Investment firms, banks and management companies authorised to provide investment services and activities
| No. | Bank / investment firm / management company | Contact information | Authorisation pursuant to ZTVP-1: | Authorisation pursuant to ZTFI-1: | Authorisation pursuant to ZISDU-3C: | Authorisation pursuant to ZBan-3: | Member of Ljubljana stock exchange: | Members of the system of guarantees for investors' claims: |
|---|---|---|---|---|---|---|---|---|
| 1. |
Pristaniška ulica 14 6502 Koper |
tel: 080 13 18 |
/ | 5, 13 |
/ | 7 |
- |  |
| 2. |
Cvetkova ulica 25 1000 Ljubljana |
tel: 01/ 620 88 54 |
/ | 3 |
/ | / | / | / |
| 3. | ILIRIKA borzno posredniška hiša d. d. Slovenska cesta 54 a 1000 Ljubljana |
tel: 01/ 300 22 50 |
1, 2, 3, 4, 5, 6, 7, 9, 10, 11 |
10 |
/ | / |
|
|
| 4. | NOVA KREDITNA BANKA MARIBOR d.d. Ulica Vita Kraigherja 4 2505 Maribor |
tel: 02/ 229 22 90 |
1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11 |
/ | / | / |
|
|
| 5. |
Trg republike 2 1000 Ljubljana |
tel: 01/ 476 39 00 |
1, 3, 4, 5, 6, 7, 8, 9, 10, 11 |
/ | / | / |
|
|
| 6. |
Ajdovščina 4 1000 Ljubljana |
tel: 01/ 433 21 32 |
1, 3, 4, 5, 6, 7, 8, 9, 10, 11 |
/ | / | / |
|
|
| 7. | UNICREDIT BANKA SLOVENIJA d.d. Ameriška ulica 2 1000 Ljubljana |
tel: 01/ 587 66 00 |
1, 2, 3, 4, 5, 6, 7, 9, 10, 11 |
/ | / | / | - |
|
| 8. |
Slovenska cesta 54 1000 Ljubljana |
tel: 01/ 300 73 00 |
/ | / | 1, 2, 3 |
/ | - | |
| 9. |
Tivolska cesta 48 1000 Ljubljana |
tel: 01/ 476 52 70 |
/ | / | 1, 3 |
/ | - | |
| 10. |
Dunajska cesta 63 1000 Ljubljana |
tel: 01/ 582 67 80 |
/ | / | 1, 3 |
/ | - | |
| 11. |
Dunajska cesta 117 1000 Ljubljana |
tel: 01/ 580 40 00 |
/ | / | / | 7 |
- | / |
| 12. |
Cesta v Kleče 15 1000 Ljubljana |
tel: 01/ 583 66 66 |
/ | / | / | 7 |
- | / |
| 13. |
Bleiweisova cesta 1 4000 Kranj |
tel: 04/ 208 40 00 |
/ | / | / | 7 |
- | / |
| 14. | SID SLOVENSKA IZVOZNA IN RAZVOJNA BANKA d.d. Ulica Josipine Turnograjske 6 1000 Ljubljana |
tel: 01/ 200 75 00 |
/ | / | / | 7 |
- | / |
| 15. |
Miklošičeva cesta 5 1000 Ljubljana |
tel: 01/ 300 02 00 |
/ | / | / | 7 |
- | / |
| 16. |
Žanova ulica 3 4000 Kranj |
tel: 04/ 280 07 77
|
/ | / | / | 7 |
- | / |
| 17. | PRIMORSKA HRANILNICA VIPAVA d.d. Glavni trg 15 5271 Vipava |
tel: 05/ 366 45 00 |
/ | / | / | 7 |
- | / |
| 18. |
Kolodvorska ulica 9 1000 Ljubljana |
tel: 01/ 472 71 00 |
/ | / | / | 7 |
- | / |
| 19. |
Dunajska cesta 128 a, 1000 Ljubljana
|
tel: 01/ 530 74 00,
nbanka.si
|
/ | / | / | 7 |
/ | / |
| 20. |
Ulica Vita Kraigherja 5 2000 Maribor |
tel: 080 22 42 |
/ | / | 1 |
/ | / | / |
| 21. | EQUITO, borznoposredniška družba, d. o. o. Ameriška ulica 8 1000 Ljubljana |
tel: 031 611 567
|
/ | 1, 2, 7, 9, 11 |
/ | / | - | |
*Transposition table (.docx) of ZTVP-1 and ZTFI
Last update: 17 May 2022
Key:
Investment services and activities and ancillary services pursuant to Market in Financial Instruments Act (ZTFI-1)
- Reception and transmission of orders in relation to one or more financial instruments.
- Execution of orders on behalf of clients.
- Dealing on own account.
- Portfolio management.
- Investment advice.
- Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis.
- Placing of financial instruments without a firm commitment basis.
- Operation of an MTF.
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding maintaining securities accounts at the top tier level.
- Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction.
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings.
- Foreign exchange services where these are connected to the provision of investment services.
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments.
- Services related to underwriting.
- Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under points (5), (6), (7) and (10) of Section C where these are connected to the provision of investment or ancillary services.
- Operation of an OTF.
Services with regard to securities pursuant to Securities Market Act (ZTVP-1)
- Brokerage
- Securities management
- Execution of initial sales without firm commitment
- Underwriting of initial sales
- Services in connection with initiation of public trading in securities
- Investment advice
- Administration of accounts of book-entry securities
- Safekeeping of securities
- Services in connection with mergers and acquisitions
- Transmission of orders
- Dealing on own account
Portfolio management and ancillary services pursuant to Investment Funds and Management Companies Act (ZISDU-3)
1. Portfolio management
2. Investment advice
3. Safekeeping and administration in relation to units of collective investment undertakings
Financial services according to the Banking act (ZBan-2)
7. trading for own account or for the account of clients:
- in money-market instruments,
- in foreign legal tender, including currency exchange transactions,
- in standardised futures and options,
- in currency and interest-rate instruments,
- in transferable securities;