Skoči do osrednje vsebine

Required Annexes to the request

The applicant for license to access auction systems must submit at least the following documentation to ATVP as part of his application:


-    organizational chart of the applicant;

-    a description of the work tasks, responsibilities and communication flows within the applicant;

-    a curriculum vitae and proof of education and work experience of persons who will participate in the auction of greenhouse gas emission rights;

-    an extract from the criminal record, which must not be older than six months - issued by the Ministry of Justice - the purpose of issuing the certificate: Business matters (the extract from the District Court is not appropriate), or other relevant evidence, if such a record does not exist, for persons who will participate in the auction of greenhouse gas emission rights;

-    employment contracts for persons who will participate in the auction of greenhouse gas emission rights;

-    internal rules and procedures on risk management of the applicant,

-    internal rules and procedures on the management of conflicts of interest;

-    internal rules and procedures that address the operation of the company, which is in the best interest of the client of the applicant;

-    internal rules and procedures related to professional care, integrity and ethical conduct;

-    internal policies and procedures governing the processing of claims from clients represented by the applicant at the auction, effective participation in the auction, particularly with regard to submitting bids on behalf of clients, accepting payments and collateral from clients, and transferring rights to clients requested by the claimant represents;

-    documentation requested and submitted to the auction system in which the applicant requests access to bidding;

-    a proposal for agreements that the applicant  will enter into with his clients regarding the bidding of greenhouse gas emission rights;

-    documentation regarding the fulfillment of the requirement from ZPPDFT-2, which includes at least an analysis of the risk of money laundering and financing of terrorism, the method of determining the riskiness of customers and business partners, procedures related to the review of customers and business partners, procedures related to reporting suspicious transactions, training in the field money laundering and financing of terrorism prevention;

-    a proof of payment of the fee in the amount of EUR 2,520 (paid to the account of ATVP, Poljanski nasip 6, 1000 Ljubljana, no. SI56 0110 0637 0164 245, reference 00 184);

-    any other relevant documentation.


  • Poljanski nasip 6, 1000 Ljubljana, SI-Slovenija
  • Telephone: +386 (0)1 280 04 00
    Fax: +386 (0)1 280 04 30
  1. E-mail: info@atvp.si
  2. Media contacts: pr@atvp.si