Investment firms, banks and management companies authorised to provide investment services and activities

No.

Bank/investment firm/management company

Contact information

Authorisation pursuant to ZTVP-1

Authorisation pursuant to ZTFI-1

Authorisation pursuant to ZISDU-3C

Authorisation pursuant to ZBan - 2 

Member of Ljubljana stock exchange

Members of the system of guarantees for investors' claims

1.

ALTA Invest, investicijske storitve, d. d.
Železna cesta 18
1000 Ljubljana
tel.: +386 1 320 03 00
faks: +386 1 320 03 01
www.alta.si

1, 2, 3, 4, 5, 6, 7, 9, 10, 11, 12, 13, 14, 15    

-

 
2.

BANKA INTESA SANPAOLO d. d.
Pristaniška ulica 14,       6502 Koper

tel.: +386 5 666 1838    www.intesasanpaolobank.si

  5, 13
7  -  
3.  BELEKTRON d.o.o.
Cvetkova ulica 25
1000 Ljubljana

tel.: +386 1 620 88 54
faks: +386 1 620 88 55
https://belektron.eu/sl

   3      -  

4.

 

  DEŽELNA BANKA
  SLOVENIJE d.d.
 

Kolodvorska 9
1000 Ljubljana
tel.: +386 1 472 72 63
faks: +386 1 472 74 05
www.dbs.si
      7

-

 

5.

 

GBD Gorenjska borznoposredniška družba d.d.
Koroška cesta 5
4000 Kranj
tel.: +386 4 280 10 00
faks: +386 4 280 10 12
www.gbd.si
1, 2, 3, 5, 6, 7, 9, 10      

-

-

6.

 

ILIRIKA borzno posredniška hiša d.d.
Slovenska cesta 54 a
1000 Ljubljana
tel.: +386 1 300 22 50
faks: +386 1 234 33 59
www.ilirika.si
1, 2, 3, 4, 5, 6, 7, 9, 10, 11  10
 

 

7.

NOVA KREDITNA BANKA MARIBOR d.d.
Ulica Vita Kraigherja 4
2000 Maribor
tel.: +386 2 229 22 90
faks: +386 2 252 43 33
www.nkbm.si
1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11      

 

8.

  NOVA LJUBLJANSKA
 BANKA d.d.
 

Trg republike 2
1000 Ljubljana
tel.: +386 1 476 39 00
faks: +386 1 252 24 22
www.nlb.si
1, 3, 4, 5, 6, 7, 8, 9, 10, 11      

 
9. SBERBANK BANKA d.d.
Dunajska 128a
1000 Ljubljana
tel.: +386 1 530 74 00
faks: +386 1 530 75 55
www.banka-sberbank.si
3, 4, 6, 7, 10, 11        

10.

SKB banka d.d.
Ajdovščina 4
1000 Ljubljana
tel.: +386 1 433 21 32
faks: +386 1 471 56 28
www.skb.si
1, 3, 4, 5, 6, 7, 8, 9, 10, 11      

 

11.

UNICREDIT BANKA SLOVENIJA d.d. 
Šmartinska 140
1000 Ljubljana
tel.: +386 1 587 64 31
faks: +386 1 587 66 84
www.unicredit.si
1, 2, 3, 4, 5, 6, 7, 9, 10, 11      

-

 
12.   TRIGLAV 
 SKLADI, d.o.o.
 
Slovenska cesta 54
1000 Ljubljana
tel: +386 1 300 73 00  

faks: +386 1 300 73 50
www.triglavskladi.si

     1, 2, 3    
13. NLB SKLADI, d.o.o. 
Tivolska cesta 48
1000 Ljubljana

           
tel.: +386 1 476 52 70
faks: +386 1 476 52 99
www.nlbskladi.si
     1, 3    
14

GENERALI INVESTMENTS, d.o.o.


Dunajska cesta 63
 1000 Ljubljana

 tel.: +386 1 582 67 80
faks: +386 1 518 41 00
www.generali-investments.si 
     1, 2, 3    
15. ADDIKO BANK d. d.
Dunajska cesta 117          1000 Ljubljana

tel.: +386 1 580 40 00
www.addiko.si

 
   7  
16. BANKA SPARKASSE d.d.
Cesta v Kleče 15
1000 Ljubljana
tel.: +386 1 583 66 66
faks: +386 1 583 23 33
www.sparkasse.si
       7  -  
17. GORENJSKA BANKA   d. d. 
Bleiweisova cesta 1   4000 Kranj
tel.: +386 4 208 40 00
faks: +386 4 202 15 03 www.gbkr.si
       7  -  
18. SID SLOVENSKA IZVOZNA IN RAZVOJNA BANKA d. d.
Ulica Josipine Turnograjske 6
1000 Ljubljana

tel.: +386 1 200 75 00   faks: +386 1 200 75 75 www.sid.si

 

       7  
19. DELAVSKA HRANILNICA d. d. 
Miklošičeva 5
1000 Ljubljana
tel.: +386 1 300 02 00    faks: +386 1 300 02 20 www.delavska-hranilnica.si        7  
20.

HRANILNICA LON d. d.
Žanova ulica 3
4000 kranj

tel.: +386 4 280 07 77    faks: +386 4 201 13 37 www.lon.si

       7  
21. PRIMORSKA HRANILNICA VIPAVA   d. d.
Glavni trg 15
5271 Vipava

tel.: +386 5 366 45 00    fax: +386 5 366 45 10 www.hranilnica-vipava.si

       7  -  

*Transposition table of ZTVP-1 and ZTFI

Last update: September 3, 2020

Key:

 Investment services and activities and ancillary services pursuant to Market in Financial Instruments Act (ZTFI-1)  

    1. Reception and transmission of orders in relation to one or more financial instruments.
    2. Execution of orders on behalf of clients.
    3. Dealing on own account.
    4. Portfolio management.
    5. Investment advice.
    6. Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis.
    7. Placing of financial instruments without a firm commitment basis.
    8. Operation of an MTF.
    9. Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding maintaining securities accounts at the top tier level.
    10. Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction.
    11. Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings.
    12. Foreign exchange services where these are connected to the provision of investment services.
    13. Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments.
    14. Services related to underwriting.
    15. Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under points (5), (6), (7) and (10) of Section C where these are connected to the provision of investment or ancillary services.
    16. Operation of an OTF.

 

 Services with regard to securities pursuant to Securities Market Act (ZTVP-1)  

    1. Brokerage
    2. Securities management
    3. Execution of initial sales without firm commitment
    4. Underwriting of initial sales
    5. Services in connection with initiation of public trading in securities
    6. Investment advice
    7. Administration of accounts of book-entry securities
    8. Safekeeping of securities
    9. Services in connection with mergers and acquisitions
    10. Transmission of orders
    11. Dealing on own account

 

Portfolio management and ancillary services pursuant to Investment Funds and Management Companies Act (ZISDU-3) 

   
1. Portfolio management
2. Investment advice
   3.  Safekeeping and administration in relation to units of collective investment undertakings

 

Financial services according to the Banking act (ZBan-2)

7. trading for own account or for the account of clients:

  • in money-market instruments,
  • in foreign legal tender, including currency exchange transactions,
  • in standardised futures and options,
  • in currency and interest-rate instruments,
  • in transferable securities;
  • Poljanski nasip 6, 1000 Ljubljana, SI-Slovenija
  • Telephone: +386 (0)1 280 04 00
    Fax: +386 (0)1 280 04 30
  1. E-mail: info@atvp.si
  2. Media contacts: pr@atvp.si