Investment firms and management companies
Authorisation to provide services
- 2004/39/ES (MIFID) and 2014/65/ES (MiFID II); List of services, transactions and financial instruments
- 93/22/EEC (ISD)
- 2009/65/ES (UCITS)
Active/inactive notification
- Active notification
- Inactive notification
Company
Country
Date received
- Netherlands
- 23.11.2023
- Company headquarters: Strawinskylaan 4117
- Authorisation to provide services: A1, B1, B2, B4, B5, C1, C2, C3, C4
- Cessation of provision of services: /
- Regulatory institution of member-state: Dutch Authority for the Financial Markets
- Spain
- 14.11.2023
- Company headquarters: CALLE VELÁZQUEZ, 140, 2º
- Authorisation to provide services: A1, A2, A3, A4, A6, A7, B1, B3, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: CNMV
- Spain
- 13.11.2023
- Company headquarters: Paseo de la Castellana 178, 3º D
- Authorisation to provide services: A1, A5, C1, C2, C3, C4, C5
- Cessation of provision of services: /
- Regulatory institution of member-state: CNMV
- Portugal
- 13.11.2023
- Company headquarters: Avenida da Liberdade, n.º 131 a 143, 3º andar
- Authorisation to provide services: A1, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: Comissão do Mercado de Valores Mobiliários
- Cyprus
- 31.10.2023
- Company headquarters: SOHO Office, Anexartisias 187, Level 2
- Authorisation to provide services: A1, A2, A3, B1, B2, B4, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Netherlands
- 19.10.2023
- Company headquarters: Gasfabriek 10
- Authorisation to provide services: A1, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Dutch Authority for the Financial Markets
- Netherlands
- 09.10.2023
- Company headquarters: Herengracht 107, 1015 BE Amsterdam
- Authorisation to provide services: A1
- Cessation of provision of services: /
- Regulatory institution of member-state: AFM
- Malta
- 28.09.2023
- Company headquarters: JUNCTION BUSINESS CENTRE, 1ST FLOOR, SQAQ LOURDES
- Authorisation to provide services: A1, A5, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: Malta Financial Services Authority
- Latvia
- 27.09.2023
- Company headquarters: Skanstes iela 50
- Authorisation to provide services: A2, A3, A4, A5, A7, B1, B4, B5, C1
- Cessation of provision of services: /
- Regulatory institution of member-state: Latvijas Banka
- Luxembourg
- 26.09.2023
- Company headquarters: 9A, rue Gabriel Lippmann
- Authorisation to provide services: A1, A5, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: Commission de Surveillance du Secteur Financier
- Cyprus
- 20.09.2023
- Company headquarters: Μesogiou 15, Οroklini
- Authorisation to provide services: A1, A5, C1, C2, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Cyprus
- 11.09.2023
- Company headquarters: 256 Archiepiskopou Makariou III Avenue, Eftapaton Court, 4.5 floor
- Authorisation to provide services: A1, A2, A3, A4, A5, B1, B2. B4, B5, C1, C3, C4, C6, C7
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Cyprus
- 06.09.2023
- Company headquarters: 163 Leontiou Street, Clerimos Building, 1st Floor
- Authorisation to provide services: A1, A2, B1, B2, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Lithuania
- 21.08.2023
- Company headquarters: Kestucio str. 32-401
- Authorisation to provide services: A1, A4, A5, B5, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: Bank of Lithuania
- France
- 07.08.2023
- Company headquarters: 32 Rue des Jeûneurs
- Authorisation to provide services: A1, B1, B4, C1, C2, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: ACPR
- Cyprus
- 31.07.2023
- Company headquarters: 38 Andrea Kariolou, Ayios Athanasios
- Authorisation to provide services: A1, A2, A3, B1, B2, B4, C1, C3, C4
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Irska
- 27.07.2023
- Company headquarters: 10 Earlsfort Terrace, Dublin, Dublin 2, D02 T380
- Authorisation to provide services: A1, B1, C1
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- Luxembourg
- 07.07.2023
- Company headquarters: 33, Boulevard Prince Henri
- Authorisation to provide services: A1, A2, A6, A7, B3, B6, C1
- Cessation of provision of services: /
- Regulatory institution of member-state: Commission de Surveillance du Secteur Financier
- France
- 29.06.2023
- Company headquarters: 11 rue de Téhéran
- Authorisation to provide services: A1, A7, B5, C1, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: ACPR
- Netherlands
- 09.06.2023
- Company headquarters: Newtonlaan 115
- Authorisation to provide services: A1, A2, C1, C2, C4, C5, C6, C7, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Dutch Authority for the Financial Markets
- Netherlands
- 08.06.2023
- Company headquarters: Keizersgracht 534-5
- Authorisation to provide services: A1, A2, A8, B1, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Dutch Authority for the Financial Markets
- Cyprus
- 06.06.2023
- Company headquarters: 6 Nikou Georgiou Street, Office 302
- Authorisation to provide services: A1, A2, A3, B1, B2, B4, C1, C2, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Spain
- 02.06.2023
- Company headquarters: Calle Quintanadueñas, 6, Edificio Arqbórea
- Authorisation to provide services: A2, A3, A5, C4, C5, C7, C8, C9, C10, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: CNMV
- Irska
- 30.05.2023
- Company headquarters: 2 George's Dock, 1st Floor, IFSC
- Authorisation to provide services: A4, A5, B4, B5, B7, C1, C2, C3, C4, C5, C6, C7, C8, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- Luxembourg
- 30.05.2023
- Company headquarters: 18, rue Erasme
- Authorisation to provide services: 1, 2A. 2C
- Cessation of provision of services: /
- Regulatory institution of member-state: Commision de Surveillance du Secteur Financier (CSSF)
- Nemčija
- 26.05.2023
- Company headquarters: Maximilianstraße 13 ﴾3. Stock﴿
- Authorisation to provide services: A1, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- Malta
- 25.05.2023
- Company headquarters: Floor 6, Suite 3, Airways House, High Street
- Authorisation to provide services: A1, C1, C4, C6, C7, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Malta Financial Services Authority
- Irska
- 25.05.2023
- Company headquarters: Block C, Irish Life Centre, Lower Abbey Street
- Authorisation to provide services: A1, B4, C1, C2, C3, C4, C5, C6, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- France
- 17.05.2023
- Company headquarters: 23 Rue de Berri
- Authorisation to provide services: A1, C1, C4
- Cessation of provision of services: /
- Regulatory institution of member-state: ACPR
- Netherlands
- 12.05.2023
- Company headquarters: Fosbury & Sons - Prinsengracht 769
- Authorisation to provide services: A2, A3, C1, C4, C5, C8, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Dutch Authority for the Financial Markets
- Portugal
- 12.05.2023
- Company headquarters: RUA DUQUE DE PALMELA, N. 37, 1 A
- Authorisation to provide services: A1, A2, A3, B1, B4, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: CMVM
- Cyprus
- 11.05.2023
- Company headquarters: 1 Kalimnou Street, Office 602
- Authorisation to provide services: A1, A2, A3, B1, B2, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Nemčija
- 11.05.2023
- Company headquarters: Weißfrauenstraße 12 – 16
- Authorisation to provide services: A1, A5, B3, B6, C1, C2, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
-
OBPZ:
Arqore GmbH
Address: Adalbertstraße 66, 10179 Berlin
Dovoljenje za opravljanje storitev: A1, C1, C2, C3
Datum začetka: 11.05.2023
Datum prenehanja: /
- Luxembourg
- 03.05.2023
- Company headquarters: OBH Building, 6B rue du Fort
- Authorisation to provide services: A2, A3, A5, B1, C4
- Cessation of provision of services: /
- Regulatory institution of member-state: Commission de Surveillance du Secteur Financier
- France
- 28.03.2023
- Company headquarters: 336 rue saint-honoré
- Authorisation to provide services: A1, C1, C4
- Cessation of provision of services: /
- Regulatory institution of member-state: ACPR
- Spain
- 21.03.2023
- Company headquarters: c/ Hermosilla 11, planta 2ª
- Authorisation to provide services: A1, A4, A5, C1, C2, C3, C4, C5
- Cessation of provision of services: /
- Regulatory institution of member-state: Comisión Nacional del Mercado de Valores
- Nemčija
- 15.03.2023
- Company headquarters: Opernplatz 14
- Authorisation to provide services: A1, A2, A5, B3, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- Nemčija
- 13.03.2023
- Company headquarters: Ridlerstr. 57
- Authorisation to provide services: A1, A2, C4, C5, C6, C7, C10, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- France
- 22.02.2023
- Company headquarters: 20-22 rue Vernier, 75017 Paris
- Authorisation to provide services: 2A
- Cessation of provision of services: /
- Regulatory institution of member-state: AMF
- Cyprus
- 20.02.2023
- Company headquarters: 13 Eirinis street, Araouzos Castle Court, 3042 Limassol
- Authorisation to provide services: 1, 2A
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission (CySEC)
- Netherlands
- 10.02.2023
- Company headquarters: Gustav Mahlerplein 109
- Authorisation to provide services: A1, A4, A5, A6, A7, B3, B4, B5, B6, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Dutch Authority for the Financial Markets
- Spain
- 10.02.2023
- Company headquarters: Paseo de Recoletos, 19, Planta Baja
- Authorisation to provide services: A1, A2, A3, A4, B1, C1, C3, C4, C5, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Comisión Nacional del Mercado de Valores (CNMV)
- Lithuania
- 30.01.2023
- Company headquarters: Konstitucijos av. 15-93
- Authorisation to provide services: A1, B1, B4, C1
- Cessation of provision of services: /
- Regulatory institution of member-state: THE BANK OF LITHUANIA
- Estonia
- 24.01.2023
- Company headquarters: Veerenni tn 24 Kesklinna district
- Authorisation to provide services: A1, A2, B1, B4, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: Finantsinspektsioon
- Nemčija
- 10.01.2023
- Company headquarters: Maximilianstasse 13, 3rd floor
- Authorisation to provide services: A1, C1, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: BAFIN
- Netherlands
- 04.01.2023
- Company headquarters: Westermarkt 2
- Authorisation to provide services: A1, A5, B3, C1, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: Dutch Authority for the Financial Markets
- Cyprus
- 04.01.2023
- Company headquarters: Spyrou Kyprianou 42, 1st floor Emerald House
- Authorisation to provide services: A1, A2, A3, B1, B2, B4, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Netherlands
- 29.12.2022
- Company headquarters: Herengracht 124
- Authorisation to provide services: A1, A5, B3, C1, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: The Dutch Authority for the Financial Markets
- Irska
- 08.12.2022
- Company headquarters: 35 Shelbourne Road
- Authorisation to provide services: A1, A4, A5, C2, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- Poland
- 02.12.2022
- Company headquarters: ul. Złota 59
- Authorisation to provide services: A1, A2, A3, A5, B1, B2, B4, B5, B7, C1, C3, C5, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Polish Financial Supervision Authority
- Belgium
- 01.12.2022
- Company headquarters: 1 Boulevard du Roi Albert II
- Authorisation to provide services: A1, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: FSMA
- Bulgaria
- 01.12.2022
- Company headquarters: Alaric Tower, 20 “Todor Aleksandrov” Blvd
- Authorisation to provide services: A1, A2, A3, A4, A5, A6, A7, B1, B2, B3, B4, B5, B6, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Financial Supervision Commission
- France
- 24.11.2022
- Company headquarters: 47, rude du Faubourg Saint-Honoré
- Authorisation to provide services: A1, B1
- Cessation of provision of services: /
- Regulatory institution of member-state: Autorité des Marchés Financiers (AMF)
- Nemčija
- 22.11.2022
- Company headquarters: Neue Mainzer Straße 6 - 10 (WINX-Tower)
- Authorisation to provide services: A1, C1, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- Hungary
- 16.11.2022
- Company headquarters: Csörsz utca 45
- Authorisation to provide services: A1, A3, A5, B4, B5, C4, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Hungary
- Malta
- 11.11.2022
- Company headquarters: THE CENTRE, TIGNE' POINT
- Authorisation to provide services: A1, A2, A4, A5, A7, B1, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: Malta Financial Services Authority
- Luxembourg
- 18.10.2022
- Company headquarters: 20, boulevard Royal, L-2449 Luxembourg
- Authorisation to provide services: 1, 2a, 2c
- Cessation of provision of services: /
- Regulatory institution of member-state: Commision de Surveillance du Secteur Financier (CSSF)
- Netherlands
- 12.10.2022
- Company headquarters: Gustav Mahlerplein 109-115, 26th Floor
- Authorisation to provide services: A1, A5, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: Netherlands Authority for the Financial Markets
- Luxembourg
- 12.09.2022
- Company headquarters: 14-16, avenue Pasteur
- Authorisation to provide services: 2B
- Cessation of provision of services: /
- Regulatory institution of member-state: Commision de Surveillance du Secteur Financier (CSSF)
- Cyprus
- 08.09.2022
- Company headquarters: Tyrtaiou 5, City Home 71, Flat 401
- Authorisation to provide services: A1, A2, B1, C1, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Cyprus
- 31.08.2022
- Company headquarters: 20 Omirou street, Thomaides Group, 1st Floor M2
- Authorisation to provide services: A1, A2, B1, B2, B4, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- France
- 08.08.2022
- Company headquarters: 17 cours Valmy
- Authorisation to provide services: A1, A2, B1, C1, C2, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: ACPR
- Nemčija
- 29.07.2022
- Company headquarters: Köpenicker Straße 40c
- Authorisation to provide services: A1, A2, A3, B1, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
- Cessation of provision of services: 05.12.2023
- Regulatory institution of member-state: BaFin
- Nemčija
- 28.07.2022
- Company headquarters: Bockenheimer Landstr. 98-100
- Authorisation to provide services: A1, C1, C3
- Cessation of provision of services: 25.08.2023
- Regulatory institution of member-state: BaFin
- Cyprus
- 15.07.2022
- Company headquarters: 4 Spyrou Kyprianou, Papavasiliou Court, 3rd Floor, Office 301
- Authorisation to provide services: A1, A2, A4, B1, B2, B4, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Netherlands
- 07.07.2022
- Company headquarters: Noma House – Gustav Mahlerlaan 1212
- Authorisation to provide services: A1, A2, A4, A5, A7, B3, B4, C1, C2, C3, C4, C5, C8, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Dutch Authority for the Financial Markets (AFM)
- Irska
- 01.07.2022
- Company headquarters: Riverview House, 21 - 23 City Quay
- Authorisation to provide services: A1, A2, A4, A5, A6, A7, B3, B4, B5, B6, C1
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- Nemčija
- 24.06.2022
- Company headquarters: Schillerstrasse 5
- Authorisation to provide services: A1, A2, A4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- Irska
- 09.06.2022
- Company headquarters: Ground Floor, Two Haddington Buildings, Haddington Road
- Authorisation to provide services: A1, A2, A9, C5, C6
- Cessation of provision of services: 13.04.2023
- Regulatory institution of member-state: Central Bank of Ireland
- Nemčija
- 25.05.2022
- Company headquarters: Theresienstrasse 1
- Authorisation to provide services: A1, A5, B3, C1
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- Netherlands
- 24.05.2022
- Company headquarters: Strawinskylaan 4117
- Authorisation to provide services: A1, A2, A3, C1, C2, C3, C4, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Dutch Authority for the Financial Markets
- Sweden
- 18.05.2022
- Company headquarters: Mäster Samuelsgatan 17
- Authorisation to provide services: A1, A2, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Finansinspektionen
- Estonia
- 10.05.2022
- Company headquarters: Niine 11
- Authorisation to provide services: A1, A2, B1, B4, C1, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: Finantsinspektsioon
- Estonia
- 10.05.2022
- Company headquarters: Pärnu mnt 31-58
- Authorisation to provide services: A1, A2, A3, B1, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Finantsinspektsioon
- Finland
- 04.05.2022
- Company headquarters: Aleksanterinkatu 19
- Authorisation to provide services: A1, A2, A3, A4, A5, A6, A7, B1, B2, B3, B4, B5, B6, C1, C3, C4, C5, C8, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Financial Supervisory Authority (FIN-FSA)
- Netherlands
- 21.04.2022
- Company headquarters: Herengracht 420
- Authorisation to provide services: A1, C4, C5, C6, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Dutch Authority for the Financial Markets
- Cyprus
- 18.04.2022
- Company headquarters: Spyrou Kyprianou 41 Avenue, Stertzias Court 2, 1st Floor, Flat 101
- Authorisation to provide services: A1, A2, B1, B2, B4, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Sweden
- 05.04.2022
- Company headquarters: COVENDUM, PO BOX 4011, KATARINAVÄGEN 15
- Authorisation to provide services: A1, A2, B1, B4, C1, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: Finansinspektionen
- France
- 01.04.2022
- Company headquarters: 18, Boulevard Malesherbes
- Authorisation to provide services: A1, B4, B5, C1, C2, C4, C5, C6, C7, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: ACPR : Autorité de Contrôle Prudentiel et de Résolution
- Irska
- 01.04.2022
- Company headquarters: 4/5 School House Lane East
- Authorisation to provide services: 1
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- Cyprus
- 22.03.2022
- Company headquarters: Franklin Roosevelt 247, Block C _ 1st Floor _ Office 101
- Authorisation to provide services: A1, A2, B1, B2, B4, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Czech Republic
- 21.03.2022
- Company headquarters: Rumunska 22/28, Vinohrady
- Authorisation to provide services: A1, A4, A5, B3, B4
- Cessation of provision of services: /
- Regulatory institution of member-state: Czech National bank
- Spain
- 09.03.2022
- Company headquarters: PASEO DE LA CASTELLANA 31
- Authorisation to provide services: A1, A2, A3, A9, B5, C1, C2, C4, C5, C6, C7, C8, C10, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: Comisión Nacional del Mercado de Valores
- Cyprus
- 22.02.2022
- Company headquarters: 17 Stasinou Avenue, Bedizia Tower _ 6th & 7th Floor
- Authorisation to provide services: A1, A2, A3, A4, A5, B1, B2, B3, B4, B5, C1, C2, C3, C4, C5, C6, C7, C8, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Nemčija
- 21.02.2022
- Company headquarters: Einsteinstr. 172
- Authorisation to provide services: A1, A5, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- Estonia
- 31.01.2022
- Company headquarters: Harju maakond, Tallinn, Kesklinna linnaosa, Võistluse tn 1-6
- Authorisation to provide services: A4, B1, C1, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: Finantsinspektsioon
- Lithuania
- 21.01.2022
- Company headquarters: Quadrum South, Konstitucijos ave. 21B
- Authorisation to provide services: A1, A2, A4, A5, B1, B4, B5, C1, C2, C3, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Bank of Lithuania
- Nemčija
- 19.01.2022
- Company headquarters: Promenadeplatz 12
- Authorisation to provide services: A1, A5, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- Italija
- 18.01.2022
- Company headquarters: C.SO VENEZIA 16
- Authorisation to provide services: A2, C1, C23, C3, C4
- Cessation of provision of services: /
- Regulatory institution of member-state: CONSOB
- Italija
- 12.01.2022
- Company headquarters: Corso Montevecchio 35
- Authorisation to provide services: A1, A7, B3, B5, C1
- Cessation of provision of services: /
- Regulatory institution of member-state: CONSOB
- Cyprus
- 05.01.2022
- Company headquarters: Grigori Afxentiou, 13&15, IDE IOANNOU COURT, Office 102, Mesa Geitonia
- Authorisation to provide services: A1, A2, A4, A5, B1, B2, B4, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Irska
- 23.12.2021
- Company headquarters: 44 Leeson Street Lower
- Authorisation to provide services: A7, C1, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- Norway
- 17.12.2021
- Company headquarters: Olav Vs gate 6
- Authorisation to provide services: A1, A7, B3, B6, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: FINANSTILSYNET
- Avstrija
- 15.12.2021
- Company headquarters: Dorotheergasse 6-8/L/021
- Authorisation to provide services: A1, A4, A5, C1, C2, C3, C4, C8, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Austrian Financial Market Authority
- Italija
- 01.12.2021
- Company headquarters: Via Monte di Pietà, 21
- Authorisation to provide services: A1, A7, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: CONSOB
- France
- 22.11.2021
- Company headquarters: 17 avenue de l’Opéra
- Authorisation to provide services: A1, A2, A4, A5, B5, C1, C2, C3, C4, C8, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: ACPR : Autorité de Contrôle Prudentiel et de Résolution
- Cyprus
- 26.10.2021
- Company headquarters: 41, Archiepiskopou Makariou III Avenue, Toumazi Makariou Tower, 1st Floor, Flat/Office 11
- Authorisation to provide services: A1, A4, B1, B4, C1, C2, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Luxembourg
- 05.10.2021
- Company headquarters: 77-79 Parc d’Activités de Capellen
- Authorisation to provide services: A1, A2, A4, A5, B1, B4, C1, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: CSSF
- Cyprus
- 24.09.2021
- Company headquarters: 70, Ifigeneias Street, 1st Floor _ Office 101
- Authorisation to provide services: A1, A2, A4, B1, B4, C1, C2, C3, C4, C5, C6, C7, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Cyprus
- 24.09.2021
- Company headquarters: 17 Artemidos Avenue, SONIC HOUSE, 2nd Floor, Skala
- Authorisation to provide services: A1, A2, A3, B1, B2, B4, C1, C2, C3, C4, C5, C6, C7, C8, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Netherlands
- 23.09.2021
- Company headquarters: Zuidplein 158
- Authorisation to provide services: A1, A5, B3, C1, C2, C3, C4, C5, C6, C7, C8
- Cessation of provision of services: /
- Regulatory institution of member-state: Dutch Authority for the Financial Markets
- Cyprus
- 21.09.2021
- Company headquarters: Agias Fylaxeos 1, KPMG CENTER, GROUND FLOOR
- Authorisation to provide services: A1, A2, A5, B1, B2, B4, C1, C4, C5, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Cyprus
- 10.09.2021
- Company headquarters: Marikas Kotopouli, Visionhire Building 1st Floor
- Authorisation to provide services: A1, A2, A4, B1, B2, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Cyprus
- 03.09.2021
- Company headquarters: 171, Arch. Makariou 3, Vanezis Business Center, 4th Floor, Office 401C
- Authorisation to provide services: A1, A2, A5, A7, C1
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Cyprus
- 06.08.2021
- Company headquarters: Vasili Michaelidi 21 - 23, Areti Tower, 2nd Floor
- Authorisation to provide services: A1, A2, B1, B2, B4, B5, C1, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Irska
- 06.08.2021
- Company headquarters: Charlotte House, Charlemont Street
- Authorisation to provide services: A7, B3, C1, C4, C8, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- Cyprus
- 22.07.2021
- Company headquarters: Prodromou & Dimitrakopoulou 2, 5th Floor
- Authorisation to provide services: A5, C1, C2, C3, C4, C5, C6, C7, C8, C10
- Cessation of provision of services: 30.11.2022
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Cyprus
- 16.07.2021
- Company headquarters: Nikokreontos 2, 5th Floor
- Authorisation to provide services: A1, A2, A3, B1, B2, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Malta
- 07.07.2021
- Company headquarters: 229, FLAT 11/12, TOWER ROAD
- Authorisation to provide services: A1, A4, A5, B4, B5, C1, C2, C3, C4
- Cessation of provision of services: /
- Regulatory institution of member-state: Malta FSA
- Italija
- 06.07.2021
- Company headquarters: C.SO VENEZIA 16
- Authorisation to provide services: A1, A3, A7, B3, B5, C1, C2, C3, C4
- Cessation of provision of services: /
- Regulatory institution of member-state: CONSOB
- Nemčija
- 25.06.2021
- Company headquarters: Theatinerstr. 11
- Authorisation to provide services: A1, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
- Cessation of provision of services: 09.12.2021
- Regulatory institution of member-state: BaFin
- Greece
- 22.06.2021
- Company headquarters: 38 MITROPOLEOS STR.
- Authorisation to provide services: A1, A2, B1, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Hellenic Capital Market Commission
- Nemčija
- 31.05.2021
- Company headquarters: Heidenkampsweg 73
- Authorisation to provide services: A5, B3, B4, C1, C2, C3, C4
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
-
OBPZ:
Werner Fasching
Address: Tal 14, 80331 Munchen
Dovoljenje za opravljanje storitev:
Datum začetka: 31.05.2021
Datum prenehanja: 15.03.2023A&Q Asset Management GmbH
Address: Ahornweg 17 38271 Baddeckenstedt Ortsteil Oelber a.w. Wege
Dovoljenje za opravljanje storitev: A5, C1, C2, C3, C4
Datum začetka: 06.01.2023
Datum prenehanja: /M+W FINANCIAL PARTNERS GmbH & Co. KG
Address: Tal 14 80331 München
Dovoljenje za opravljanje storitev: A5, C1, C2, C3, C4
Datum začetka: 21.02.2023
Datum prenehanja: /
- Malta
- 19.05.2021
- Company headquarters: Orange Point Building, Second floor, Dun Karm Street,
- Authorisation to provide services: A1, A5, C1, C2, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: Malta FSA
- Cyprus
- 14.05.2021
- Company headquarters: 331, 28th October Avenue, Lido House _ Block 2 _ Unit 365
- Authorisation to provide services: A1, A2, A3, A4, A5, B1, B4, B5, C4, C5, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Cyprus
- 10.05.2021
- Company headquarters: Agias Fylaxeos 1, Floor 2 _ Flat/Office 1
- Authorisation to provide services: A1, A2, A3, B1, B2, B4, C1, C3, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commision
- Nemčija
- 21.04.2021
- Company headquarters: Rossmarkt 21
- Authorisation to provide services: A1, A2, A3, A4, A5, A7, C1, C2, C3, C4, C5, C6, C7, C8
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- Nemčija
- 16.04.2021
- Company headquarters: Ludwigstrasse 8
- Authorisation to provide services: A1, A4, A5, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- Malta
- 06.04.2021
- Company headquarters: 171, Old Bakery Street
- Authorisation to provide services: A2, A3, A5, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: MFSA
- Nemčija
- 17.03.2021
- Company headquarters: Ridlerstr. 57
- Authorisation to provide services: A1, C4, C5, C6, C7, C10, C11
- Cessation of provision of services: 01.01.2023
- Regulatory institution of member-state: BaFin
- Nemčija
- 11.03.2021
- Company headquarters: Garden Tower, Neue Mainzer Str. 46-50
- Authorisation to provide services: A2, A3, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- Avstrija
- 01.03.2021
- Company headquarters: Campus 2, Jakov-Lind-Straße 2
- Authorisation to provide services: A1, C1, C3, C4, C5, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Austrian Financial Market Authority (FMA)
- Norway
- 01.03.2021
- Company headquarters: Bolette brygge 1
- Authorisation to provide services: A1, A2, A4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Finanstilsynet
- Cyprus
- 18.02.2021
- Company headquarters: Romanou 2 Street, Office 401
- Authorisation to provide services: A1, A2, B1, B2, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Cyprus
- 08.02.2021
- Company headquarters: 1st Floor, Office 101, 64, Leoforos Aglantzias
- Authorisation to provide services: A1, A2, A3, B1, B2, B4, C1, C4, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Irska
- 05.02.2021
- Company headquarters: Fitzwilliam Business Centre 26/27 Upper Pembroke Street
- Authorisation to provide services: A1, A5, C1, C2, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- Netherlands
- 01.02.2021
- Company headquarters: Gustav Mahlerlaan 10
- Authorisation to provide services: A1, B5, C1
- Cessation of provision of services: /
- Regulatory institution of member-state: Dutch Authority for the Financial Markets
- Nemčija
- 29.01.2021
- Company headquarters: Gustav-Mahler-Platz 1
- Authorisation to provide services: A1, C1, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- Cyprus
- 29.01.2021
- Company headquarters: Corner of Griva Digheni and Anastasi Shoukri 2, Pamelva Court _ Ground Floor _ Office 14
- Authorisation to provide services: A1, A5, B5, C1, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Hungary
- 27.01.2021
- Company headquarters: Madách Imre út 13-14. A. ép. V. em.
- Authorisation to provide services: A1, A2, A3, B1, B2, B4, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Hungary, MNB
- France
- 27.01.2021
- Company headquarters: 9 avenue Percier
- Authorisation to provide services: A1, A5, A7, B3, C1, C2, C3, C4
- Cessation of provision of services: /
- Regulatory institution of member-state: ACPR Banque de France
- Nemčija
- 19.01.2021
- Company headquarters: Große Gallusstraße 18
- Authorisation to provide services: A1, A5, B3, B5, C1, C2, C3, C4, C5, C6, C7, C8
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- Irska
- 13.01.2021
- Company headquarters: 3 Richview Office Park, Clonskeagh
- Authorisation to provide services: A1, A4, A5, A7, B1, B5, C1, C2, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- Estonia
- 12.01.2021
- Company headquarters: Harju maakond, Tallinn, Kesklinna linnaosa, Rotermanni tn 12,
- Authorisation to provide services: A1, A2, A7, B1, B4, C1, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: Estonian Financial Supervision and Resolution Authority
- Malta
- 05.01.2021
- Company headquarters: 171, Old Bakery Street
- Authorisation to provide services: A2, A3, C4, C5, C8, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Malta Financial Services Authority (MFSA)
- Netherlands
- 04.01.2021
- Company headquarters: Strawinskylaan 4117
- Authorisation to provide services: A1, A2, A3, A5, B4, C4, C9
- Cessation of provision of services: 16.02.2023
- Regulatory institution of member-state: Dutch Authority for the Financial Markets
- Irska
- 23.12.2020
- Company headquarters: North Dock One, 91/92 North Wall Quay
- Authorisation to provide services: A1, A2, A3, B1, B2, B4, B7, C1, C2, C3, C4, C5, C6, C7, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- Nemčija
- 22.12.2020
- Company headquarters: Maximilianstrasse 13
- Authorisation to provide services: A1, A5, C1, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- Luxembourg
- 21.12.2020
- Company headquarters: 52 route d’Esch
- Authorisation to provide services: A1, A2, A3, B4, C1, C2, C4, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Commission de Surveillance du Secteur Financier
- Cyprus
- 16.12.2020
- Company headquarters: Doms Assets Business Centre, Neas Engomis 33
- Authorisation to provide services: A1, A2, A3, B1, B2, B4, C1, C4, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- United Kingdom
- 08.12.2020
- Company headquarters: Tweed Horizons Newtown St. Boswells Melrose
- Authorisation to provide services: A1, A5, B4, B5, C1, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- France
- 07.12.2020
- Company headquarters: 12-14 Rond-Point des Champs-Elysées
- Authorisation to provide services: A1, A5, A6, A7, B3, B6, C1, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: ACPR - BANQUE DE FRANCE
- Hungary
- 25.11.2020
- Company headquarters: Nádor u. 16
- Authorisation to provide services: A1, A2, A3, A4, A5, A6, A7, B1, B2, B3, B4, B5, B6, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Hungary
- Cyprus
- 20.11.2020
- Company headquarters: Archbishop Makarios Avenue 205, Victory House
- Authorisation to provide services: A1, A2, B1, B2, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Bulgaria
- 19.11.2020
- Company headquarters: Vazrazhdane District, 33 Shar Planina Str., fl. 2, office 8
- Authorisation to provide services: A1, A2, A3, B1, B4, B7, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Financial Supervisoin Commission
- Nemčija
- 17.11.2020
- Company headquarters: Taunusanlage 9 - 10 (Marienturm)
- Authorisation to provide services: A1, A5, B3, B5, C1, C2, C3, C4, C8, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- Cyprus
- 12.11.2020
- Company headquarters: Pindarou 14
- Authorisation to provide services: A1, A2, A4, A5, B1, B2, B4, B5, B7, C1, C3, C4, C5, C6
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Cyprus
- 10.11.2020
- Company headquarters: 142 Franklin Roosevelt Avenue
- Authorisation to provide services: A1, A2, A3, B1, B4, B5, C1, C4, C5, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commision
- Spain
- 22.10.2020
- Company headquarters: Paseo de la Castellana, 41
- Authorisation to provide services: A1, A5, B3, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: Comisión Nacional del Mercado de Valores
- Cyprus
- 14.10.2020
- Company headquarters: 3, Themistocles Dervis Street, Julia House, 4th Floor
- Authorisation to provide services: A1, A2, A3, A6, A7, B1,B2, B3, B4, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- United Kingdom
- 14.10.2020
- Company headquarters: 11th Floor 1 Snowden Street
- Authorisation to provide services: A1, A2, A3, A5, A7, B3, B4, B5, B6, C1, C2, C3, C4, C9
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Cyprus
- 06.10.2020
- Company headquarters: 102 Michael Zavou, 1st Floor, Ayios Athanasios
- Authorisation to provide services: A1, A5, C1, C2, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Cyprus
- 05.10.2020
- Company headquarters: 18 Kyriakou Matsi, Victory Tower, Office 301, Ayioi Omologites
- Authorisation to provide services: A1, A2, B1, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- United Kingdom
- 13.09.2020
- Company headquarters: 125 Old Broad Street
- Authorisation to provide services: A1, A2, A8, B1, C1, C2, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- United Kingdom
- 10.09.2020
- Company headquarters: One Canada Square 39th Floor
- Authorisation to provide services: A1, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- United Kingdom
- 10.09.2020
- Company headquarters: 1 Fore Street Avenue
- Authorisation to provide services: A1, A2, A3, B2, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- United Kingdom
- 09.09.2020
- Company headquarters: 16 Berkeley Street
- Authorisation to provide services: A1, A2, A3, C1, C3, C4, C8, C9
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Nemčija
- 03.09.2020
- Company headquarters: Nürnberger Straße 13
- Authorisation to provide services: A1, A2, A3, B4, B5, C9
- Cessation of provision of services: 25.05.2021
- Regulatory institution of member-state: BaFin
- Cyprus
- 06.08.2020
- Company headquarters: Kristelina Tower, 12 Arch. Makarios III Avenue, Office 401, Mesa Geitonia
- Authorisation to provide services: A1, A2, B1, B2, B4, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- United Kingdom
- 03.08.2020
- Company headquarters: Ground Floor 45 Pall Mall
- Authorisation to provide services: A1, A5, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- United Kingdom
- 23.07.2020
- Company headquarters: Upton House St Margarets Road Cromer
- Authorisation to provide services: A1, A5, B5, C1, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- United Kingdom
- 17.07.2020
- Company headquarters: 4th Floor, 139 Piccadilly
- Authorisation to provide services: A1, A2, A4, A5, B3, B4, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Cyprus
- 15.07.2020
- Company headquarters: 4, Dorieon Street
- Authorisation to provide services: A1, A5, B3, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- United Kingdom
- 13.07.2020
- Company headquarters: 2-8 Scrutton Street
- Authorisation to provide services: A1, A2, C4, C5, C6, C7, C9
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- France
- 01.07.2020
- Company headquarters: 25 rue Balzac
- Authorisation to provide services: A1, A2, A3, A9, C1, C2, C4
- Cessation of provision of services: /
- Regulatory institution of member-state: ACPR : Autorité de Contrôle Prudentiel et de Résolution
- United Kingdom
- 30.06.2020
- Company headquarters: 11 Albemarle Street
- Authorisation to provide services: A1, A5, B3, B5, C1, C2, C3, C4, C5, C9
- Cessation of provision of services: 12.11.2020
- Regulatory institution of member-state: Financial Conduct Authority
- Irska
- 25.06.2020
- Company headquarters: 24 Windsor Place
- Authorisation to provide services: A1, A2, A3, B4, C4
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- France
- 25.06.2020
- Company headquarters: 112 Avenue Kleber
- Authorisation to provide services: A1, A2, A3, B4, B7, C9, C10, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: Autorité de Contrôle Prudentiel et de Résolution
- Nemčija
- 24.06.2020
- Company headquarters: Rheinsberger Strasse 76/77
- Authorisation to provide services: A1, C1
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- Cyprus
- 23.06.2020
- Company headquarters: 34 Kosta Partasides Street, Abbey Tower, Block A, Office 302
- Authorisation to provide services: A1, A2, A3, B1, B2, B4, C1, C6, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- United Kingdom
- 19.06.2020
- Company headquarters: 5 Savile Row
- Authorisation to provide services: A1, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Cyprus
- 17.06.2020
- Company headquarters: 13, KYPRANOROS STR., EVI BUILDING 1ST FLOOR, OFFICE 104
- Authorisation to provide services: A1, A2, A3, B1, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- United Kingdom
- 10.06.2020
- Company headquarters: Unit 2 Rotherbrook Court Bedford Road Petersfield
- Authorisation to provide services: A1, A2, B7, C1, C2, C3, C4
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Nemčija
- 08.06.2020
- Company headquarters: Mergenthalerallee 61
- Authorisation to provide services: A2, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- United Kingdom
- 05.06.2020
- Company headquarters: 12 Hay Hill
- Authorisation to provide services: A1, A5, B2, B3, B4, B5, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Cyprus
- 03.06.2020
- Company headquarters: Spyrou Kyprianou 20, Flat/Office 102, Agioi Omologites
- Authorisation to provide services: A1, A2, A5, B1, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Netherlands
- 03.06.2020
- Company headquarters: Beursplein 5
- Authorisation to provide services: A1, A2, A3, C1, C4, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Dutch Authority for the Financial Markets
- United Kingdom
- 18.05.2020
- Company headquarters: 8-10 Grosvenor Gardens
- Authorisation to provide services: A1, A2, A4, A5, B4, C1, C2, C3, C4, C5, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- United Kingdom
- 07.05.2020
- Company headquarters: 50 Berkeley Street
- Authorisation to provide services: A1, A2, A3, A5, B4, B5, C1, C3, C4
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- United Kingdom
- 05.05.2020
- Company headquarters: 30 Broadwick Street
- Authorisation to provide services: A1, A2, A4, A5, B3, B4, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- United Kingdom
- 21.04.2020
- Company headquarters: Windway Ropers Lane Poole
- Authorisation to provide services: A1, A5, B5, C1, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- United Kingdom
- 15.04.2020
- Company headquarters: 52 Jermyn Street
- Authorisation to provide services: A1, C1, C2, C3, C4
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- United Kingdom
- 06.04.2020
- Company headquarters: Berkeley Square House 4-16 Berkeley Square
- Authorisation to provide services: A1, A5, B3, C1, C3, C4
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- United Kingdom
- 02.04.2020
- Company headquarters: 20 Grafton Street
- Authorisation to provide services: A1, A5, A7, B3, B5, C1, C2, C3, C4
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- United Kingdom
- 31.03.2020
- Company headquarters: The Tea Building 56 Shoreditch High Street
- Authorisation to provide services: A1, A2, B1, C1, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Nemčija
- 19.03.2020
- Company headquarters: Kurfurstendamm 177
- Authorisation to provide services: A1, A2, A4, A5, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- Nemčija
- 16.03.2020
- Company headquarters: Suite 419, Leopoldstraße 23
- Authorisation to provide services: A1, A2, A4, A5, B5, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- United Kingdom
- 11.03.2020
- Company headquarters: 35 Berkeley Square Mayfair
- Authorisation to provide services: A1, C1, C2, C3, C4, C5, C6, C7, C8, C9
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Irska
- 26.02.2020
- Company headquarters: Third Floor Latin Hall Golden Lane
- Authorisation to provide services: A1, A2, A3, A5, B4, C4
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- Cyprus
- 25.02.2020
- Company headquarters: Georgiou Kaningos 1, Pamelva Court, Office 104
- Authorisation to provide services: A1, A2, B1, B2, B4, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Nemčija
- 20.02.2020
- Company headquarters: Bockenheimer Landstraße 17-19
- Authorisation to provide services: A1, A2, A5, B5, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- France
- 18.02.2020
- Company headquarters: 17 cours Valmy, Tours Société Générale
- Authorisation to provide services: A1, B1, B2
- Cessation of provision of services: /
- Regulatory institution of member-state: Autorité des Marchés Financiers (AMF)
- Cyprus
- 13.02.2020
- Company headquarters: 10 G. Kranidioti Str., Nice day House, Office 102
- Authorisation to provide services: A6, A7, B1, B3, B5, B6, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Avstrija
- 11.02.2020
- Company headquarters: Ballhausgass3e/7
- Authorisation to provide services: A1, A5, C1, C2, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: Austrian Financial Market Authority
- United Kingdom
- 09.02.2020
- Company headquarters: 64 New Cavendish Street
- Authorisation to provide services: A1, A2, A3, C1, C2, C3, C4, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- United Kingdom
- 05.02.2020
- Company headquarters: 5-7 Pulteney Mews Bath
- Authorisation to provide services: A1, A2, B1, C1, C2, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- United Kingdom
- 27.01.2020
- Company headquarters: Moorgate House, 5-8 Dysart Street
- Authorisation to provide services: A1, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- United Kingdom
- 21.01.2020
- Company headquarters: Suite G11 Birchin Court 20 Birchin Lane
- Authorisation to provide services: A1, A2, C1, C4, C9
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Nemčija
- 19.01.2020
- Company headquarters: Kemperplatz 1
- Authorisation to provide services: A1, C1, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- United Kingdom
- 13.01.2020
- Company headquarters: 1 Stephen Street
- Authorisation to provide services: A1, A5, B3, C1, C3, C4
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Cyprus
- 08.01.2020
- Company headquarters: 319, 28th October Street, Kanika Business Center, Office 201B
- Authorisation to provide services: A1, A2, B1, B2, B4, C6, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- France
- 08.01.2020
- Company headquarters: 33 rue francois 1er
- Authorisation to provide services: A1, A2, A5, B5, C1, C4
- Cessation of provision of services: /
- Regulatory institution of member-state: ACPR
- Luxembourg
- 02.01.2020
- Company headquarters: 6, route de Trèves
- Authorisation to provide services: A1, B1
- Cessation of provision of services: /
- Regulatory institution of member-state: Commission de Surveillance du Secteur Financier
- United Kingdom
- 20.12.2019
- Company headquarters: Berkeley Square House 2nd Floor
- Authorisation to provide services: A1, A2, A3, B1, B4, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- United Kingdom
- 19.12.2019
- Company headquarters: 25 Moorgate
- Authorisation to provide services: A1, A2, A3, A4, A5, B1, B2, B4, C1, C2, C3, C4, C5, C6, C7, C9
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- United Kingdom
- 17.12.2019
- Company headquarters: 24 Lime Street
- Authorisation to provide services: A1, A5, B5, C1, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Nemčija
- 17.12.2019
- Company headquarters: Herzogstraße 60
- Authorisation to provide services: A1, A2, A4, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- Cyprus
- 13.12.2019
- Company headquarters: 34 Andrea Zakou, Limassol Center - Block C, Agios Nikolaos
- Authorisation to provide services: A1, A4, A5, C1, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- France
- 11.12.2019
- Company headquarters: 45 avenue George V
- Authorisation to provide services: A1, A5, C1
- Cessation of provision of services: /
- Regulatory institution of member-state: ACPR
- United Kingdom
- 09.12.2019
- Company headquarters: 96 Great Titchfield Street
- Authorisation to provide services: A1, A5, B5, C1, C3, C4, C9
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Cyprus
- 09.12.2019
- Company headquarters: 20 Ionos Street, Floor 1, Flat 101
- Authorisation to provide services: A1, A2, A3, A4, A5, B1, C1, C2, C3, C4, C5, C6, C7, C8
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- France
- 06.12.2019
- Company headquarters: 23 rue de l'Université
- Authorisation to provide services: A1, B1
- Cessation of provision of services: /
- Regulatory institution of member-state: Autorité des Marchés Financiers (AMF)
- Bulgaria
- 05.12.2019
- Company headquarters: 1 Kozloduy Street, office 5, Central Region
- Authorisation to provide services: A1, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
- Cessation of provision of services: 26.08.2021
- Regulatory institution of member-state: Financial Supervision Commission
- Irska
- 03.12.2019
- Company headquarters: 5th Floor, Block D, Iveagh Court, 6 Harcourt Road
- Authorisation to provide services: A1, A2, A5, A7, B3, B5, B6, C1, C2, C3, C4, C8, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- Luxembourg
- 22.11.2019
- Company headquarters: 4 Rue Robert Stümper
- Authorisation to provide services: A2, A3, B1, B2, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
- Cessation of provision of services: 14.03.2022
- Regulatory institution of member-state: CSSF
- United Kingdom
- 21.11.2019
- Company headquarters: 82 Eaton Place
- Authorisation to provide services: A1, C1, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Netherlands
- 14.11.2019
- Company headquarters: Oude Molstraat 5F
- Authorisation to provide services: A1, A5, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: Dutch Authority for the Financial Markets
- Avstrija
- 12.11.2019
- Company headquarters: Goethestrasse 1A
- Authorisation to provide services: A1, A5, C1, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: FMA
- United Kingdom
- 11.11.2019
- Company headquarters: Old Free School George Street
- Authorisation to provide services: A1, A5, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Irska
- 07.11.2019
- Company headquarters: George's Court, 54-62 Townsend Street, Dublin 2
- Authorisation to provide services: A1, B1
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- Nemčija
- 06.11.2019
- Company headquarters: Tölzer Straße 37
- Authorisation to provide services: A1, A5, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- Malta
- 05.11.2019
- Company headquarters: 12 Tigne Place, Suite 1/3, Tigne Street
- Authorisation to provide services: A1, A5, A7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 26.05.2021
- Regulatory institution of member-state: Malta FSA
- United Kingdom
- 05.11.2019
- Company headquarters: 25 Canada Square
- Authorisation to provide services: A1, C1, C2, C3
- Cessation of provision of services: 24.10.2020
- Regulatory institution of member-state: Financial Conduct Authority
- Nemčija
- 23.10.2019
- Company headquarters: Ainmillerstrasse 11
- Authorisation to provide services: A1, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- Irska
- 21.10.2019
- Company headquarters: Second Floor, 5 Earlsfort Terrace
- Authorisation to provide services: A1, B1
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- Cyprus
- 18.10.2019
- Company headquarters: 67, Franklin Roosvelt Avenue, Lima Carna Building, Office 101
- Authorisation to provide services: A1, A2, B1, B2, B4, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Italija
- 16.10.2019
- Company headquarters: 6, Piazza degli Affari
- Authorisation to provide services: A1, C1, C2, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: CONSOB
- France
- 11.10.2019
- Company headquarters: 121 Avenue de Malakoff
- Authorisation to provide services: A1, A2, C1, C4, C5, C6, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: ACPR
- Cyprus
- 09.10.2019
- Company headquarters: 16th June 1943, Gladstonos Court No16, Office 101
- Authorisation to provide services: A1, A2, B1, B2, B4, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- United Kingdom
- 08.10.2019
- Company headquarters: Peel House 32-44 London Road
- Authorisation to provide services: A1, A2, A3, B4, B7, C1, C4, C5, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- United Kingdom
- 01.10.2019
- Company headquarters: 40 Bank Street Canary Wharf
- Authorisation to provide services: A1, A5, B2, B3, B4, B5, B6, C1, C2, C3, C4, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Nemčija
- 30.09.2019
- Company headquarters: Goethe strasse 34
- Authorisation to provide services: A1, A2, A5, A7, B3, B4, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- United Kingdom
- 30.09.2019
- Company headquarters: 107 Cheapside
- Authorisation to provide services: A1, A2, A3, B1, B4, B7, C1, C4, C5, C9
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- United Kingdom
- 30.09.2019
- Company headquarters: 33 Margaret Street
- Authorisation to provide services: A1, A2, A4, A5, B7, C1, C2, C3, C4
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- United Kingdom
- 26.09.2019
- Company headquarters: 25 Canada Square
- Authorisation to provide services: A1, A2, A3, A5, B4, C4, C9
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Netherlands
- 26.09.2019
- Company headquarters: Paulus Potterstraat 20 2hg
- Authorisation to provide services: A1, A2, A5, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: www.afm.nl
- United Kingdom
- 26.09.2019
- Company headquarters: 17 Hanover Square
- Authorisation to provide services: A1, A5, B3, B5, C1, C2, C4
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Luxembourg
- 18.09.2019
- Company headquarters: K2 Building, Forte 1, 2a rue Albert Borschette, Third Floor
- Authorisation to provide services: A1, A2, A4, A5, B5, B7, C1, C2, C3, C4
- Cessation of provision of services: /
- Regulatory institution of member-state: CSSF
- Cyprus
- 16.09.2019
- Company headquarters: 3rd Floor Victory House, Office 307, 205 Archbishop Makarios Avenue
- Authorisation to provide services: A1, A2, A3, C4, C5, C6, C7, C10
- Cessation of provision of services: 18.04.2022
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- France
- 16.09.2019
- Company headquarters: 42 rue Washington
- Authorisation to provide services: A1, A2, A3, A5, A6, A7, B2, B3, B4, B5, B6, C1, C2, C3, C4, C5, C6, C7, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: ACPR
- United Kingdom
- 12.09.2019
- Company headquarters: Rignall House 5 The Garth Great Missenden
- Authorisation to provide services: A1, A4, A5, A7, B2, B3, B4, B5, B6, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- United Kingdom
- 12.09.2019
- Company headquarters: 43a Cottenham Road Histon Cambridge
- Authorisation to provide services: A1, C1, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Liechtenstein
- 29.08.2019
- Company headquarters: Austrasse 14, P.O. Box 422
- Authorisation to provide services: A1, A2, A4, A5, B3, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: FMA – Financial Market Authority Liechtenstein
- Greece
- 28.08.2019
- Company headquarters: 28th October str. 4, 151 24 Marousi
- Authorisation to provide services: A1, A2, B1, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Hellenic Capital Market Commission (HCMC)
- United Kingdom
- 28.08.2019
- Company headquarters: 4 Endsleigh Street
- Authorisation to provide services: A3, C4, C5, C6, C7, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Portugal
- 26.08.2019
- Company headquarters: Rua Ivens, 42
- Authorisation to provide services: A5, B3, C1, C2, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: CMVM (Comissão do Mercado de Valores Mobiliários)
-
OBPZ:
Bercerus, Serviços de investimento, Unipessoal Lda
Address: Avenida da Liberdade, 110, 1269-046 Lisboa
Dovoljenje za opravljanje storitev: A5, B3, C1, C2, C3
Datum začetka: 04.03.2021
Datum prenehanja: /Milborne Capital, Unipessoal Lda.
Address: Rua Tierno Galvan, n.º 10, Torre 3 das Amoreiras, Piso 6, Sala 602, 1070-274 Lisboa
Dovoljenje za opravljanje storitev: A5, B3, C1, C2, C3
Datum začetka: 04.03.2021
Datum prenehanja: /Actis Portugal Unipessoal, Lda.
Address: Avenida Gomes Pereira, 1º B/C, 1500-328 Lisboa Portugal
Dovoljenje za opravljanje storitev: A5, B3, C1, C2, C3
Datum začetka: 26.01.2022
Datum prenehanja: /Champlain Advisors, Unipessoal, Lda
Address: Rua Tierno Galvan, nº 10 - Torre 3 das AmoreirasPiso 6-sala 602 1070 -274 Lisboa Portugal
Dovoljenje za opravljanje storitev: A1, A5, B3, C1, C2, C3
Datum začetka: 18.01.2023
Datum prenehanja: /
- United Kingdom
- 21.08.2019
- Company headquarters: 10 Margaret Street
- Authorisation to provide services: A1, A2, A4, A5, A6, A7, B3, B5, B6, B7, C1, C2, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Luxembourg
- 20.08.2019
- Company headquarters: 5, Hoehenhof
- Authorisation to provide services: A1, B1
- Cessation of provision of services: /
- Regulatory institution of member-state: CSSF
- United Kingdom
- 19.08.2019
- Company headquarters: Yew Tree Farm Eagle Barnsdale Lincoln
- Authorisation to provide services: A1, A5, B3, B4, B5, C1, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- United Kingdom
- 15.08.2019
- Company headquarters: 121 Gloucester Place
- Authorisation to provide services: A1, A5, B5, B7, C1, C2, C3, C4, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Malta
- 13.08.2019
- Company headquarters: Dragonara Business Centre, 5th Floor, Dragonara Road
- Authorisation to provide services: A4, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: The Malta Financial Services Authority (MFSA)
- Hrvaška
- 01.08.2019
- Company headquarters: Radnička cesta 50
- Authorisation to provide services: A6, A7, B3, C1, C2
- Cessation of provision of services: /
- Regulatory institution of member-state: HANFA
- United Kingdom
- 30.07.2019
- Company headquarters: Berkeley Square House 4-19 Berkeley Square
- Authorisation to provide services: A1, A2, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- United Kingdom
- 30.07.2019
- Company headquarters: 1 Red Place
- Authorisation to provide services: A1, A5, B3, B5, C1, C2, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Bulgaria
- 30.07.2019
- Company headquarters: 84 Alexander Stamboliyski Blvd., fl. 3, office 12
- Authorisation to provide services: A1, A2, A4, A5, A7, B1, B2, B3, B4, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: FSC - BULGARIA
- United Kingdom
- 26.07.2019
- Company headquarters: 60 Gresham Street
- Authorisation to provide services: A1, A2, B2, B4, C1, C9
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Cyprus
- 22.07.2019
- Company headquarters: Larnacos Avenue 1046, Flat 101
- Authorisation to provide services: A1, A2, B1, B2, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 08.04.2020
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Cyprus
- 21.07.2019
- Company headquarters: At the corner of Griva Digheni 1 and Anastasi Shoukri 2 Streets, Pamelva Court _ 3rd Floor, Office 301
- Authorisation to provide services: A1, A2, A4, B1, B4, C1, C2, C3, C4, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- United Kingdom
- 18.07.2019
- Company headquarters: Berkeley Suite 35 Berkeley Square Mayfair
- Authorisation to provide services: A5, C2, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- United Kingdom
- 17.07.2019
- Company headquarters: Suite 1 53 Harley Street
- Authorisation to provide services: A5, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 10.09.2020
- Regulatory institution of member-state: Financial Conduct Authority
- United Kingdom
- 28.06.2019
- Company headquarters: Octagon Point 5 Cheapside
- Authorisation to provide services: A1, B1, C1
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Nemčija
- 27.06.2019
- Company headquarters: Erika-Mann- Strasse 7, Skygarde im Arnulfpark
- Authorisation to provide services: A1, A5, C1, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- Nemčija
- 24.06.2019
- Company headquarters: Bockenheimer Landstr. 43-47
- Authorisation to provide services: A1, A4, A5, B4, B5, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- United Kingdom
- 20.06.2019
- Company headquarters: One Eagle Place 2nd Floor
- Authorisation to provide services: A1, A5, C1, C2 C3, C4, C5, C6,C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- United Kingdom
- 20.06.2019
- Company headquarters: WeWork South Bank Central Suite 03-166 (Magus Energy Ltd) 30 Stamford Street
- Authorisation to provide services: A1, A2, C1, C4, C5, C6, C7, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Cyprus
- 11.06.2019
- Company headquarters: 13 & 15 Gregory Afxentiou Street, Office 103, Mesa Getonia P.C.
- Authorisation to provide services: A1, A2, A4, A5, B1, B2, B4, B5, C1, C4, C5, C6, C7, C9
- Cessation of provision of services: 25.11.2019
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Bulgaria
- 06.06.2019
- Company headquarters: 3 Lachezar stanchev Str., fl. 10, Litex Tower
- Authorisation to provide services: A1, A2, A3, A4, A5, B1, B2, B4, B5, B7,C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: Financial Supervision Commission
- Luxembourg
- 04.06.2019
- Company headquarters: 9, rue Gabriel Lippmann
- Authorisation to provide services: A1, C1, C2, C4
- Cessation of provision of services: /
- Regulatory institution of member-state: CSSF
- France
- 03.06.2019
- Company headquarters: Washington Plaza, 42, rue Washington
- Authorisation to provide services: A1, A2, A3, A7, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: ACPR - Banque de France
- United Kingdom
- 31.05.2019
- Company headquarters: 68 King William Street
- Authorisation to provide services: A1, A2, A3, C4, C5, C9
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Cyprus
- 30.05.2019
- Company headquarters: 30B Gladstonos Street
- Authorisation to provide services: A1, A2, A3, B1, B2, B3, B4, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Com
- United Kingdom
- 29.05.2019
- Company headquarters: 1 Connaught Place
- Authorisation to provide services: A5, C1, C2, C3, C4
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Irska
- 29.05.2019
- Company headquarters: 3 Clanwilliam Terrace, Grand Canal Quay
- Authorisation to provide services: A1, A5, B5, C1, C3, C4
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- Cyprus
- 28.05.2019
- Company headquarters: 135 Omonoias, UAD Court, 7th Floor
- Authorisation to provide services: A1, A2, B1, B4, B5, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Irska
- 23.05.2019
- Company headquarters: 10 Pembroke Place, Ballsbridge
- Authorisation to provide services: A1, A5, A7, B3, B5, C1, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- Belgium
- 22.05.2019
- Company headquarters: Havenlaan 2
- Authorisation to provide services: A1, A2, A3, A6, A7, B1, B2, B3, B4, B5, B6, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 05.10.2023
- Regulatory institution of member-state: National Bank of Belgium
- Irska
- 29.04.2019
- Company headquarters: South Point, Harmony Row
- Authorisation to provide services: A8, C1, C2, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- United Kingdom
- 25.04.2019
- Company headquarters: 3 Hill Street
- Authorisation to provide services: A1, A4, A5, C1, C2, C4
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Malta
- 25.04.2019
- Company headquarters: 259 St. Paul Street
- Authorisation to provide services: A1, A2, A4, A5, A7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 27.08.2019
- Regulatory institution of member-state: Malta Financial Services Authority
- United Kingdom
- 24.04.2019
- Company headquarters: 1 Fore Street Avenue
- Authorisation to provide services: A1, A2, C1, C4, C9
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Irska
- 23.04.2019
- Company headquarters: The Harcourt Building, Harcourt Street
- Authorisation to provide services: A1, A2, A3, A7, B1, B2, B3, B4, B5, B6, C1, C2, C3, C4, C5, C8, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- United Kingdom
- 23.04.2019
- Company headquarters: 13 Dalyell Road
- Authorisation to provide services: A1, A2, A4, A5, B5, C1, C2, C3, C4, C9
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Irska
- 23.04.2019
- Company headquarters: Alexandra House, 3 Ballsbridge Park, Ballsbridge
- Authorisation to provide services: A1, A4, A5, B4, B5, C1, C2, C3, C4
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- United Kingdom
- 19.04.2019
- Company headquarters: 16 Lynton Avenue
- Authorisation to provide services: A1, B7, C1, C2, C3, C4, C8, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Cyprus
- 18.04.2019
- Company headquarters: 23 Olympion Street, Libra Tower, Office 202
- Authorisation to provide services: A1, A2, B1, B2, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Irska
- 11.04.2019
- Company headquarters: 32 Molesworth Street
- Authorisation to provide services: A1, C3
- Cessation of provision of services: 26.03.2020
- Regulatory institution of member-state: Central Bank of Ireland
- Nemčija
- 08.04.2019
- Company headquarters: Maximilianstrasse 13
- Authorisation to provide services: A1, C1, C2, C3, C4
- Cessation of provision of services: /
- Regulatory institution of member-state: BAFIN
- Irska
- 05.04.2019
- Company headquarters: 32 Molesworth Street
- Authorisation to provide services: A1, A2, A4, A5, B5, C1, C2, C3, C4, C5, C6, C7, C8, C10
- Cessation of provision of services: 07.04.2022
- Regulatory institution of member-state: Central Bank of Ireland
- Cyprus
- 05.04.2019
- Company headquarters: 1 Ayias Zonis & Thessalonikis Corner, Nicolau Pentadromos Center, Office 201, Block B
- Authorisation to provide services: A1, A2, A3, B1, B4, C4, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Irska
- 05.04.2019
- Company headquarters: 12/13 Exchange Place IFSC
- Authorisation to provide services: A1, A8, C1, C4, C5
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- Nemčija
- 04.04.2019
- Company headquarters: Thurn-und-Taxis Platz 6
- Authorisation to provide services: A1, A2, A3, A5, A5, A7, B3, B4, B6, B7, C1, C2
- Cessation of provision of services: /
- Regulatory institution of member-state: BAFIN
- United Kingdom
- 04.04.2019
- Company headquarters: 25 Hanover Square
- Authorisation to provide services: A1, A5, B3, B4, B5, B7, C1, C2, C3, C4, C8, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Netherlands
- 02.04.2019
- Company headquarters: Strawinskyl aan 7 29
- Authorisation to provide services: A1, A2, B3, B5, B6, C1, C2, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Dutch Authority for the Financial Markets
- Sweden
- 02.04.2019
- Company headquarters: Birger Jarlsgatan 25 4 TR
- Authorisation to provide services: A1, A2, A5, A7, B3, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: Finansinspektionen
- Luxembourg
- 01.04.2019
- Company headquarters: 2 rue Edward Steichen
- Authorisation to provide services: A1, A2, A3, A5, A6, A7, B3, B4, B5, B6, B7, C1, C2, C3, C4, C5, C10, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: CSSF
- Irska
- 01.04.2019
- Company headquarters: The Exchange, Georges Dock, IFSC
- Authorisation to provide services: A1, A2, A8, C1, C3
- Cessation of provision of services: 03.07.2023
- Regulatory institution of member-state: Central Bank of Ireland
- Irska
- 28.03.2019
- Company headquarters: 1st Floor, Connaught House, 1 Burlington Road
- Authorisation to provide services: A1, A2, A3, A5, A6, A7, B3, B5, B6, C3, C4
- Cessation of provision of services: 25.02.2021
- Regulatory institution of member-state: Central Bank of Ireland
- Netherlands
- 28.03.2019
- Company headquarters: Kingsfordweg 151, 7th floor
- Authorisation to provide services: A8, C4
- Cessation of provision of services: /
- Regulatory institution of member-state: Dutch Authority for the Financial Markets
- Irska
- 28.03.2019
- Company headquarters: 200 Capital Dock, 79 Sir John Rogerson's Quay
- Authorisation to provide services: A2, A3, A7, B4, B6, C1, C2
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- United Kingdom
- 27.03.2019
- Company headquarters: 34 Lincoln Road
- Authorisation to provide services: A1, A5, B3, B4, B5, C1, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority