Skoči do osrednje vsebine

Required Annexes to the request

The following documentation should be attached to the application for a license to perform the function of a board member or executive director in a brokerage company: 

-    completed VPR questionnaire which refers to candidate for a board member,

-    a copy of a valid identity document,

-    a detailed CV,

-    copies of proof of acquired professional education,

-    copies of recommendations from employers, if any,

-    an extract from the criminal record and proof that no final indictment has been filed against this person for a criminal offense that is prosecuted ex officio and for which a prison sentence of one year or more can be imposed, or other relevant proof, if such record does not exist (e.g. a certificate from Ministry of Justice on impunity and a Certificate from the District Court that the person is not in criminal proceedings),

-    the decision of the relevant authority on the appointment of a candidate as a member of the board,

-    extract from the customer credit information exchange system (SISBON) or other relevant collection of personal data from abroad, if exists,

-    other documents proving the statements in the questionnaire,

-    a copy of the tax payment certificate in the amount of EUR 840 (paid to the account of the Securities Market Agency, Poljanski nasip 6, 1000 Ljubljana, no. SI56 0110 0637 0164 245, reference 00 114),

-    power of attorney (if the application is submitted by an authorized person of the applicant).

  • Poljanski nasip 6, 1000 Ljubljana, SI-Slovenija
  • Telephone: +386 (0)1 280 04 00
    Fax: +386 (0)1 280 04 30
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