Skoči do osrednje vsebine

Required Annexes to the request

The following documentation must be attached to the application for a license to perform the function of a member of the supervisory board or a non-executive director in a brokerage company:

-    completed VPR questionnaire which refers to a candidate for a member of the supervisory body of a brokerage company and which is completed by the person in question,

-    completed VPR BDP questionnaire,

-    a copy of a valid identity document of a supervisory board member,

-    detailed CV of the member of the supervisory board,

-    copies of evidence of the obtained professional education of the member of the supervisory board,

-    copies of recommendations from employers, if any,

-    an extract from the criminal record, which must not be older than six months - issued by the Ministry of Justice - the purpose of issuing the certificate: Business matters (the extract from the District Court is not appropriate), or other relevant evidence, if such a record does not exist,

-    resolution of the general meeting of the brokerage company on the appointment of a member of the supervisory board,

-    extract from the customer credit information exchange system (SISBON) or other relevant collection of personal data from abroad, if it exists,

-    the brokerage company's assessment of the suitability of a member of the supervisory board,

-    a copy of the tax payment certificate in the amount of EUR 840 (to be paid to the account of the Securities Market Agency, Poljanski nasip 6, 1000 Ljubljana, no. SI56 0110 0637 0164 245, reference 00 114),

-    other documents proving the statements in the questionnaire.


  • Poljanski nasip 6, 1000 Ljubljana, SI-Slovenija
  • Telephone: +386 (0)1 280 04 00
    Fax: +386 (0)1 280 04 30
  1. E-mail: info@atvp.si
  2. Media contacts: pr@atvp.si