Investment firms, banks and management companies authorised to provide investment services and activities

No.	Bank/investment firm/management company	Contact information	Authorisation pursuant to ZTVP-1	Authorisation pursuant to ZTFI-1	Authorisation pursuant to ZISDU-3C	Authorisation pursuant to ZBan - 2	Member of Ljubljana stock exchange	Members of the system of guarantees for investors' claims
1.	ALTA Invest, investicijske storitve, d. d. Železna cesta 18 1000 Ljubljana	tel.: +386 1 320 03 00 faks: +386 1 320 03 01 www.alta.si		1, 2, 3, 4, 5, 6, 7, 9, 10, 11, 12, 13, 14, 15			-
2.	BANKA INTESA SANPAOLO d. d . Pristaniška ulica 14, 6502 Koper	tel.: +386 5 666 1838 www.intesasanpaolobank.si		5, 13		7	-
3.	BELEKTRON d.o.o. Cvetkova ulica 25 1000 Ljubljana	tel.: +386 1 620 88 54 faks: +386 1 620 88 55 https://belektron.eu/sl		3			-
4.	DEŽELNA BANKA SLOVENIJE d.d. Kolodvorska 9 1000 Ljubljana	tel.: +386 1 472 72 63 faks: +386 1 472 74 05 www.dbs.si				7	-
5.	GBD Gorenjska borznoposredniška družba d.d. Koroška cesta 5 4000 Kranj	tel.: +386 4 280 10 00 faks: +386 4 280 10 12 www.gbd.si	1, 2, 3, 5, 6, 7, 9, 10				-	-
6.	ILIRIKA borzno posredniška hiša d.d. Slovenska cesta 54 a 1000 Ljubljana	tel.: +386 1 300 22 50 faks: +386 1 234 33 59 www.ilirika.si	1, 2, 3, 4, 5, 6, 7, 9, 10, 11	10
7.	NOVA KREDITNA BANKA MARIBOR d.d. Ulica Vita Kraigherja 4 2000 Maribor	tel.: +386 2 229 22 90 faks: +386 2 252 43 33 www.nkbm.si	1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11
8.	NOVA LJUBLJANSKA BANKA d.d. Trg republike 2 1000 Ljubljana	tel.: +386 1 476 39 00 faks: +386 1 252 24 22 www.nlb.si	1, 3, 4, 5, 6, 7, 8, 9, 10, 11
9.	SBERBANK BANKA d.d. Dunajska 128a 1000 Ljubljana	tel.: +386 1 530 74 00 faks: +386 1 530 75 55 www.banka-sberbank.si	3, 4, 6, 7, 10, 11				-
10.	SKB banka d.d. Ajdovščina 4 1000 Ljubljana	tel.: +386 1 433 21 32 faks: +386 1 471 56 28 www.skb.si	1, 3, 4, 5, 6, 7, 8, 9, 10, 11
11.	UNICREDIT BANKA SLOVENIJA d.d. Šmartinska 140 1000 Ljubljana	tel.: +386 1 587 64 31 faks: +386 1 587 66 84 www.unicredit.si	1, 2, 3, 4, 5, 6, 7, 9, 10, 11				-
12.	TRIGLAV SKLADI, d.o.o. Slovenska cesta 54 1000 Ljubljana	tel: +386 1 300 73 00 faks: +386 1 300 73 50 www.triglavskladi.si			1, 2, 3		-
13.	NLB SKLADI, d.o.o. Tivolska cesta 48 1000 Ljubljana	tel.: +386 1 476 52 70 faks: +386 1 476 52 99 www.nlbskladi.si			1, 3		-
14	GENERALI INVESTMENTS , d.o.o. Dunajska cesta 63 1000 Ljubljana	tel.: +386 1 582 67 80 faks: +386 1 518 41 00 www.generali-investments.si			1, 2, 3		-
15.	ADDIKO BANK d. d. Dunajska cesta 117 1000 Ljubljana	tel.: +386 1 580 40 00 www.addiko.si				7	-
16.	BANKA SPARKASSE d.d. Cesta v Kleče 15 1000 Ljubljana	tel.: +386 1 583 66 66 faks: +386 1 583 23 33 www.sparkasse.si				7	-
17.	GORENJSKA BANKA d. d . Bleiweisova cesta 1 4000 Kranj	tel.: +386 4 208 40 00 faks: +386 4 202 15 03 www.gbkr.si				7	-
18.	SID SLOVENSKA IZVOZNA IN RAZVOJNA BANKA d. d. Ulica Josipine Turnograjske 6 1000 Ljubljana	tel.: +386 1 200 75 00 faks: +386 1 200 75 75 www.sid.si				7	-
19.	DELAVSKA HRANILNICA d. d. Miklošičeva 5 1000 Ljubljana	tel.: +386 1 300 02 00 faks: +386 1 300 02 20 www.delavska-hranilnica.si				7	-
20.	HRANILNICA LON d. d. Žanova ulica 3 4000 kranj	tel.: +386 4 280 07 77 faks: +386 4 201 13 37 www.lon.si				7	-
21.	PRIMORSKA HRANILNICA VIPAVA d. d. Glavni trg 15 5271 Vipava	tel.: +386 5 366 45 00 fax: +386 5 366 45 10 www.hranilnica-vipava.si				7	-

*Transposition table of ZTVP-1 and ZTFI

Last update: September 3, 2020

Key:

Investment services and activities and ancillary services pursuant to Market in Financial Instruments Act (ZTFI-1)

Reception and transmission of orders in relation to one or more financial instruments.
Execution of orders on behalf of clients.
Dealing on own account.
Portfolio management.
Investment advice.
Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis.
Placing of financial instruments without a firm commitment basis.
Operation of an MTF.
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding maintaining securities accounts at the top tier level.
Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction.
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings.
Foreign exchange services where these are connected to the provision of investment services.
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments.
Services related to underwriting.
Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under points (5), (6), (7) and (10) of Section C where these are connected to the provision of investment or ancillary services.
Operation of an OTF.

Services with regard to securities pursuant to Securities Market Act (ZTVP-1)

Brokerage
Securities management
Execution of initial sales without firm commitment
Underwriting of initial sales
Services in connection with initiation of public trading in securities
Investment advice
Administration of accounts of book-entry securities
Safekeeping of securities
Services in connection with mergers and acquisitions
Transmission of orders
Dealing on own account

Portfolio management and ancillary services pursuant to Investment Funds and Management Companies Act (ZISDU-3)

1. Portfolio management
2. Investment advice
3. Safekeeping and administration in relation to units of collective investment undertakings

Financial services according to the Banking act (ZBan-2)

7. trading for own account or for the account of clients:

in money-market instruments,
in foreign legal tender, including currency exchange transactions,
in standardised futures and options,
in currency and interest-rate instruments,
in transferable securities;

Lists and registers

Investment firms, banks and management companies authorised to provide investment services and activities