harcourt Building, Harcourt Street
  • Authorisation to provide services: A1, A2, A3, A7, B1, B2, B3, B4, B5, B6, C1, C2, C3, C4, C5, C8, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • Verno Capital UK LLP
  • United Kingdom
  • 23.04.2019
  • Company headquarters: 13 Dalyell Road
  • Authorisation to provide services: A1, A2, A4, A5, B5, C1, C2, C3, C4, C9
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Evelyn Partners Investment Management (Europe) Limited
  • Irska
  • 23.04.2019
  • Company headquarters: Alexandra House, 3 Ballsbridge Park, Ballsbridge
  • Authorisation to provide services: A1, A4, A5, B4, B5, C1, C2, C3, C4
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • CapEos Ltd
  • United Kingdom
  • 19.04.2019
  • Company headquarters: 16 Lynton Avenue
  • Authorisation to provide services: A1, B7, C1, C2, C3, C4, C8, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • TRUST CAPITAL TC LTD
  • Cyprus
  • 18.04.2019
  • Company headquarters: 23 Olympion Street, Libra Tower, Office 202
  • Authorisation to provide services: A1, A2, B1, B2, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Affiliated Managers Group (Ireland) Limited
  • Irska
  • 11.04.2019
  • Company headquarters: 32 Molesworth Street
  • Authorisation to provide services: A1, C3
  • Cessation of provision of services: 26.03.2020
  • Regulatory institution of member-state: Central Bank of Ireland
  • PineBridge Investments Deutschland GmbH
  • Nemčija
  • 08.04.2019
  • Company headquarters: Maximilianstrasse 13
  • Authorisation to provide services: A1, C1, C2, C3, C4
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BAFIN
  • Cohen & Company Financial (Europe) Limited
  • Irska
  • 05.04.2019
  • Company headquarters: 32 Molesworth Street
  • Authorisation to provide services: A1, A2, A4, A5, B5, C1, C2, C3, C4, C5, C6, C7, C8, C10
  • Cessation of provision of services: 07.04.2022
  • Regulatory institution of member-state: Central Bank of Ireland
  • OCTA MARKETS CYPRUS LTD
  • Cyprus
  • 05.04.2019
  • Company headquarters: 1 Ayias Zonis & Thessalonikis Corner, Nicolau Pentadromos Center, Office 201, Block B
  • Authorisation to provide services: A1, A2, A3, B1, B4, C4, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Financial & Risk Transaction Services Ireland Limited
  • Irska
  • 05.04.2019
  • Company headquarters: 12/13 Exchange Place IFSC
  • Authorisation to provide services: A1, A8, C1, C4, C5
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • Lloyds Bank Corporate Markets Wertpapierhandelsbank GmbH
  • Nemčija
  • 04.04.2019
  • Company headquarters: Thurn-und-Taxis Platz 6
  • Authorisation to provide services: A1, A2, A3, A5, A5, A7, B3, B4, B6, B7, C1, C2
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BAFIN
  • Crescent Credit Europe LLP
  • United Kingdom
  • 04.04.2019
  • Company headquarters: 25 Hanover Square
  • Authorisation to provide services: A1, A5, B3, B4, B5, B7, C1, C2, C3, C4, C8, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • CLSA Europe BV
  • Netherlands
  • 02.04.2019
  • Company headquarters: Strawinskyl aan 7 29
  • Authorisation to provide services: A1, A2, B3, B5, B6, C1, C2, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Dutch Authority for the Financial Markets
  • JLL Transaction Services AB
  • Sweden
  • 02.04.2019
  • Company headquarters: Birger Jarlsgatan 25 4 TR
  • Authorisation to provide services: A1, A2, A5, A7, B3, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Finansinspektionen
  • Swiss Re Capital Markets Europe S.A.
  • Luxembourg
  • 01.04.2019
  • Company headquarters: 2 rue Edward Steichen
  • Authorisation to provide services: A1, A2, A3, A5, A6, A7, B3, B4, B5, B6, B7, C1, C2, C3, C4, C5, C10, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: CSSF
  • Liquidnet EU Limited
  • Irska
  • 01.04.2019
  • Company headquarters: The Exchange, Georges Dock, IFSC
  • Authorisation to provide services: A1, A2, A8, C1, C3
  • Cessation of provision of services: 03.07.2023
  • Regulatory institution of member-state: Central Bank of Ireland
  • Macquarie Capital Ireland Designated Activity Company
  • Irska
  • 28.03.2019
  • Company headquarters: 1st Floor, Connaught House, 1 Burlington Road
  • Authorisation to provide services: A1, A2, A3, A5, A6, A7, B3, B5, B6, C3, C4
  • Cessation of provision of services: 25.02.2021
  • Regulatory institution of member-state: Central Bank of Ireland
  • iSwap Euro B.V.
  • Netherlands
  • 28.03.2019
  • Company headquarters: Kingsfordweg 151, 7th floor
  • Authorisation to provide services: A8, C4
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Dutch Authority for the Financial Markets
  • J.P. Morgan Dublin Public Limited Company
  • Irska
  • 28.03.2019
  • Company headquarters: 200 Capital Dock, 79 Sir John Rogerson's Quay
  • Authorisation to provide services: A2, A3, A7, B4, B6, C1, C2
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • Optimise Wealth Management Ltd
  • United Kingdom
  • 27.03.2019
  • Company headquarters: 34 Lincoln Road
  • Authorisation to provide services: A1, A5, B3, B4, B5, C1, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Poljanski nasip 6, 1000 Ljubljana, SI-Slovenija
  • Telephone: +386 (0)1 280 04 00
    Fax: +386 (0)1 280 04 30
  1. E-mail: info@atvp.si
  2. Media contacts: pr@atvp.si