Investment firms, banks and management companies authorised to provide investment services and activities

No. Bank / investment firm / management company Contact information Authorisation pursuant to ZTVP-1: Authorisation pursuant to ZTFI-1: Authorisation pursuant to ZISDU-3C: Authorisation pursuant to ZBan-2: Member of Ljubljana stock exchange: Members of the system of guarantees for investors' claims:
1.

BANKA INTESA SANPAOLO d.d.

Pristaniška ulica 14

6502 Koper

tel: 080 13 18

intesasanpaolobank.si

/

5, 13

/

7

-
2.

BELEKTRON d. o. o.

Cvetkova ulica 25

1000 Ljubljana

tel: 01/ 620 88 54

faks: 01/ 620 88 55

belektron.eu/sl

/

3

/ / / /
3.

GBD Gorenjska borznoposredniška družba d.d.

Koroška cesta 5

4000 Kranj

tel: 04/ 280 10 00

faks: 04/ 280 10 12

gbd.si

1, 2, 3, 5, 6, 7, 9, 10

/ / / /
4.

ILIRIKA borzno posredniška hiša d.d.

Slovenska cesta 54 a

1000 Ljubljana

tel: 01/ 300 22 50

faks: 01/ 234 33 59

ilirika.si

1, 2, 3, 4, 5, 6, 7, 9, 10, 11

10

/ /

5.

NOVA KREDITNA BANKA MARIBOR d.d.

Ulica Vita Kraigherja 4

2000 Maribor

tel: 02/ 229 22 90

faks: 02/ 252 43 33

nkbm.si

1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11

/ / /

6.

NOVA LJUBLJANSKA BANKA d.d.

Trg republike 2

1000 Ljubljana

tel: 01/ 476 39 00

faks: 01/ 252 24 22

nlb.si

1, 3, 4, 5, 6, 7, 8, 9, 10, 11

/ / /

7.

SKB banka d.d.

Ajdovščina 4

1000 Ljubljana

tel: 01/ 433 21 32

faks: 01/ 471 56 28

skb.si

1, 3, 4, 5, 6, 7, 8, 9, 10, 11

/ / /

8.

UNICREDIT BANKA SLOVENIJA d.d.

Šmartinska 140

1000 Ljubljana

tel: 01/ 587 66 00

faks: 01/ 587 66 84

unicredit.si

1, 2, 3, 4, 5, 6, 7, 9, 10, 11

/ / /

-

9.

TRIGLAV  SKLADI, d.o.o.

Slovenska cesta 54

1000 Ljubljana

tel: 01/ 300 73 00

faks: 01/ 300 73 50

triglavskladi.si

/ /

1, 2, 3

/ -
10.

NLB SKLADI, d.o.o.

Tivolska cesta 48

1000 Ljubljana

tel: 01/ 476 52 70

faks: 01/ 476 52 99

nlbskladi.si

/ /

1, 3

/ -
11.

GENERALI INVESTMENTS d.o.o.

Dunajska cesta 63

1000 Ljubljana 

tel: 01/ 582 67 80 

faks: 01/ 518 41 00

generali-investments.si 

/ /

1, 3

/ -
12.

ADDIKO BANK d.d.

Dunajska cesta 117

1000 Ljubljana

tel: 01/ 580 40 00

addiko.si

/ / /

7

- /
13.

BANKA SPARKASSE d.d.

Cesta v Kleče 15

1000 Ljubljana

tel: 01/ 583 66 66

faks: 01/ 583 23 33

sparkasse.si

/ / /

7

- /
14.

GORENJSKA BANKA d.d.

Bleiweisova cesta 1

4000 Kranj

tel: 04/ 208 40 00

faks: 04/ 202 15 03

gbkr.si

/ / /

7

- /
15.

SID SLOVENSKA IZVOZNA IN RAZVOJNA BANKA d.d. 

Ulica Josipine Turnograjske 6 

1000 Ljubljana

tel: 01/ 200 75 00

faks: 01/ 200 75 75

sid.si

/ / /

7

- /
16.

DELAVSKA HRANILNICA d.d.

Miklošičeva 5

1000 Ljubljana

tel: 01/ 300 02 00

faks: 01/ 300 02 20

delavska-hranilnica.si

/ / /

7

- /
17.

HRANILNICA LON d. d.

Žanova ulica 3

4000 Kranj

tel: 04/ 280 07 77
faks: 04/ 201 13 37
www.lon.si

/ / /

7

- /
18.

PRIMORSKA HRANILNICA VIPAVA d.d.

Glavni trg 15

5271 Vipava

tel: 05/ 366 45 00

faks: 05/ 366 45 10

hranilnica-vipava.si

/ / /

7

- /
19.

DEŽELNA BANKA SLOVENIJE d.d.

Kolodvorska 9

1000 Ljubljana

tel: 01/ 472 71 00

faks: 01/ 472 74 05

dbs.si

/ / /

7

- /
20.

SBERBANK BANKA d.d.

Dunajska cesta 128 a, 

1000 Ljubljana


tel: 01/ 530 74 00,
01/ 530 74 02

faks: 01/ 530 74 04,
01/ 530 75 55

sberbank.si

/ / /

7

/ /
21.

Sava Infond d.o.o.

Ulica Vita Kraigherja 5

2000 Maribor

tel: 080 22 42

infond.si

/ /

1

/ / /

*Transposition table of ZTVP-1 and ZTFI

Last update: November 3, 2020

Key:

 Investment services and activities and ancillary services pursuant to Market in Financial Instruments Act (ZTFI-1)  

  1. Reception and transmission of orders in relation to one or more financial instruments.
  2. Execution of orders on behalf of clients.
  3. Dealing on own account.
  4. Portfolio management.
  5. Investment advice.
  6. Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis.
  7. Placing of financial instruments without a firm commitment basis.
  8. Operation of an MTF.
  9. Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding maintaining securities accounts at the top tier level.
  10. Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction.
  11. Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings.
  12. Foreign exchange services where these are connected to the provision of investment services.
  13. Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments.
  14. Services related to underwriting.
  15. Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under points (5), (6), (7) and (10) of Section C where these are connected to the provision of investment or ancillary services.
  16. Operation of an OTF.

 

 Services with regard to securities pursuant to Securities Market Act (ZTVP-1)  

  1. Brokerage
  2. Securities management
  3. Execution of initial sales without firm commitment
  4. Underwriting of initial sales
  5. Services in connection with initiation of public trading in securities
  6. Investment advice
  7. Administration of accounts of book-entry securities
  8. Safekeeping of securities
  9. Services in connection with mergers and acquisitions
  10. Transmission of orders
  11. Dealing on own account

 

Portfolio management and ancillary services pursuant to Investment Funds and Management Companies Act (ZISDU-3) 

1. Portfolio management
2. Investment advice
   3.  Safekeeping and administration in relation to units of collective investment undertakings

 

Financial services according to the Banking act (ZBan-2)

7. trading for own account or for the account of clients:

  • in money-market instruments,
  • in foreign legal tender, including currency exchange transactions,
  • in standardised futures and options,
  • in currency and interest-rate instruments,
  • in transferable securities;
  • Poljanski nasip 6, 1000 Ljubljana, SI-Slovenija
  • Telephone: +386 (0)1 280 04 00
    Fax: +386 (0)1 280 04 30
  1. E-mail: info@atvp.si
  2. Media contacts: pr@atvp.si