Warnings by other regulators

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1304.

03.09.2010

Warning by Belgian regulator in connection with the companies Financial Soultions and Commodore Asset

Financial Soultions (www.financialsoultions.com); Commodore Asset (www.commodoreasset.com)

1303.

02.09.2010

Warning by Netherlands regulator in connection with the boiler rooms Tortola Capital and Iberia Securities

1302.

02.09.2010

Warning by regulator from Jersey in connection with the company Sterling Equity Corporation

1301.

01.09.2010

Warning by Netherlands regulator in connection with the boiler rooms Dupont Conseille AG and Gulf Oil Exploration Corporation Inc.

1300.

01.09.2010

Warning by Netherlands regulator in connection with the boiler room Vantage Equity International Ltd.

boiler room Vantage Equity International Ltd., Via Vicenzo Monti n. 8, Milan, Italy, 20123 and Level 37, Taipei 101 Tower, 7 Xinyi Road, Section 5, 110 Taipei, Taiwan ( www.vantageequity.com)

1299.

31.08.2010

Warning by Austrian regulator in connection with the company Lehman Co. Global Group, Inc.

Lehman Co. Global Group, Inc. (Head Office), 100 King Street West, 37th Floor, Toronto, Ontario M5X 1C9, Canada (http://www.lehmangroup.net)

1298.

31.08.2010

Warning by Austrian regulator in connection with the company International Trade Corporation

International Trade Corporation, 391 N.W. 179th Avenue, Aloha, Oregon 97006, United States of America

1297.

31.08.2010

Warning by Austrian regulator in connection with the company Gold Seal Trading

Gold Seal Trading, 369 Lexington Avenue, New York, United States of America

1296.

30.08.2010

Warning by Norwegian regulator in connection with the company Camelot Advisors

Camelot Advisors, The Center, 99 Queens Road, Central, Hong Kong (www.camelotadvisors.com)

1295.

23.08.2010

Warning by Norwegian regulator in connection with the company Prentice Management Corp.

Prentice Management Corp., 18th Floor Ark Mori Building, 1-12-32 Akasaka, Minato-ku, Tokyo 107-6011 (www.prenticecorp.com)


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