-
Lists and registers
-
Lists of issued licences
- List of issued licences
- Stock Exchange
- Central Securities Depository
- Investment firms, banks and management companies authorised to provide investment services and activities
- Management companies and investment funds
- AIFM - licensed, EU passport
- AIFM - licensed in Slovenia, no EU passport
- AIFM – registered, not supervised
- Mutual pension funds and their manager
- Public offering / organised trading with securities
- Takeover bids under the Mergers and Acquisitions Act
- Other lists
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Notifications from other Member States
- Notifications from other Member States
- UCITS
- Investment firms and management companies
- Alternative investment funds managers
- Alternative investment funds
- European venture capital funds (EuVECA)
- European social entrepreneurship funds (EuSEF)
- Public offers and admission to trading on the regulated market
- Branches
- Register of tied agents
- About lists and registers

Investment firms, banks and management companies authorised to provide investment services and activities
No.
Bank / investment firm / management company
Contact information
- 1.
-
Authorisation pursuant to ZTVP-1:
/
-
Authorisation pursuant to ZTFI-1:
1, 2, 3, 4, 5, 6, 7, 9, 10, 11, 12, 13, 14, 15
-
Authorisation pursuant to ZISDU-3C:
/
-
Authorisation pursuant to ZBan-2:
/
-
Member of Ljubljana stock exchange:
-
-
Members of the system of guarantees for investors' claims:
-
- 2.
BANKA INTESA SANPAOLO d.d.
Pristaniška ulica 14
6502 Kopertelefon: 080 13 18 www.intesasanpaolobank.si
-
Authorisation pursuant to ZTVP-1:
/
-
Authorisation pursuant to ZTFI-1:
5, 13
-
Authorisation pursuant to ZISDU-3C:
/
-
Authorisation pursuant to ZBan-2:
7
-
Member of Ljubljana stock exchange:
-
-
Members of the system of guarantees for investors' claims:
- 3.
- BELEKTRON d. o. o.
Cvetkova ulica 25
1000 Ljubljana - telefon: 01/ 620 88 54
faks: 01/ 620 88 55 https://belektron.eu/sl
-
Authorisation pursuant to ZTVP-1:
/
-
Authorisation pursuant to ZTFI-1:
3
-
Authorisation pursuant to ZISDU-3C:
/
-
Authorisation pursuant to ZBan-2:
/
-
Member of Ljubljana stock exchange:
/
-
Members of the system of guarantees for investors' claims:
/
- 4.
GBD Gorenjska borznoposredniška družba d.d.
Koroška cesta 5
4000 Kranj
-
Authorisation pursuant to ZTVP-1:
1, 2, 3, 5, 6, 7, 9, 10
-
Authorisation pursuant to ZTFI-1:
/
-
Authorisation pursuant to ZISDU-3C:
/
-
Authorisation pursuant to ZBan-2:
/
-
Member of Ljubljana stock exchange:
/
-
Members of the system of guarantees for investors' claims:
- 5.
-
Authorisation pursuant to ZTVP-1:
1, 2, 3, 4, 5, 6, 7, 9, 10, 11
-
Authorisation pursuant to ZTFI-1:
10
-
Authorisation pursuant to ZISDU-3C:
/
-
Authorisation pursuant to ZBan-2:
/
-
Member of Ljubljana stock exchange:
-
Members of the system of guarantees for investors' claims:
- 6.
-
Authorisation pursuant to ZTVP-1:
1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11
-
Authorisation pursuant to ZTFI-1:
/
-
Authorisation pursuant to ZISDU-3C:
/
-
Authorisation pursuant to ZBan-2:
/
-
Member of Ljubljana stock exchange:
-
Members of the system of guarantees for investors' claims:
- 7.
-
Authorisation pursuant to ZTVP-1:
1, 3, 4, 5, 6, 7, 8, 9, 10, 11
-
Authorisation pursuant to ZTFI-1:
/
-
Authorisation pursuant to ZISDU-3C:
/
-
Authorisation pursuant to ZBan-2:
/
-
Member of Ljubljana stock exchange:
-
Members of the system of guarantees for investors' claims:
- 8.
-
Authorisation pursuant to ZTVP-1:
1, 3, 4, 5, 6, 7, 8, 9, 10, 11
-
Authorisation pursuant to ZTFI-1:
/
-
Authorisation pursuant to ZISDU-3C:
/
-
Authorisation pursuant to ZBan-2:
/
-
Member of Ljubljana stock exchange:
-
Members of the system of guarantees for investors' claims:
- 9.
-
Authorisation pursuant to ZTVP-1:
1, 2, 3, 4, 5, 6, 7, 9, 10, 11
-
Authorisation pursuant to ZTFI-1:
/
-
Authorisation pursuant to ZISDU-3C:
/
-
Authorisation pursuant to ZBan-2:
/
-
Member of Ljubljana stock exchange:
-
-
Members of the system of guarantees for investors' claims:
- 10.
- TRIGLAV
SKLADI, d.o.o.
Slovenska cesta 54
1000 Ljubljana - telefon: 01/ 300 73 00
faks: 01/ 300 73 50
www.triglavskladi.si
-
Authorisation pursuant to ZTVP-1:
/
-
Authorisation pursuant to ZTFI-1:
/
-
Authorisation pursuant to ZISDU-3C:
1, 2, 3
-
Authorisation pursuant to ZBan-2:
/
-
Member of Ljubljana stock exchange:
-
-
Members of the system of guarantees for investors' claims:
- 11.
-
Authorisation pursuant to ZTVP-1:
/
-
Authorisation pursuant to ZTFI-1:
/
-
Authorisation pursuant to ZISDU-3C:
1, 3
-
Authorisation pursuant to ZBan-2:
/
-
Member of Ljubljana stock exchange:
-
-
Members of the system of guarantees for investors' claims:
- 12.
GENERALI INVESTMENTS d.o.o.
Dunajska cesta 63
1000 Ljubljanatelefon: 01/ 582 67 80
faks: 01/ 518 41 00
www.generali-investments.si
-
Authorisation pursuant to ZTVP-1:
/
-
Authorisation pursuant to ZTFI-1:
/
-
Authorisation pursuant to ZISDU-3C:
1, 3
-
Authorisation pursuant to ZBan-2:
/
-
Member of Ljubljana stock exchange:
-
-
Members of the system of guarantees for investors' claims:
- 13.
ADDIKO BANK d.d.
Dunajska cesta 117
1000 Ljubljanatelefon: 01/ 580 40 00 www.addiko.si
-
Authorisation pursuant to ZTVP-1:
/
-
Authorisation pursuant to ZTFI-1:
/
-
Authorisation pursuant to ZISDU-3C:
/
-
Authorisation pursuant to ZBan-2:
7
-
Member of Ljubljana stock exchange:
-
-
Members of the system of guarantees for investors' claims:
/
- 14.
telefon: 01/ 583 66 66
faks: 01/ 583 23 33
www.sparkasse.si
-
Authorisation pursuant to ZTVP-1:
/
-
Authorisation pursuant to ZTFI-1:
/
-
Authorisation pursuant to ZISDU-3C:
/
-
Authorisation pursuant to ZBan-2:
7
-
Member of Ljubljana stock exchange:
-
-
Members of the system of guarantees for investors' claims:
/
- 15.
telefon: 04/ 208 40 00
faks: 04/ 202 15 03 www.gbkr.si
-
Authorisation pursuant to ZTVP-1:
/
-
Authorisation pursuant to ZTFI-1:
/
-
Authorisation pursuant to ZISDU-3C:
/
-
Authorisation pursuant to ZBan-2:
7
-
Member of Ljubljana stock exchange:
-
-
Members of the system of guarantees for investors' claims:
/
- 16.
- SID SLOVENSKA IZVOZNA IN RAZVOJNA BANKA d. d. Ulica Josipine Turnograjske 6 1000 Ljubljana
telefon: 01/ 200 75 00
faks: 01/ 200 75 75
www.sid.si
-
Authorisation pursuant to ZTVP-1:
/
-
Authorisation pursuant to ZTFI-1:
/
-
Authorisation pursuant to ZISDU-3C:
/
-
Authorisation pursuant to ZBan-2:
7
-
Member of Ljubljana stock exchange:
-
-
Members of the system of guarantees for investors' claims:
/
- 17.
DELAVSKA HRANILNICA d. d. Miklošičeva 5
1000 Ljubljana
telefon: 01/ 300 02 00
faks: 01/ 300 02 20
www.delavska-hranilnica.si
-
Authorisation pursuant to ZTVP-1:
/
-
Authorisation pursuant to ZTFI-1:
/
-
Authorisation pursuant to ZISDU-3C:
/
-
Authorisation pursuant to ZBan-2:
7
-
Member of Ljubljana stock exchange:
-
-
Members of the system of guarantees for investors' claims:
/
- 18.
telefon: 04/ 280 07 77
faks: 04/ 201 13 37
www.lon.si
-
Authorisation pursuant to ZTVP-1:
/
-
Authorisation pursuant to ZTFI-1:
/
-
Authorisation pursuant to ZISDU-3C:
/
-
Authorisation pursuant to ZBan-2:
7
-
Member of Ljubljana stock exchange:
-
-
Members of the system of guarantees for investors' claims:
/
- 19.
PRIMORSKA HRANILNICA VIPAVA d. d.
Glavni trg 15
5271 Vipavatelefon: 05/ 366 45 00
faks: 05/ 366 45 10
www.hranilnica-vipava.si
-
Authorisation pursuant to ZTVP-1:
/
-
Authorisation pursuant to ZTFI-1:
/
-
Authorisation pursuant to ZISDU-3C:
/
-
Authorisation pursuant to ZBan-2:
7
-
Member of Ljubljana stock exchange:
-
-
Members of the system of guarantees for investors' claims:
/
- 20.
telefon: 01/ 472 71 00
faks: 01/ 472 74 05
www.dbs.si
-
Authorisation pursuant to ZTVP-1:
/
-
Authorisation pursuant to ZTFI-1:
/
-
Authorisation pursuant to ZISDU-3C:
/
-
Authorisation pursuant to ZBan-2:
7
-
Member of Ljubljana stock exchange:
-
-
Members of the system of guarantees for investors' claims:
/
- 21.
-
Authorisation pursuant to ZTVP-1:
/
-
Authorisation pursuant to ZTFI-1:
/
-
Authorisation pursuant to ZISDU-3C:
/
-
Authorisation pursuant to ZBan-2:
7
-
Member of Ljubljana stock exchange:
/
-
Members of the system of guarantees for investors' claims:
/
- 22.
telefon: 080 22 42
-
Authorisation pursuant to ZTVP-1:
/
-
Authorisation pursuant to ZTFI-1:
/
-
Authorisation pursuant to ZISDU-3C:
1
-
Authorisation pursuant to ZBan-2:
/
-
Member of Ljubljana stock exchange:
/
-
Members of the system of guarantees for investors' claims:
/
*Transposition table of ZTVP-1 and ZTFI
Last update: November 3, 2020
Key:
Investment services and activities and ancillary services pursuant to Market in Financial Instruments Act (ZTFI-1)
- Reception and transmission of orders in relation to one or more financial instruments.
- Execution of orders on behalf of clients.
- Dealing on own account.
- Portfolio management.
- Investment advice.
- Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis.
- Placing of financial instruments without a firm commitment basis.
- Operation of an MTF.
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding maintaining securities accounts at the top tier level.
- Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction.
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings.
- Foreign exchange services where these are connected to the provision of investment services.
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments.
- Services related to underwriting.
- Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under points (5), (6), (7) and (10) of Section C where these are connected to the provision of investment or ancillary services.
- Operation of an OTF.
Services with regard to securities pursuant to Securities Market Act (ZTVP-1)
- Brokerage
- Securities management
- Execution of initial sales without firm commitment
- Underwriting of initial sales
- Services in connection with initiation of public trading in securities
- Investment advice
- Administration of accounts of book-entry securities
- Safekeeping of securities
- Services in connection with mergers and acquisitions
- Transmission of orders
- Dealing on own account
Portfolio management and ancillary services pursuant to Investment Funds and Management Companies Act (ZISDU-3)
1. Portfolio management
2. Investment advice
3. Safekeeping and administration in relation to units of collective investment undertakings
Financial services according to the Banking act (ZBan-2)
7. trading for own account or for the account of clients:
- in money-market instruments,
- in foreign legal tender, including currency exchange transactions,
- in standardised futures and options,
- in currency and interest-rate instruments,
- in transferable securities;