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Home Lists and registers Lists of issued licences Investment firms, banks and managem...

Investment firms, banks and management companies authorised to provide investment services and activities

No.

Bank / investment firm / management company

Contact information

1.
ALTA Invest, investicijske storitve, d.d.

Železna cesta 18

1000 Ljubljana
telefon: 01/ 320 03 00

faks: 01/ 320 03 01

www.alta.si

Authorisation pursuant to ZTVP-1:
/
Authorisation pursuant to ZTFI-1:
1, 2, 3, 4, 5, 6, 7, 9, 10, 11, 12, 13, 14, 15
Authorisation pursuant to ZISDU-3C:
/
Authorisation pursuant to ZBan-2:
/
Member of Ljubljana stock exchange:
-
Members of the system of guarantees for investors' claims:
-

2.
BANKA INTESA SANPAOLO d.d.
Pristaniška ulica 14
6502 Koper
telefon: 080 13 18 www.intesasanpaolobank.si

Authorisation pursuant to ZTVP-1:
/
Authorisation pursuant to ZTFI-1:
5, 13
Authorisation pursuant to ZISDU-3C:
/
Authorisation pursuant to ZBan-2:
7
Member of Ljubljana stock exchange:
-
Members of the system of guarantees for investors' claims:

3.
BELEKTRON d. o. o.
Cvetkova ulica 25
1000 Ljubljana
telefon: 01/ 620 88 54
faks: 01/ 620 88 55 https://belektron.eu/sl

Authorisation pursuant to ZTVP-1:
/
Authorisation pursuant to ZTFI-1:
3
Authorisation pursuant to ZISDU-3C:
/
Authorisation pursuant to ZBan-2:
/
Member of Ljubljana stock exchange:
/
Members of the system of guarantees for investors' claims:
/

4.
GBD Gorenjska borznoposredniška družba d.d.
Koroška cesta 5
4000 Kranj
telefon: 04/ 280 10 00
faks: 04/ 280 10 12
www.gbd.si

Authorisation pursuant to ZTVP-1:
1, 2, 3, 5, 6, 7, 9, 10
Authorisation pursuant to ZTFI-1:
/
Authorisation pursuant to ZISDU-3C:
/
Authorisation pursuant to ZBan-2:
/
Member of Ljubljana stock exchange:
/
Members of the system of guarantees for investors' claims:

5.
ILIRIKA borzno posredniška hiša d.d.
Slovenska cesta 54 a
1000 Ljubljana
telefon: 01/ 300 22 50
faks: 01/ 234 33 59
www.ilirika.si

Authorisation pursuant to ZTVP-1:
1, 2, 3, 4, 5, 6, 7, 9, 10, 11
Authorisation pursuant to ZTFI-1:
10
Authorisation pursuant to ZISDU-3C:
/
Authorisation pursuant to ZBan-2:
/
Member of Ljubljana stock exchange:
Members of the system of guarantees for investors' claims:

6.
NOVA KREDITNA BANKA MARIBOR d.d.
Ulica Vita Kraigherja 4
2000 Maribor
telefon: 02/ 229 22 90
faks: 02/ 252 43 33
www.nkbm.si

Authorisation pursuant to ZTVP-1:
1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11
Authorisation pursuant to ZTFI-1:
/
Authorisation pursuant to ZISDU-3C:
/
Authorisation pursuant to ZBan-2:
/
Member of Ljubljana stock exchange:
Members of the system of guarantees for investors' claims:

7.
NOVA LJUBLJANSKA
BANKA d.d.
Trg republike 2
1000 Ljubljana
telefon: 01/ 476 39 00
faks: 01/ 252 24 22
www.nlb.si

Authorisation pursuant to ZTVP-1:
1, 3, 4, 5, 6, 7, 8, 9, 10, 11
Authorisation pursuant to ZTFI-1:
/
Authorisation pursuant to ZISDU-3C:
/
Authorisation pursuant to ZBan-2:
/
Member of Ljubljana stock exchange:
Members of the system of guarantees for investors' claims:

8.
SKB banka d.d.
Ajdovščina 4
1000 Ljubljana
telefon: 01/ 433 21 32
faks: 01/ 471 56 28
www.skb.si

Authorisation pursuant to ZTVP-1:
1, 3, 4, 5, 6, 7, 8, 9, 10, 11
Authorisation pursuant to ZTFI-1:
/
Authorisation pursuant to ZISDU-3C:
/
Authorisation pursuant to ZBan-2:
/
Member of Ljubljana stock exchange:
Members of the system of guarantees for investors' claims:

9.
UNICREDIT BANKA SLOVENIJA d.d.
Šmartinska 140
1000 Ljubljana
telefon: 01/ 587 64 31
faks: 01/ 587 66 84
www.unicredit.si

Authorisation pursuant to ZTVP-1:
1, 2, 3, 4, 5, 6, 7, 9, 10, 11
Authorisation pursuant to ZTFI-1:
/
Authorisation pursuant to ZISDU-3C:
/
Authorisation pursuant to ZBan-2:
/
Member of Ljubljana stock exchange:
-
Members of the system of guarantees for investors' claims:

10.
TRIGLAV
SKLADI, d.o.o.
Slovenska cesta 54
1000 Ljubljana
telefon: 01/ 300 73 00
faks: 01/ 300 73 50
www.triglavskladi.si

Authorisation pursuant to ZTVP-1:
/
Authorisation pursuant to ZTFI-1:
/
Authorisation pursuant to ZISDU-3C:
1, 2, 3
Authorisation pursuant to ZBan-2:
/
Member of Ljubljana stock exchange:
-
Members of the system of guarantees for investors' claims:

11.
NLB SKLADI, d.o.o.
Tivolska cesta 48
1000 Ljubljana
telefon: 01/ 476 52 70
faks: 01/ 476 52 99
www.nlbskladi.si

Authorisation pursuant to ZTVP-1:
/
Authorisation pursuant to ZTFI-1:
/
Authorisation pursuant to ZISDU-3C:
1, 3
Authorisation pursuant to ZBan-2:
/
Member of Ljubljana stock exchange:
-
Members of the system of guarantees for investors' claims:

12.
GENERALI INVESTMENTS d.o.o.
Dunajska cesta 63
1000 Ljubljana
telefon: 01/ 582 67 80
faks: 01/ 518 41 00
www.generali-investments.si

Authorisation pursuant to ZTVP-1:
/
Authorisation pursuant to ZTFI-1:
/
Authorisation pursuant to ZISDU-3C:
1, 3
Authorisation pursuant to ZBan-2:
/
Member of Ljubljana stock exchange:
-
Members of the system of guarantees for investors' claims:

13.
ADDIKO BANK d.d.
Dunajska cesta 117
1000 Ljubljana
telefon: 01/ 580 40 00 www.addiko.si

Authorisation pursuant to ZTVP-1:
/
Authorisation pursuant to ZTFI-1:
/
Authorisation pursuant to ZISDU-3C:
/
Authorisation pursuant to ZBan-2:
7
Member of Ljubljana stock exchange:
-
Members of the system of guarantees for investors' claims:
/

14.
BANKA SPARKASSE d.d.
Cesta v Kleče 15
1000 Ljubljana
telefon: 01/ 583 66 66
faks: 01/ 583 23 33
www.sparkasse.si

Authorisation pursuant to ZTVP-1:
/
Authorisation pursuant to ZTFI-1:
/
Authorisation pursuant to ZISDU-3C:
/
Authorisation pursuant to ZBan-2:
7
Member of Ljubljana stock exchange:
-
Members of the system of guarantees for investors' claims:
/

15.
GORENJSKA BANKA d. d.
Bleiweisova cesta 1
4000 Kranj
telefon: 04/ 208 40 00
faks: 04/ 202 15 03 www.gbkr.si

Authorisation pursuant to ZTVP-1:
/
Authorisation pursuant to ZTFI-1:
/
Authorisation pursuant to ZISDU-3C:
/
Authorisation pursuant to ZBan-2:
7
Member of Ljubljana stock exchange:
-
Members of the system of guarantees for investors' claims:
/

16.
SID SLOVENSKA IZVOZNA IN RAZVOJNA BANKA d. d. Ulica Josipine Turnograjske 6 1000 Ljubljana
telefon: 01/ 200 75 00
faks: 01/ 200 75 75
www.sid.si

Authorisation pursuant to ZTVP-1:
/
Authorisation pursuant to ZTFI-1:
/
Authorisation pursuant to ZISDU-3C:
/
Authorisation pursuant to ZBan-2:
7
Member of Ljubljana stock exchange:
-
Members of the system of guarantees for investors' claims:
/

17.
DELAVSKA HRANILNICA d. d. Miklošičeva 5

1000 Ljubljana
telefon: 01/ 300 02 00
faks: 01/ 300 02 20
www.delavska-hranilnica.si

Authorisation pursuant to ZTVP-1:
/
Authorisation pursuant to ZTFI-1:
/
Authorisation pursuant to ZISDU-3C:
/
Authorisation pursuant to ZBan-2:
7
Member of Ljubljana stock exchange:
-
Members of the system of guarantees for investors' claims:
/

18.
HRANILNICA LON d. d.
Žanova ulica 3
4000 Kranj
telefon: 04/ 280 07 77
faks: 04/ 201 13 37
www.lon.si

Authorisation pursuant to ZTVP-1:
/
Authorisation pursuant to ZTFI-1:
/
Authorisation pursuant to ZISDU-3C:
/
Authorisation pursuant to ZBan-2:
7
Member of Ljubljana stock exchange:
-
Members of the system of guarantees for investors' claims:
/

19.
PRIMORSKA HRANILNICA VIPAVA d. d.
Glavni trg 15
5271 Vipava
telefon: 05/ 366 45 00
faks: 05/ 366 45 10
www.hranilnica-vipava.si

Authorisation pursuant to ZTVP-1:
/
Authorisation pursuant to ZTFI-1:
/
Authorisation pursuant to ZISDU-3C:
/
Authorisation pursuant to ZBan-2:
7
Member of Ljubljana stock exchange:
-
Members of the system of guarantees for investors' claims:
/

20.
DEŽELNA BANKA SLOVENIJE d.d.
Kolodvorska 9
1000 Ljubljana
telefon: 01/ 472 71 00
faks: 01/ 472 74 05
www.dbs.si

Authorisation pursuant to ZTVP-1:
/
Authorisation pursuant to ZTFI-1:
/
Authorisation pursuant to ZISDU-3C:
/
Authorisation pursuant to ZBan-2:
7
Member of Ljubljana stock exchange:
-
Members of the system of guarantees for investors' claims:
/

21.
SBERBANK BANKA d.d.

Dunajska cesta 128 a, 1000 Ljubljana
telefon: 01/ 530 74 00, 01/ 530 74 02

faks: 01/ 530 74 04, 01/ 530 75 55

www.sberbank.si

Authorisation pursuant to ZTVP-1:
/
Authorisation pursuant to ZTFI-1:
/
Authorisation pursuant to ZISDU-3C:
/
Authorisation pursuant to ZBan-2:
7
Member of Ljubljana stock exchange:
/
Members of the system of guarantees for investors' claims:
/

22.
Sava Infond d.o.o.

Ulica Vita Kraigherja 5

2000 Maribor
telefon: 080 22 42

www.infond.si

Authorisation pursuant to ZTVP-1:
/
Authorisation pursuant to ZTFI-1:
/
Authorisation pursuant to ZISDU-3C:
1
Authorisation pursuant to ZBan-2:
/
Member of Ljubljana stock exchange:
/
Members of the system of guarantees for investors' claims:
/

*Transposition table of ZTVP-1 and ZTFI

Last update: November 3, 2020

Key:

Investment services and activities and ancillary services pursuant to Market in Financial Instruments Act (ZTFI-1)

Reception and transmission of orders in relation to one or more financial instruments.
Execution of orders on behalf of clients.
Dealing on own account.
Portfolio management.
Investment advice.
Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis.
Placing of financial instruments without a firm commitment basis.
Operation of an MTF.
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding maintaining securities accounts at the top tier level.
Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction.
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings.
Foreign exchange services where these are connected to the provision of investment services.
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments.
Services related to underwriting.
Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under points (5), (6), (7) and (10) of Section C where these are connected to the provision of investment or ancillary services.
Operation of an OTF.

Services with regard to securities pursuant to Securities Market Act (ZTVP-1)

Brokerage
Securities management
Execution of initial sales without firm commitment
Underwriting of initial sales
Services in connection with initiation of public trading in securities
Investment advice
Administration of accounts of book-entry securities
Safekeeping of securities
Services in connection with mergers and acquisitions
Transmission of orders
Dealing on own account

Portfolio management and ancillary services pursuant to Investment Funds and Management Companies Act (ZISDU-3)

1. Portfolio management
2. Investment advice
3. Safekeeping and administration in relation to units of collective investment undertakings

Financial services according to the Banking act (ZBan-2)

7. trading for own account or for the account of clients:

in money-market instruments,
in foreign legal tender, including currency exchange transactions,
in standardised futures and options,
in currency and interest-rate instruments,
in transferable securities;